Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Oxford Lane Capital Corp. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +7 vs. Q1 2021
- Shares held
- 4.60M
- −1.22M (−20.9%) vs. Q1 2021
- Total value
- $34.1M
- −$2.59M (−7.1%) vs. Q1 2021
- New holders
- 12
- 20 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Larson Financial Group LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| Advisory Services Network, LLC | 104 | $1.00K | 0.00% | +104 | New |
| Atlas Private Wealth Advisors | 538 | $4.00K | 0.00% | +15+2.9% | Added |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,670 | $12.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 3,326 | $25.0K | 0.01% | −445−11.8% | Reduced |
| Tower Research Capital LLC (TRC) | 4,480 | $33.0K | 0.00% | +2,446+120.3% | Added |
| Wells Fargo & Company | 4,812 | $36.0K | 0.00% | −1,425−22.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 6,510 | $48.0K | 0.00% | +1,071+19.7% | Added |
| Citigroup Inc | 8,241 | $61.0K | 0.00% | +3,241+64.8% | Added |
| FNY Investment Advisers, LLC | 10,000 | $74.0K | 0.03% | −18,683−65.1% | Reduced |
| Private Advisor Group, LLC | 10,154 | $75.0K | 0.00% | +10,154 | New |
| BDO Wealth Advisors, LLC | 11,300 | $84.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,939 | $103.0K | 0.00% | −192,602−93.3% | Reduced |
| Kalos Management, Inc. | 14,448 | $109.0K | 0.04% | −28,760−66.6% | Reduced |
| Bank of New York Mellon Corp | 14,684 | $109.0K | 0.00% | +14,684 | New |
| CIBC Private Wealth Group, LLC | 15,500 | $115.0K | 0.00% | −2,000−11.4% | Reduced |
| Kestra Advisory Services, LLC | 17,030 | $126.0K | 0.00% | +17,030 | New |
| Millennium Management LLC | 18,161 | $135.0K | 0.00% | +18,161 | New |
| Cambridge Investment Research Advisors, Inc. | 18,407 | $136.0K | 0.00% | +4,444+31.8% | Added |
| Deutsche Bank AG | 18,600 | $138.0K | 0.00% | +18,600 | New |
| Rockefeller Capital Management L.P. | 19,134 | $141.0K | 0.00% | −245−1.3% | Reduced |
| Squarepoint Ops LLC | 19,112 | $142.0K | 0.00% | +1,080+6.0% | Added |
| BCJ Capital Management, LLC | 19,400 | $144.0K | 0.02% | +125+0.6% | Added |
| Geneos Wealth Management Inc. | 20,027 | $151.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 24,304 | $180.0K | 0.00% | +2,504+11.5% | Added |
| Mid Atlantic Financial Management Inc | 31,700 | $235.0K | 0.02% | +12,000+60.9% | Added |
| Virtu Financial LLC | 36,812 | $273.0K | 0.03% | +36,812 | New |
| Citadel Advisors LLC | 38,699 | $287.0K | 0.00% | +38,699 | New |
| GWM Advisors LLC | 44,333 | $329.0K | 0.01% | +24,133+119.5% | Added |
| Bank of America Corp | 47,290 | $351.0K | 0.00% | +12,015+34.1% | Added |
| LPL Financial LLC | 49,305 | $365.0K | 0.00% | −205,606−80.7% | Reduced |
| Bard Associates Inc | 52,844 | $392.0K | 0.13% | −250−0.5% | Reduced |
| Camden Capital, LLC | 53,000 | $393.0K | 0.09% | +53,000 | New |
| Spire Wealth Management | 53,350 | $395.0K | 0.01% | −9,350−14.9% | Reduced |
| National Asset Management, Inc. | 54,750 | $406.0K | 0.01% | +1,616+3.0% | Added |
| Kestra Private Wealth Services, LLC | 69,829 | $517.0K | 0.03% | −7,760−10.0% | Reduced |
| Envestnet Asset Management Inc | 73,482 | $545.0K | 0.00% | +14,348+24.3% | Added |
| Jump Financial, LLC | 78,400 | $581.0K | 0.06% | +78,400 | New |
| Wedbush Securities Inc | 79,330 | $588.0K | 0.03% | −6,279−7.3% | Reduced |
| Cubist Systematic Strategies, LLC | 87,437 | $648.0K | 0.01% | +18,365+26.6% | Added |
| DCM Advisors, LLC | 110,796 | $821.0K | 0.47% | +1,600+1.5% | Added |
| Delphi Financial Group, Inc. | 161,894 | $1.20M | 0.33% | +49,180+43.6% | Added |
| Advisor Group Holdings, Inc. | 203,574 | $1.51M | 0.00% | −55,896−21.5% | Reduced |
| Virtus ETF Advisers LLC | 212,578 | $1.57M | 0.65% | +51,255+31.8% | Added |
| Commonwealth Equity Services, LLC | 237,334 | $1.76M | 0.00% | −3,476−1.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 250,206 | $1.85M | 0.77% | +250,206 | New |
| Wiley Bros.-Aintree Capital, LLC | 273,107 | $2.02M | 1.31% | +8,206+3.1% | Added |
| Independent Financial Group, LLC | 441,021 | $3.27M | 0.35% | +50,884+13.0% | Added |
| Enstar Group LTD | 624,420 | $4.63M | 1.36% | 00.0% | Unchanged |
| Morgan Stanley | 938,765 | $6.96M | 0.00% | +527,795+128.4% | Added |
| Q Global Advisors, LLC | 0 | $0 | 0.00% | −1,750,000−100.0% | Sold out |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −226,111−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −18,423−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,011−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |