Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Oxford Lane Capital Corp. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +7 vs. Q1 2021
- Shares held
- 4.60M
- −1.22M (−20.9%) vs. Q1 2021
- Total value
- $34.1M
- −$2.59M (−7.1%) vs. Q1 2021
- New holders
- 12
- 20 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 938,765 | $6.96M | 0.00% | +527,795+128.4% | Added |
| Enstar Group LTD | 624,420 | $4.63M | 1.36% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 441,021 | $3.27M | 0.35% | +50,884+13.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 273,107 | $2.02M | 1.31% | +8,206+3.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 250,206 | $1.85M | 0.77% | +250,206 | New |
| Commonwealth Equity Services, LLC | 237,334 | $1.76M | 0.00% | −3,476−1.4% | Reduced |
| Virtus ETF Advisers LLC | 212,578 | $1.57M | 0.65% | +51,255+31.8% | Added |
| Advisor Group Holdings, Inc. | 203,574 | $1.51M | 0.00% | −55,896−21.5% | Reduced |
| Delphi Financial Group, Inc. | 161,894 | $1.20M | 0.33% | +49,180+43.6% | Added |
| DCM Advisors, LLC | 110,796 | $821.0K | 0.47% | +1,600+1.5% | Added |
| Cubist Systematic Strategies, LLC | 87,437 | $648.0K | 0.01% | +18,365+26.6% | Added |
| Wedbush Securities Inc | 79,330 | $588.0K | 0.03% | −6,279−7.3% | Reduced |
| Jump Financial, LLC | 78,400 | $581.0K | 0.06% | +78,400 | New |
| Envestnet Asset Management Inc | 73,482 | $545.0K | 0.00% | +14,348+24.3% | Added |
| Kestra Private Wealth Services, LLC | 69,829 | $517.0K | 0.03% | −7,760−10.0% | Reduced |
| National Asset Management, Inc. | 54,750 | $406.0K | 0.01% | +1,616+3.0% | Added |
| Spire Wealth Management | 53,350 | $395.0K | 0.01% | −9,350−14.9% | Reduced |
| Camden Capital, LLC | 53,000 | $393.0K | 0.09% | +53,000 | New |
| Bard Associates Inc | 52,844 | $392.0K | 0.13% | −250−0.5% | Reduced |
| LPL Financial LLC | 49,305 | $365.0K | 0.00% | −205,606−80.7% | Reduced |
| Bank of America Corp | 47,290 | $351.0K | 0.00% | +12,015+34.1% | Added |
| GWM Advisors LLC | 44,333 | $329.0K | 0.01% | +24,133+119.5% | Added |
| Citadel Advisors LLC | 38,699 | $287.0K | 0.00% | +38,699 | New |
| Virtu Financial LLC | 36,812 | $273.0K | 0.03% | +36,812 | New |
| Mid Atlantic Financial Management Inc | 31,700 | $235.0K | 0.02% | +12,000+60.9% | Added |
| UBS Group AG | 24,304 | $180.0K | 0.00% | +2,504+11.5% | Added |
| Geneos Wealth Management Inc. | 20,027 | $151.0K | 0.01% | 00.0% | Unchanged |
| BCJ Capital Management, LLC | 19,400 | $144.0K | 0.02% | +125+0.6% | Added |
| Squarepoint Ops LLC | 19,112 | $142.0K | 0.00% | +1,080+6.0% | Added |
| Rockefeller Capital Management L.P. | 19,134 | $141.0K | 0.00% | −245−1.3% | Reduced |
| Deutsche Bank AG | 18,600 | $138.0K | 0.00% | +18,600 | New |
| Cambridge Investment Research Advisors, Inc. | 18,407 | $136.0K | 0.00% | +4,444+31.8% | Added |
| Millennium Management LLC | 18,161 | $135.0K | 0.00% | +18,161 | New |
| Kestra Advisory Services, LLC | 17,030 | $126.0K | 0.00% | +17,030 | New |
| CIBC Private Wealth Group, LLC | 15,500 | $115.0K | 0.00% | −2,000−11.4% | Reduced |
| Kalos Management, Inc. | 14,448 | $109.0K | 0.04% | −28,760−66.6% | Reduced |
| Bank of New York Mellon Corp | 14,684 | $109.0K | 0.00% | +14,684 | New |
| Royal Bank of Canada | 13,939 | $103.0K | 0.00% | −192,602−93.3% | Reduced |
| BDO Wealth Advisors, LLC | 11,300 | $84.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,154 | $75.0K | 0.00% | +10,154 | New |
| FNY Investment Advisers, LLC | 10,000 | $74.0K | 0.03% | −18,683−65.1% | Reduced |
| Citigroup Inc | 8,241 | $61.0K | 0.00% | +3,241+64.8% | Added |
| Northwestern Mutual Wealth Management Co | 6,510 | $48.0K | 0.00% | +1,071+19.7% | Added |
| Wells Fargo & Company | 4,812 | $36.0K | 0.00% | −1,425−22.8% | Reduced |
| Tower Research Capital LLC (TRC) | 4,480 | $33.0K | 0.00% | +2,446+120.3% | Added |
| D'Orazio & Associates, Inc. | 3,326 | $25.0K | 0.01% | −445−11.8% | Reduced |
| Wagner Wealth Management, LLC | 2,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,670 | $12.0K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 538 | $4.00K | 0.00% | +15+2.9% | Added |
| Advisory Services Network, LLC | 104 | $1.00K | 0.00% | +104 | New |
| Larson Financial Group LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| Q Global Advisors, LLC | 0 | $0 | 0.00% | −1,750,000−100.0% | Sold out |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −226,111−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −18,423−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,011−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |