Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −52 vs. Q2 2025
- Shares held
- 7.37M
- +3.08M (+71.8%) vs. Q2 2025Converted for a 1-for-5 split
- Total value
- $117.3M
- +$27.4M (+30.4%) vs. Q2 2025
- New holders
- 25
- 37 more added
- Sold out
- 77
- 21 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,385,915 | $23.5M | 0.00% | +994,978+254.5% | AddedConverted for a 1-for-5 split |
| Elliott Investment Management L.P.SuperinvestorElliott Investment Management | 1,019,239 | $17.3M | 0.13% | +1,019,239 | New |
| Bulldog Investors, LLP | 447,288 | $7.57M | 1.75% | +447,288 | New |
| Border to Coast Pensions Partnership Ltd | 440,000 | $7.45M | 0.13% | 00.0% | UnchangedConverted for a 1-for-5 split |
| CF Capital LLC | 422,222 | $6.77M | 4.15% | +422,222 | New |
| Rockefeller Capital Management L.P. | 275,835 | $4.67M | 0.01% | +275,835 | New |
| Coastal Investment Advisors, Inc. | 245,433 | $4.16M | 1.39% | −3,347−1.3% | ReducedConverted for a 1-for-5 split |
| Thomas J. Herzfeld Advisors, Inc. | 227,872 | $3.86M | 1.32% | +227,872 | New |
| Envestnet Asset Management Inc | 210,520 | $3.56M | 0.00% | +193,178+1,113.9% | AddedConverted for a 1-for-5 split |
| Wedbush Securities Inc | 165,889 | $2.81M | 0.09% | −137,370−45.3% | ReducedConverted for a 1-for-5 split |
| J.W. Cole Advisors, Inc. | 146,356 | $2.48M | 0.05% | +9,889+7.2% | AddedConverted for a 1-for-5 split |
| Virtus Investment Advisers, Inc. | 129,209 | $2.19M | 0.63% | +129,209 | New |
| Advisor Group Holdings, Inc. | 532,469 | $2.05M | 0.00% | +414,979+353.2% | AddedConverted for a 1-for-5 split |
| Almitas Capital LLC | 119,999 | $2.03M | 0.46% | +119,999 | New |
| LPL Financial LLC | 112,978 | $1.91M | 0.00% | −70,507−38.4% | ReducedConverted for a 1-for-5 split |
| Susquehanna International Group, LLP | 105,871 | $1.79M | 0.00% | +91,801+652.4% | AddedConverted for a 1-for-5 split |
| Freestone Capital Holdings, LLC | 94,879 | $1.61M | 0.05% | +23,758+33.4% | AddedConverted for a 1-for-5 split |
| GatePass Capital, LLC | 94,800 | $1.60M | 0.93% | +82,220+653.6% | AddedConverted for a 1-for-5 split |
| Arlington Capital Management, Inc. | 78,082 | $1.32M | 0.84% | +41,286+112.2% | AddedConverted for a 1-for-5 split |
| Marex Group plc | 59,686 | $1.01M | 0.01% | +59,686 | New |
| Oppenheimer & Co Inc | 56,680 | $959.6K | 0.01% | +4,489+8.6% | AddedConverted for a 1-for-5 split |
| Apollon Wealth Management, LLC | 56,418 | $955.1K | 0.02% | +37,794+202.9% | AddedConverted for a 1-for-5 split |
| Founders Financial Alliance, LLC | 52,407 | $887.2K | 0.17% | +7,291+16.2% | AddedConverted for a 1-for-5 split |
| Private Advisor Group, LLC | 51,048 | $864.2K | 0.00% | −4,255−7.7% | ReducedConverted for a 1-for-5 split |
| Samalin Investment Counsel, LLC | 49,785 | $842.9K | 0.29% | +10,646+27.2% | AddedConverted for a 1-for-5 split |
| RSM US Wealth Management LLC | 45,379 | $768.3K | 0.01% | +16,097+55.0% | AddedConverted for a 1-for-5 split |
| Kestra Advisory Services, LLC | 40,573 | $686.9K | 0.00% | −28,896−41.6% | ReducedConverted for a 1-for-5 split |
| David Loasby | 40,766 | $683.2K | 0.05% | +40,766 | New |
| Aptus Capital Advisors, LLC | 40,135 | $679.5K | 0.01% | +12,925+47.5% | AddedConverted for a 1-for-5 split |
| Cambridge Investment Research Advisors, Inc. | 34,229 | $580.0K | 0.00% | −11,785−25.6% | ReducedConverted for a 1-for-5 split |
