Oxford Lane Capital Corp.

OXLC

Exchange: Nasdaq
SEC CIK: 0001495222

SEC filings (opens in a new tab)

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCG OXLCI OXLCL OXLCM OXLCN OXLCO OXLCZ

Q1 2024 vs. Q4 2023

How the institutions holding Oxford Lane Capital Corp. changed between Q4 2023 and Q1 2024.

All holders in Q1 2024 All holders in Q4 2023

13F holders of OXLC: Q4 2023 compared with Q1 2024
Measure	Q4 2023	Of which not filed for Q1 2024	Q1 2024	Change
Holders	92	1	98	+7
Shares	11.1M	6.37K	12.3M	+1.15M (+10.4%)
Value	$54.9M	$44.6K	$62.3M	+$7.39M (+13.5%)

1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (23)

Institutions that held Oxford Lane Capital Corp. at the end of Q1 2024 but not at the end of Q4 2023.

Institutions new to OXLC in Q1 2024
Institution	Shares	Value	% of portfolio
Simplify Asset Management Inc.	127,068	$645.5K	0.06%
Founders Financial Alliance, LLC	114,928	$583.8K	0.18%
Jane Street Group, LLC	43,874	$222.9K	0.00%
CFO4Life Group, LLC	38,575	$196.0K	0.04%
Envestnet Asset Management Inc	33,873	$172.1K	0.00%
Two Sigma Securities, LLC	33,603	$170.7K	0.01%
Mercer Global Advisors Inc	32,716	$166.0K	0.00%
Prime Capital Investment Advisors, LLC	30,771	$156.3K	0.00%
Waddell & Associates, LLC	21,856	$111.0K	0.02%
Northern Trust Corp	17,811	$90.5K	0.00%
PFG Investments, LLC	15,112	$76.8K	0.00%
Hartline Investment Corp	14,651	$74.4K	0.01%
Captrust Financial Advisors	13,629	$69.2K	0.00%
HighTower Advisors, LLC	13,213	$67.0K	0.00%
Susquehanna International Group, LLP	11,265	$57.2K	0.00%
Plante Moran Financial Advisors, LLC	7,990	$40.6K	0.00%
CIBC Private Wealth Group, LLC	6,100	$30.9K	0.00%
US Bancorp	3,057	$15.5K	0.00%
Continuum Advisory, LLC	731	$3.82K	0.00%
Beacon Capital Management, LLC	732	$3.72K	0.00%
FNY Investment Advisers, LLC	400	$2.00K	0.00%
FMR LLC	3	$15	0.00%
Gradient Investments LLC	0	$2	0.00%

Sold out (16)

Institutions that held Oxford Lane Capital Corp. at the end of Q4 2023 and filed for Q1 2024 without it.

Institutions that sold out of OXLC in Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Thomas J. Herzfeld Advisors, Inc.	163,890	$809.6K
Cubist Systematic Strategies, LLC	81,650	$403.4K
AE Wealth Management LLC	67,887	$353.0K
Bessemer Group Inc	61,925	$306.0K
Andina Capital Management, LLC	45,426	$224.4K
Marex Group plc	20,900	$103.2K
Nomura Holdings Inc	19,375	$95.7K
Virtu Financial LLC	19,103	$94.0K
Foundations Investment Advisors, LLC	14,243	$74.6K
Creative Planning	13,074	$64.6K
RSM US Wealth Management LLC	12,249	$60.5K
Wetherby Asset Management Inc	11,700	$57.8K
Hilltop Holdings Inc.	10,600	$52.4K
First Horizon Advisors, Inc.	10,000	$49.4K
Tradition Wealth Management, LLC	3,270	$16.0K
AdvisorNet Financial, Inc	55	$272

Not filed for Q1 2024 yet (1)

Institutions that held Oxford Lane Capital Corp. at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding OXLC in Q4 2023 that haven't filed for Q1 2024
Institution	Shares, Q4 2023	Value, Q4 2023
Coppell Advisory Solutions LLC	6,368	$44.6K