Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +7 vs. Q4 2023
- Shares held
- 12.3M
- +1.15M (+10.4%) vs. Q4 2023
- Total value
- $62.3M
- +$7.39M (+13.5%) vs. Q4 2023
- New holders
- 23
- 39 more added
- Sold out
- 16
- 18 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 3,006,840 | $15.3M | 0.19% | −28,937−1.0% | Reduced |
| Citadel Advisors LLC | 1,067,438 | $5.42M | 0.01% | +198,003+22.8% | Added |
| Morgan Stanley | 876,204 | $4.45M | 0.00% | −78,151−8.2% | Reduced |
| Wedbush Securities Inc | 744,853 | $3.78M | 0.14% | +372,914+100.3% | Added |
| Advisor Group Holdings, Inc. | 701,373 | $3.56M | 0.01% | +119,213+20.5% | Added |
| HRT Financial LP | 456,400 | $2.32M | 0.01% | +355,915+354.2% | Added |
| Independent Financial Group, LLC | 424,348 | $2.16M | 0.10% | +5,264+1.3% | Added |
| LPL Financial LLC | 367,136 | $1.87M | 0.00% | −18,303−4.7% | Reduced |
| Commonwealth Equity Services, LLC | 324,463 | $1.65M | 0.00% | −4,348−1.3% | Reduced |
| JPMorgan Chase & Co | 302,758 | $1.54M | 0.00% | +64,805+27.2% | Added |
| Delphi Financial Group, Inc. | 274,974 | $1.40M | 0.90% | +864+0.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 263,311 | $1.34M | 0.18% | +10,120+4.0% | Added |
| Virtus ETF Advisers LLC | 233,087 | $1.18M | 0.63% | +63,201+37.2% | Added |
| Geneos Wealth Management Inc. | 165,850 | $842.5K | 0.04% | +33,250+25.1% | Added |
| Samalin Investment Counsel, LLC | 148,461 | $754.2K | 0.36% | +6,911+4.9% | Added |
| Arlington Capital Management, Inc. | 148,012 | $751.9K | 0.63% | −6,904−4.5% | Reduced |
| Raymond James & Associates | 145,269 | $738.0K | 0.00% | +5,390+3.9% | Added |
| Simplify Asset Management Inc. | 127,068 | $645.5K | 0.06% | +127,068 | New |
| Private Advisor Group, LLC | 122,871 | $624.2K | 0.00% | +9,299+8.2% | Added |
| Founders Financial Alliance, LLC | 114,928 | $583.8K | 0.18% | +114,928 | New |
| Aptus Capital Advisors, LLC | 100,324 | $509.6K | 0.01% | +14,041+16.3% | Added |
| CastleKnight Management LP | 97,000 | $492.8K | 0.07% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 96,460 | $490.0K | 0.00% | +5,027+5.5% | Added |
| Wells Fargo & Company | 91,501 | $464.8K | 0.00% | −1,000−1.1% | Reduced |
| Jump Financial, LLC | 89,000 | $452.1K | 0.01% | +36,500+69.5% | Added |
| Coastal Investment Advisors, Inc. | 86,656 | $440.2K | 0.09% | +14,307+19.8% | Added |
| Bank of America Corp | 71,034 | $360.9K | 0.00% | +2,058+3.0% | Added |
| Rockefeller Capital Management L.P. | 69,554 | $353.3K | 0.00% | +16,497+31.1% | Added |
| Sage Capital Advisors,llc | 68,126 | $346.1K | 0.10% | +2,486+3.8% | Added |
| Bard Associates Inc | 64,217 | $326.2K | 0.12% | −752−1.2% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 61,770 | $313.8K | 0.02% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 58,995 | $299.7K | 0.00% | +26,856+83.6% | Added |
| UBS Group AG | 55,237 | $280.6K | 0.00% | +6,901+14.3% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $272.4K | 0.13% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 53,223 | $270.4K | 0.01% | +21,272+66.6% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 52,333 | $266.0K | 0.01% | +846+1.6% | Added |
| Lido Advisors, LLC | 51,372 | $261.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 50,220 | $250.6K | 0.01% | −7,469−12.9% | Reduced |
| GWM Advisors LLC | 46,530 | $236.4K | 0.00% | −3,968−7.9% | Reduced |
| Prospera Financial Services Inc | 44,786 | $227.5K | 0.01% | +3,487+8.4% | Added |
| Jane Street Group, LLC | 43,874 | $222.9K | 0.00% | +43,874 | New |
| Sigma Planning Corp | 40,496 | $205.7K | 0.01% | +15,016+58.9% | Added |
| Cetera Investment Advisers | 39,655 | $201.4K | 0.00% | +27,874+236.6% | Added |
| CFO4Life Group, LLC | 38,575 | $196.0K | 0.04% | +38,575 | New |
| Park Avenue Securities LLC | 37,579 | $191.0K | 0.00% | +17,608+88.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 36,555 | $186.0K | 0.00% | −6,034−14.2% | Reduced |
| Envestnet Asset Management Inc | 33,873 | $172.1K | 0.00% | +33,873 | New |
| Two Sigma Securities, LLC | 33,603 | $170.7K | 0.01% | +33,603 | New |
| Mercer Global Advisors Inc | 32,716 | $166.0K | 0.00% | +32,716 | New |
| Prime Capital Investment Advisors, LLC | 30,771 | $156.3K | 0.00% | +30,771 | New |
| Summitry LLC | 30,000 | $152.4K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 28,059 | $142.5K | 0.01% | +6,600+30.8% | Added |
| D.A. Davidson & Co. | 27,907 | $141.8K | 0.00% | +3,196+12.9% | Added |
| BNP Paribas Arbitrage, SA | 26,300 | $133.6K | 0.00% | −116,400−81.6% | Reduced |
| Waddell & Associates, LLC | 21,856 | $111.0K | 0.02% | +21,856 | New |
| Hohimer Wealth Management, LLC | 20,478 | $104.0K | 0.02% | −7,738−27.4% | Reduced |
| Naviter Wealth, LLC | 19,781 | $100.5K | 0.02% | −6,000−23.3% | Reduced |
| L.M. Kohn & Company | 18,470 | $93.8K | 0.03% | 00.0% | Unchanged |
| Northern Trust Corp | 17,811 | $90.5K | 0.00% | +17,811 | New |
| Atria Wealth Solutions, Inc. | 17,433 | $89.6K | 0.00% | +2,133+13.9% | Added |
| Essex Financial Services, Inc. | 17,000 | $86.4K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 16,000 | $81.3K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 16,051 | $81.0K | 0.00% | −37,418−70.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,308 | $77.8K | 0.00% | −1,111−6.8% | Reduced |
| PFG Investments, LLC | 15,112 | $76.8K | 0.00% | +15,112 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 14,651 | $74.4K | 0.01% | +2,096+16.7% | Added |
| Hartline Investment Corp | 14,651 | $74.4K | 0.01% | +14,651 | New |
| Beacon Financial Advisory LLC | 14,079 | $71.5K | 0.03% | +636+4.7% | Added |
| Captrust Financial Advisors | 13,629 | $69.2K | 0.00% | +13,629 | New |
| HighTower Advisors, LLC | 13,213 | $67.0K | 0.00% | +13,213 | New |
| Belpointe Asset Management LLC | 12,577 | $63.9K | 0.00% | +755+6.4% | Added |
| Arkadios Wealth Advisors | 12,414 | $63.1K | 0.00% | −9−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 11,907 | $60.5K | 0.00% | +5,357+81.8% | Added |
| Susquehanna International Group, LLP | 11,265 | $57.2K | 0.00% | +11,265 | New |
| Capital Investment Advisors, LLC | 11,000 | $55.9K | 0.00% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 10,464 | $53.2K | 0.01% | +83+0.8% | Added |
| Wesbanco Bank Inc | 10,209 | $51.9K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 10,000 | $50.8K | 0.00% | 00.0% | Unchanged |
| One Capital Management, LLC | 10,000 | $50.8K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 8,242 | $41.9K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 7,990 | $40.6K | 0.00% | +7,990 | New |
| CIBC Private Wealth Group, LLC | 6,100 | $30.9K | 0.00% | +6,100 | New |
| Allworth Financial LP | 3,845 | $19.5K | 0.00% | −5,426−58.5% | Reduced |
| US Bancorp | 3,057 | $15.5K | 0.00% | +3,057 | New |
| Proequities, Inc. | 3,000 | $15.5K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 1,200 | $6.10K | 0.00% | −18,673−94.0% | Reduced |
| Sunbelt Securities, Inc. | 1,074 | $5.46K | 0.00% | +52+5.1% | Added |
| Eagle Bay Advisors LLC | 1,000 | $5.08K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,025 | $5.00K | 0.00% | +66+6.9% | Added |
| Continuum Advisory, LLC | 731 | $3.82K | 0.00% | +731 | New |
| Spectrum Wealth Counsel, LLC | 750 | $3.81K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 732 | $3.72K | 0.00% | +732 | New |
| FNY Investment Advisers, LLC | 400 | $2.00K | 0.00% | +400 | New |
| Farther Finance Advisors, LLC | 283 | $1.44K | 0.00% | +13+4.8% | Added |
| GHP Investment Advisors, Inc. | 125 | $635 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $15 | 0.00% | +3 | New |
| Gradient Investments LLC | 0 | $2 | 0.00% | 0 | New |
| Bessemer Group Inc | 0 | $0 | 0.00% | −61,925−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −163,890−100.0% | Sold out |