Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −52 vs. Q2 2025
- Shares held
- 7.37M
- +3.08M (+71.8%) vs. Q2 2025Converted for a 1-for-5 split
- Total value
- $117.3M
- +$27.4M (+30.4%) vs. Q2 2025
- New holders
- 25
- 37 more added
- Sold out
- 77
- 21 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameritas Advisory Services, LLC | 25 | $423 | 0.00% | −1,322−98.1% | ReducedConverted for a 1-for-5 split |
| Advisory Services Network, LLC | 45 | $762 | 0.00% | +45 | New |
| Farther Finance Advisors, LLC | 80 | $1.36K | 0.00% | −1,867−95.9% | ReducedConverted for a 1-for-5 split |
| MAI Capital Management | 104 | $1.76K | 0.00% | −3,944−97.4% | ReducedConverted for a 1-for-5 split |
| Legacy Wealth Managment, LLC | 111 | $1.88K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Ronald Blue Trust, Inc. | 120 | $2.03K | 0.00% | +120 | New |
| Russell Investments Group, Ltd. | 200 | $3.39K | 0.00% | +200 | New |
| CWM, LLC | 212 | $4.00K | 0.00% | +142+203.7% | AddedConverted for a 1-for-5 split |
| TD Private Client Wealth LLC | 264 | $4.47K | 0.00% | +264 | New |
| Medallion Wealth Advisors, LLC | 400 | $6.77K | 0.00% | +400 | New |
| Wells Fargo & Company | 452 | $7.66K | 0.00% | −8,659−95.0% | ReducedConverted for a 1-for-5 split |
| Larson Financial Group LLC | 454 | $7.69K | 0.00% | +454 | New |
| Hallmark Capital Management Inc | 560 | $9.48K | 0.00% | +560 | New |
| Comerica Bank | 566 | $9.57K | 0.00% | +566 | New |
| Principal Securities, Inc. | 570 | $9.65K | 0.00% | +570 | New |
| Royal Bank of Canada | 566 | $10.0K | 0.00% | −288−33.7% | ReducedConverted for a 1-for-5 split |
| BlackRock, Inc. | 596 | $10.1K | 0.00% | +595+42,471.4% | AddedConverted for a 1-for-5 split |
| Highline Wealth Partners LLC | 600 | $10.2K | 0.00% | +600 | New |
| SRS Capital Advisors, Inc. | 612 | $10.4K | 0.00% | +612 | New |
| Sunbelt Securities, Inc. | 802 | $13.6K | 0.00% | +552+220.5% | AddedConverted for a 1-for-5 split |
| Private Wealth Management Group, LLC | 1,124 | $19.0K | 0.01% | +1,124 | New |
| SWAN Capital LLC | 1,232 | $20.9K | 0.01% | +56+4.8% | AddedConverted for a 1-for-5 split |
| Aventura Private Wealth, LLC | 1,600 | $27.1K | 0.01% | 00.0% | UnchangedConverted for a 1-for-5 split |
| AdvisorNet Financial, Inc | 2,113 | $35.8K | 0.00% | +873+70.5% | AddedConverted for a 1-for-5 split |
| GPS Wealth Strategies Group, LLC | 2,288 | $38.7K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| WPG Advisers, LLC | 2,620 | $44.4K | 0.03% | +2,341+837.7% | AddedConverted for a 1-for-5 split |
| Bank of America Corp | 2,890 | $48.9K | 0.00% | +77+2.8% | AddedConverted for a 1-for-5 split |
| CoreCap Advisors, LLC | 3,295 | $55.8K | 0.00% | −4,802−59.3% | ReducedConverted for a 1-for-5 split |
| Tower Research Capital LLC (TRC) | 3,731 | $63.2K | 0.00% | −5,179−58.1% | ReducedConverted for a 1-for-5 split |
| EverSource Wealth Advisors, LLC | 4,200 | $71.1K | 0.00% | +200+5.0% | AddedConverted for a 1-for-5 split |
| UBS Group AG | 4,455 | $75.4K | 0.00% | −6,946−60.9% | ReducedConverted for a 1-for-5 split |
| McIlrath & Eck, LLC | 4,691 | $79.4K | 0.01% | 00.0% | UnchangedConverted for a 1-for-5 split |
| GWM Advisors LLC | 4,824 | $81.7K | 0.00% | +1,655+52.2% | AddedConverted for a 1-for-5 split |
| Cary Street Partner Investment Advisory LLC | 4,929 | $83.4K | 0.03% | +3,429+228.6% | AddedConverted for a 1-for-5 split |
| BNP Paribas Arbitrage, SA | 6,418 | $108.7K | 0.00% | +6,418 | New |
| Federation des caisses Desjardins du Quebec | 7,880 | $133.2K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| JPMorgan Chase & Co | 8,627 | $146.1K | 0.00% | +8,627 | New |
| Lido Advisors, LLC | 10,274 | $173.9K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Fermata Advisors, LLC | 11,065 | $187.3K | 0.05% | +2,406+27.8% | AddedConverted for a 1-for-5 split |
| D.A. Davidson & Co. | 11,236 | $190.2K | 0.00% | −303−2.6% | ReducedConverted for a 1-for-5 split |
| Ferguson Shapiro LLC | 11,856 | $200.7K | 0.06% | +11,856 | New |
| HighPoint Advisor Group LLC | 12,597 | $213.3K | 0.01% | +12,597 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 12,763 | $216.0K | 0.00% | +330+2.7% | AddedConverted for a 1-for-5 split |
| K2 Principal Fund, L.P. | 12,868 | $217.9K | 0.02% | +8,868+221.7% | AddedConverted for a 1-for-5 split |
| National Bank of Canada | 12,909 | $218.2K | 0.00% | −976−7.0% | ReducedConverted for a 1-for-5 split |
| CFO4Life Group, LLC | 14,682 | $248.6K | 0.04% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Mariner, LLC | 15,274 | $258.6K | 0.00% | +6,863+81.6% | AddedConverted for a 1-for-5 split |
| Capital CS Group, LLC | 15,298 | $259.0K | 0.43% | +6,181+67.8% | AddedConverted for a 1-for-5 split |
| Integrated Wealth Concepts LLC | 15,948 | $270.0K | 0.00% | +9,948+165.8% | AddedConverted for a 1-for-5 split |
| Prospera Financial Services Inc | 16,637 | $281.7K | 0.00% | +1,061+6.8% | AddedConverted for a 1-for-5 split |
| Cura Wealth Advisors, LLC | 18,247 | $308.9K | 0.12% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Cary Street Partners Financial LLC | 18,263 | $309.2K | 0.01% | +6,972+61.7% | AddedConverted for a 1-for-5 split |
| Allworth Financial LP | 19,068 | $322.8K | 0.00% | 00.0% | UnchangedConverted for a 1-for-5 split |
| CastleKnight Management LP | 19,400 | $328.4K | 0.02% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Eight 31 Financial LLC | 19,481 | $329.8K | 0.19% | +1,448+8.0% | AddedConverted for a 1-for-5 split |
| Jane Street Group, LLC | 25,049 | $424.1K | 0.00% | −93,890−78.9% | ReducedConverted for a 1-for-5 split |
| Citadel Advisors LLC | 27,472 | $465.1K | 0.00% | −303,607−91.7% | ReducedConverted for a 1-for-5 split |
| Sage Capital Advisors,llc | 27,896 | $472.3K | 0.11% | +14,708+111.5% | AddedConverted for a 1-for-5 split |
| Wesbanco Bank Inc | 30,091 | $509.4K | 0.01% | +609+2.1% | AddedConverted for a 1-for-5 split |
| M&T Bank Corp | 30,927 | $523.6K | 0.00% | −30,450−49.6% | ReducedConverted for a 1-for-5 split |
| Raymond James Financial Inc | 32,714 | $553.8K | 0.00% | −10,679−24.6% | ReducedConverted for a 1-for-5 split |
| Commonwealth Equity Services, LLC | 32,953 | $558.0K | 0.00% | +7,289+28.4% | AddedConverted for a 1-for-5 split |
| Cetera Investment Advisers | 33,964 | $575.0K | 0.00% | +7,549+28.6% | AddedConverted for a 1-for-5 split |
| Cambridge Investment Research Advisors, Inc. | 34,229 | $580.0K | 0.00% | −11,785−25.6% | ReducedConverted for a 1-for-5 split |
| Aptus Capital Advisors, LLC | 40,135 | $679.5K | 0.01% | +12,925+47.5% | AddedConverted for a 1-for-5 split |
| David Loasby | 40,766 | $683.2K | 0.05% | +40,766 | New |
| Kestra Advisory Services, LLC | 40,573 | $686.9K | 0.00% | −28,896−41.6% | ReducedConverted for a 1-for-5 split |
| RSM US Wealth Management LLC | 45,379 | $768.3K | 0.01% | +16,097+55.0% | AddedConverted for a 1-for-5 split |
| Samalin Investment Counsel, LLC | 49,785 | $842.9K | 0.29% | +10,646+27.2% | AddedConverted for a 1-for-5 split |
| Private Advisor Group, LLC | 51,048 | $864.2K | 0.00% | −4,255−7.7% | ReducedConverted for a 1-for-5 split |
| Founders Financial Alliance, LLC | 52,407 | $887.2K | 0.17% | +7,291+16.2% | AddedConverted for a 1-for-5 split |
| Apollon Wealth Management, LLC | 56,418 | $955.1K | 0.02% | +37,794+202.9% | AddedConverted for a 1-for-5 split |
| Oppenheimer & Co Inc | 56,680 | $959.6K | 0.01% | +4,489+8.6% | AddedConverted for a 1-for-5 split |
| Marex Group plc | 59,686 | $1.01M | 0.01% | +59,686 | New |
| Arlington Capital Management, Inc. | 78,082 | $1.32M | 0.84% | +41,286+112.2% | AddedConverted for a 1-for-5 split |
| GatePass Capital, LLC | 94,800 | $1.60M | 0.93% | +82,220+653.6% | AddedConverted for a 1-for-5 split |
| Freestone Capital Holdings, LLC | 94,879 | $1.61M | 0.05% | +23,758+33.4% | AddedConverted for a 1-for-5 split |
| Susquehanna International Group, LLP | 105,871 | $1.79M | 0.00% | +91,801+652.4% | AddedConverted for a 1-for-5 split |
| LPL Financial LLC | 112,978 | $1.91M | 0.00% | −70,507−38.4% | ReducedConverted for a 1-for-5 split |
| Almitas Capital LLC | 119,999 | $2.03M | 0.46% | +119,999 | New |
| Advisor Group Holdings, Inc. | 532,469 | $2.05M | 0.00% | +414,979+353.2% | AddedConverted for a 1-for-5 split |
| Virtus Investment Advisers, Inc. | 129,209 | $2.19M | 0.63% | +129,209 | New |
| J.W. Cole Advisors, Inc. | 146,356 | $2.48M | 0.05% | +9,889+7.2% | AddedConverted for a 1-for-5 split |
| Wedbush Securities Inc | 165,889 | $2.81M | 0.09% | −137,370−45.3% | ReducedConverted for a 1-for-5 split |
| Envestnet Asset Management Inc | 210,520 | $3.56M | 0.00% | +193,178+1,113.9% | AddedConverted for a 1-for-5 split |
| Thomas J. Herzfeld Advisors, Inc. | 227,872 | $3.86M | 1.32% | +227,872 | New |
| Coastal Investment Advisors, Inc. | 245,433 | $4.16M | 1.39% | −3,347−1.3% | ReducedConverted for a 1-for-5 split |
| Rockefeller Capital Management L.P. | 275,835 | $4.67M | 0.01% | +275,835 | New |
| CF Capital LLC | 422,222 | $6.77M | 4.15% | +422,222 | New |
| Border to Coast Pensions Partnership Ltd | 440,000 | $7.45M | 0.13% | 00.0% | UnchangedConverted for a 1-for-5 split |
| Bulldog Investors, LLP | 447,288 | $7.57M | 1.75% | +447,288 | New |
| Elliott Investment Management L.P.SuperinvestorElliott Investment Management | 1,019,239 | $17.3M | 0.13% | +1,019,239 | New |
| Morgan Stanley | 1,385,915 | $23.5M | 0.00% | +994,978+254.5% | AddedConverted for a 1-for-5 split |
| Accredited Wealth Management, LLC | 91 | – | – | −109−54.5% | ReducedConverted for a 1-for-5 split |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −115,869−100.0% | Sold outConverted for a 1-for-5 split |
| Delphi Financial Group, Inc. | 0 | $0 | 0.00% | −112,031−100.0% | Sold outConverted for a 1-for-5 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −90,865−100.0% | Sold outConverted for a 1-for-5 split |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −89,065−100.0% | Sold outConverted for a 1-for-5 split |
| Triumph Capital Management | 0 | $0 | 0.00% | −88,356−100.0% | Sold outConverted for a 1-for-5 split |
| Transce3nd, LLC | 0 | $0 | 0.00% | −83,065−100.0% | Sold outConverted for a 1-for-5 split |