Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +7 vs. Q4 2023
- Shares held
- 12.3M
- +1.15M (+10.4%) vs. Q4 2023
- Total value
- $62.3M
- +$7.39M (+13.5%) vs. Q4 2023
- New holders
- 23
- 39 more added
- Sold out
- 16
- 18 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 0 | $2 | 0.00% | 0 | New |
| FMR LLC | 3 | $15 | 0.00% | +3 | New |
| GHP Investment Advisors, Inc. | 125 | $635 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 283 | $1.44K | 0.00% | +13+4.8% | Added |
| FNY Investment Advisers, LLC | 400 | $2.00K | 0.00% | +400 | New |
| Beacon Capital Management, LLC | 732 | $3.72K | 0.00% | +732 | New |
| Spectrum Wealth Counsel, LLC | 750 | $3.81K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 731 | $3.82K | 0.00% | +731 | New |
| Resources Management Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,025 | $5.00K | 0.00% | +66+6.9% | Added |
| Eagle Bay Advisors LLC | 1,000 | $5.08K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 1,074 | $5.46K | 0.00% | +52+5.1% | Added |
| Cape Investment Advisory, Inc. | 1,200 | $6.10K | 0.00% | −18,673−94.0% | Reduced |
| Proequities, Inc. | 3,000 | $15.5K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,057 | $15.5K | 0.00% | +3,057 | New |
| Allworth Financial LP | 3,845 | $19.5K | 0.00% | −5,426−58.5% | Reduced |
| CIBC Private Wealth Group, LLC | 6,100 | $30.9K | 0.00% | +6,100 | New |
| Plante Moran Financial Advisors, LLC | 7,990 | $40.6K | 0.00% | +7,990 | New |
| GPS Wealth Strategies Group, LLC | 8,242 | $41.9K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 10,000 | $50.8K | 0.00% | 00.0% | Unchanged |
| One Capital Management, LLC | 10,000 | $50.8K | 0.00% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 10,209 | $51.9K | 0.00% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 10,464 | $53.2K | 0.01% | +83+0.8% | Added |
| Capital Investment Advisors, LLC | 11,000 | $55.9K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,265 | $57.2K | 0.00% | +11,265 | New |
| Tower Research Capital LLC (TRC) | 11,907 | $60.5K | 0.00% | +5,357+81.8% | Added |
| Arkadios Wealth Advisors | 12,414 | $63.1K | 0.00% | −9−0.1% | Reduced |
| Belpointe Asset Management LLC | 12,577 | $63.9K | 0.00% | +755+6.4% | Added |
| HighTower Advisors, LLC | 13,213 | $67.0K | 0.00% | +13,213 | New |
| Captrust Financial Advisors | 13,629 | $69.2K | 0.00% | +13,629 | New |
| Beacon Financial Advisory LLC | 14,079 | $71.5K | 0.03% | +636+4.7% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 14,651 | $74.4K | 0.01% | +2,096+16.7% | Added |
| Hartline Investment Corp | 14,651 | $74.4K | 0.01% | +14,651 | New |
| PFG Investments, LLC | 15,112 | $76.8K | 0.00% | +15,112 | New |
| Raymond James Financial Services Advisors, Inc. | 15,308 | $77.8K | 0.00% | −1,111−6.8% | Reduced |
| Royal Bank of Canada | 16,051 | $81.0K | 0.00% | −37,418−70.0% | Reduced |
| Tompkins Financial Corp | 16,000 | $81.3K | 0.01% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 17,000 | $86.4K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 17,433 | $89.6K | 0.00% | +2,133+13.9% | Added |
| Northern Trust Corp | 17,811 | $90.5K | 0.00% | +17,811 | New |
| L.M. Kohn & Company | 18,470 | $93.8K | 0.03% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 19,781 | $100.5K | 0.02% | −6,000−23.3% | Reduced |
| Hohimer Wealth Management, LLC | 20,478 | $104.0K | 0.02% | −7,738−27.4% | Reduced |
| Waddell & Associates, LLC | 21,856 | $111.0K | 0.02% | +21,856 | New |
| BNP Paribas Arbitrage, SA | 26,300 | $133.6K | 0.00% | −116,400−81.6% | Reduced |
| D.A. Davidson & Co. | 27,907 | $141.8K | 0.00% | +3,196+12.9% | Added |
| CoreCap Advisors, LLC | 28,059 | $142.5K | 0.01% | +6,600+30.8% | Added |
| Summitry LLC | 30,000 | $152.4K | 0.01% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 30,771 | $156.3K | 0.00% | +30,771 | New |
| Mercer Global Advisors Inc | 32,716 | $166.0K | 0.00% | +32,716 | New |
| Two Sigma Securities, LLC | 33,603 | $170.7K | 0.01% | +33,603 | New |
| Envestnet Asset Management Inc | 33,873 | $172.1K | 0.00% | +33,873 | New |
| Cambridge Investment Research Advisors, Inc. | 36,555 | $186.0K | 0.00% | −6,034−14.2% | Reduced |
| Park Avenue Securities LLC | 37,579 | $191.0K | 0.00% | +17,608+88.2% | Added |
| CFO4Life Group, LLC | 38,575 | $196.0K | 0.04% | +38,575 | New |
| Cetera Investment Advisers | 39,655 | $201.4K | 0.00% | +27,874+236.6% | Added |
| Sigma Planning Corp | 40,496 | $205.7K | 0.01% | +15,016+58.9% | Added |
| Jane Street Group, LLC | 43,874 | $222.9K | 0.00% | +43,874 | New |
| Prospera Financial Services Inc | 44,786 | $227.5K | 0.01% | +3,487+8.4% | Added |
| GWM Advisors LLC | 46,530 | $236.4K | 0.00% | −3,968−7.9% | Reduced |
| National Asset Management, Inc. | 50,220 | $250.6K | 0.01% | −7,469−12.9% | Reduced |
| Lido Advisors, LLC | 51,372 | $261.0K | 0.00% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 52,333 | $266.0K | 0.01% | +846+1.6% | Added |
| J.W. Cole Advisors, Inc. | 53,223 | $270.4K | 0.01% | +21,272+66.6% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $272.4K | 0.13% | 00.0% | Unchanged |
| UBS Group AG | 55,237 | $280.6K | 0.00% | +6,901+14.3% | Added |
| Squarepoint Ops LLC | 58,995 | $299.7K | 0.00% | +26,856+83.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 61,770 | $313.8K | 0.02% | 00.0% | Unchanged |
| Bard Associates Inc | 64,217 | $326.2K | 0.12% | −752−1.2% | Reduced |
| Sage Capital Advisors,llc | 68,126 | $346.1K | 0.10% | +2,486+3.8% | Added |
| Rockefeller Capital Management L.P. | 69,554 | $353.3K | 0.00% | +16,497+31.1% | Added |
| Bank of America Corp | 71,034 | $360.9K | 0.00% | +2,058+3.0% | Added |
| Coastal Investment Advisors, Inc. | 86,656 | $440.2K | 0.09% | +14,307+19.8% | Added |
| Jump Financial, LLC | 89,000 | $452.1K | 0.01% | +36,500+69.5% | Added |
| Wells Fargo & Company | 91,501 | $464.8K | 0.00% | −1,000−1.1% | Reduced |
| Kestra Advisory Services, LLC | 96,460 | $490.0K | 0.00% | +5,027+5.5% | Added |
| CastleKnight Management LP | 97,000 | $492.8K | 0.07% | 00.0% | Unchanged |
| Aptus Capital Advisors, LLC | 100,324 | $509.6K | 0.01% | +14,041+16.3% | Added |
| Founders Financial Alliance, LLC | 114,928 | $583.8K | 0.18% | +114,928 | New |
| Private Advisor Group, LLC | 122,871 | $624.2K | 0.00% | +9,299+8.2% | Added |
| Simplify Asset Management Inc. | 127,068 | $645.5K | 0.06% | +127,068 | New |
| Raymond James & Associates | 145,269 | $738.0K | 0.00% | +5,390+3.9% | Added |
| Arlington Capital Management, Inc. | 148,012 | $751.9K | 0.63% | −6,904−4.5% | Reduced |
| Samalin Investment Counsel, LLC | 148,461 | $754.2K | 0.36% | +6,911+4.9% | Added |
| Geneos Wealth Management Inc. | 165,850 | $842.5K | 0.04% | +33,250+25.1% | Added |
| Virtus ETF Advisers LLC | 233,087 | $1.18M | 0.63% | +63,201+37.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 263,311 | $1.34M | 0.18% | +10,120+4.0% | Added |
| Delphi Financial Group, Inc. | 274,974 | $1.40M | 0.90% | +864+0.3% | Added |
| JPMorgan Chase & Co | 302,758 | $1.54M | 0.00% | +64,805+27.2% | Added |
| Commonwealth Equity Services, LLC | 324,463 | $1.65M | 0.00% | −4,348−1.3% | Reduced |
| LPL Financial LLC | 367,136 | $1.87M | 0.00% | −18,303−4.7% | Reduced |
| Independent Financial Group, LLC | 424,348 | $2.16M | 0.10% | +5,264+1.3% | Added |
| HRT Financial LP | 456,400 | $2.32M | 0.01% | +355,915+354.2% | Added |
| Advisor Group Holdings, Inc. | 701,373 | $3.56M | 0.01% | +119,213+20.5% | Added |
| Wedbush Securities Inc | 744,853 | $3.78M | 0.14% | +372,914+100.3% | Added |
| Morgan Stanley | 876,204 | $4.45M | 0.00% | −78,151−8.2% | Reduced |
| Citadel Advisors LLC | 1,067,438 | $5.42M | 0.01% | +198,003+22.8% | Added |
| Penserra Capital Management LLC | 3,006,840 | $15.3M | 0.19% | −28,937−1.0% | Reduced |
| Bessemer Group Inc | 0 | $0 | 0.00% | −61,925−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −163,890−100.0% | Sold out |