| Cetera Investment Advisers | 33,964 | $575.0K | 0.00% | +7,549+28.6% | AddedConverted for a 1-for-5 split |
| Commonwealth Equity Services, LLC | 32,953 | $558.0K | 0.00% | +7,289+28.4% | AddedConverted for a 1-for-5 split |
| Raymond James Financial Inc | 32,714 | $553.8K | 0.00% | −10,679−24.6% | ReducedConverted for a 1-for-5 split |
| M&T Bank Corp | 30,927 | $523.6K | 0.00% | −30,450−49.6% | ReducedConverted for a 1-for-5 split |
| Wesbanco Bank Inc | 30,091 | $509.4K | 0.01% | +609+2.1% | AddedConverted for a 1-for-5 split |
| Sage Capital Advisors,llc | 27,896 | $472.3K | 0.11% | +14,708+111.5% | AddedConverted for a 1-for-5 split |
| Citadel Advisors LLC | 27,472 | $465.1K | 0.00% | −303,607−91.7% | ReducedConverted for a 1-for-5 split |
| Jane Street Group, LLC | 25,049 | $424.1K | 0.00% | −93,890−78.9% | ReducedConverted for a 1-for-5 split |
| Eight 31 Financial LLC | 19,481 | $329.8K | 0.19% | +1,448+8.0% | AddedConverted for a 1-for-5 split |
| CastleKnight Management LP | 19,400 | $328.4K | 0.02% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Allworth Financial LP | 19,068 | $322.8K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Cary Street Partners Financial LLC | 18,263 | $309.2K | 0.01% | +6,972+61.7% | AddedConverted for a 1-for-5 split |
| Cura Wealth Advisors, LLC | 18,247 | $308.9K | 0.12% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Prospera Financial Services Inc | 16,637 | $281.7K | 0.00% | +1,061+6.8% | AddedConverted for a 1-for-5 split |
| Integrated Wealth Concepts LLC | 15,948 | $270.0K | 0.00% | +9,948+165.8% | AddedConverted for a 1-for-5 split |
| Capital CS Group, LLC | 15,298 | $259.0K | 0.43% | +6,181+67.8% | AddedConverted for a 1-for-5 split |
| Mariner, LLC | 15,274 | $258.6K | 0.00% | +6,863+81.6% | AddedConverted for a 1-for-5 split |
| CFO4Life Group, LLC | 14,682 | $248.6K | 0.04% | 00.0% | UnchangedConverted for a 1-for-5 split |
| National Bank of Canada | 12,909 | $218.2K | 0.00% | −976−7.0% | ReducedConverted for a 1-for-5 split |
| K2 Principal Fund, L.P. | 12,868 | $217.9K | 0.02% | +8,868+221.7% | AddedConverted for a 1-for-5 split |
| BI Asset Management Fondsmaeglerselskab A/S | 12,763 | $216.0K | 0.00% | +330+2.7% | AddedConverted for a 1-for-5 split |
| HighPoint Advisor Group LLC | 12,597 | $213.3K | 0.01% | +12,597 | New |
| Ferguson Shapiro LLC | 11,856 | $200.7K | 0.06% | +11,856 | New |
| D.A. Davidson & Co. | 11,236 | $190.2K | 0.00% | −303−2.6% | ReducedConverted for a 1-for-5 split |
| Fermata Advisors, LLC | 11,065 | $187.3K | 0.05% | +2,406+27.8% | AddedConverted for a 1-for-5 split |
| Lido Advisors, LLC | 10,274 | $173.9K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| JPMorgan Chase & Co | 8,627 | $146.1K | 0.00% | +8,627 | New |
| Federation des caisses Desjardins du Quebec | 7,880 | $133.2K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| BNP Paribas Arbitrage, SA | 6,418 | $108.7K | 0.00% | +6,418 | New |
| Cary Street Partner Investment Advisory LLC | 4,929 | $83.4K | 0.03% | +3,429+228.6% | AddedConverted for a 1-for-5 split |
| GWM Advisors LLC | 4,824 | $81.7K | 0.00% | +1,655+52.2% | AddedConverted for a 1-for-5 split |
| McIlrath & Eck, LLC | 4,691 | $79.4K | 0.01% | 00.0% | UnchangedConverted for a 1-for-5 split |
| UBS Group AG | 4,455 | $75.4K | 0.00% | −6,946−60.9% | ReducedConverted for a 1-for-5 split |
| EverSource Wealth Advisors, LLC | 4,200 | $71.1K | 0.00% | +200+5.0% | AddedConverted for a 1-for-5 split |
| Tower Research Capital LLC (TRC) | 3,731 | $63.2K | 0.00% | −5,179−58.1% | ReducedConverted for a 1-for-5 split |
| CoreCap Advisors, LLC | 3,295 | $55.8K | 0.00% | −4,802−59.3% | ReducedConverted for a 1-for-5 split |
| Bank of America Corp | 2,890 | $48.9K | 0.00% | +77+2.8% | AddedConverted for a 1-for-5 split |
| WPG Advisers, LLC | 2,620 | $44.4K | 0.03% | +2,341+837.7% | AddedConverted for a 1-for-5 split |
| GPS Wealth Strategies Group, LLC | 2,288 | $38.7K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| AdvisorNet Financial, Inc | 2,113 | $35.8K | 0.00% | +873+70.5% | AddedConverted for a 1-for-5 split |
| Aventura Private Wealth, LLC | 1,600 | $27.1K | 0.01% | 00.0% | UnchangedConverted for a 1-for-5 split |
| SWAN Capital LLC | 1,232 | $20.9K | 0.01% | +56+4.8% | AddedConverted for a 1-for-5 split |
| Private Wealth Management Group, LLC | 1,124 | $19.0K | 0.01% | +1,124 | New |
| Sunbelt Securities, Inc. | 802 | $13.6K | 0.00% | +552+220.5% | AddedConverted for a 1-for-5 split |
| SRS Capital Advisors, Inc. | 612 | $10.4K | 0.00% | +612 | New |
| Highline Wealth Partners LLC | 600 | $10.2K | 0.00% | +600 | New |
| BlackRock, Inc. | 596 | $10.1K | 0.00% | +595+42,471.4% | AddedConverted for a 1-for-5 split |
| Royal Bank of Canada | 566 | $10.0K | 0.00% | −288−33.7% | ReducedConverted for a 1-for-5 split |
| Principal Securities, Inc. | 570 | $9.65K | 0.00% | +570 | New |
| Comerica Bank | 566 | $9.57K | 0.00% | +566 | New |
| Hallmark Capital Management Inc | 560 | $9.48K | 0.00% | +560 | New |
| Larson Financial Group LLC | 454 | $7.69K | 0.00% | +454 | New |
| Wells Fargo & Company | 452 | $7.66K | 0.00% | −8,659−95.0% | ReducedConverted for a 1-for-5 split |
| Medallion Wealth Advisors, LLC | 400 | $6.77K | 0.00% | +400 | New |
| TD Private Client Wealth LLC | 264 | $4.47K | 0.00% | +264 | New |
| CWM, LLC | 212 | $4.00K | 0.00% | +142+203.7% | AddedConverted for a 1-for-5 split |
| Russell Investments Group, Ltd. | 200 | $3.39K | 0.00% | +200 | New |
| Ronald Blue Trust, Inc. | 120 | $2.03K | 0.00% | +120 | New |
| Legacy Wealth Managment, LLC | 111 | $1.88K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| MAI Capital Management | 104 | $1.76K | 0.00% | −3,944−97.4% | ReducedConverted for a 1-for-5 split |
| Farther Finance Advisors, LLC | 80 | $1.36K | 0.00% | −1,867−95.9% | ReducedConverted for a 1-for-5 split |
| Advisory Services Network, LLC | 45 | $762 | 0.00% | +45 | New |
| Ameritas Advisory Services, LLC | 25 | $423 | 0.00% | −1,322−98.1% | ReducedConverted for a 1-for-5 split |
| Accredited Wealth Management, LLC | 91 | – | – | −109−54.5% | ReducedConverted for a 1-for-5 split |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −115,869−100.0% | Sold outConverted for a 1-for-5 split |
| Delphi Financial Group, Inc. | 0 | $0 | 0.00% | −112,031−100.0% | Sold outConverted for a 1-for-5 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −90,865−100.0% | Sold outConverted for a 1-for-5 split |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −89,065−100.0% | Sold outConverted for a 1-for-5 split |
| Triumph Capital Management | 0 | $0 | 0.00% | −88,356−100.0% | Sold outConverted for a 1-for-5 split |
| Transce3nd, LLC | 0 | $0 | 0.00% | −83,065−100.0% | Sold outConverted for a 1-for-5 split |