Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +12 vs. Q3 2022
- Shares held
- 11.0M
- +3.56M (+48.1%) vs. Q3 2022
- Total value
- $55.0M
- +$16.7M (+43.7%) vs. Q3 2022
- New holders
- 24
- 27 more added
- Sold out
- 12
- 15 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 2,643,918 | $13.4M | 5.49% | +2,643,918 | New |
| Penserra Capital Management LLC | 1,910,926 | $9.69M | 0.21% | +171,716+9.9% | Added |
| Envestnet Asset Management Inc | 672,143 | $3.41M | 0.00% | +632,036+1,575.9% | Added |
| Enstar Group LTD | 624,420 | $3.17M | 0.88% | 00.0% | Unchanged |
| Morgan Stanley | 569,409 | $2.89M | 0.00% | −2,380−0.4% | Reduced |
| LPL Financial LLC | 387,764 | $1.97M | 0.00% | −19,580−4.8% | Reduced |
| Advisor Group Holdings, Inc. | 378,893 | $1.92M | 0.00% | −32,938−8.0% | Reduced |
| Delphi Financial Group, Inc. | 376,424 | $1.91M | 0.96% | +173,948+85.9% | Added |
| Independent Financial Group, LLC | 355,707 | $1.80M | 0.16% | −42,427−10.7% | Reduced |
| Commonwealth Equity Services, LLC | 349,673 | $1.77M | 0.00% | +25,272+7.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 304,855 | $1.55M | 0.77% | −1,597−0.5% | Reduced |
| Wedbush Securities Inc | 302,449 | $1.53M | 0.08% | −436−0.1% | Reduced |
| Virtus ETF Advisers LLC | 148,583 | $753.3K | 0.39% | +1,131+0.8% | Added |
| Raymond James & Associates | 135,470 | $686.8K | 0.00% | +22,782+20.2% | Added |
| Royal Bank of Canada | 105,000 | $532.0K | 0.00% | +72,201+220.1% | Added |
| Bank of America Corp | 98,088 | $497.3K | 0.00% | +5,009+5.4% | Added |
| Alpha Cubed Investments, LLC | 92,538 | $469.2K | 0.04% | 00.0% | Unchanged |
| CastleKnight Management LP | 74,000 | $375.2K | 0.11% | +74,000 | New |
| Geneos Wealth Management Inc. | 71,000 | $360.0K | 0.02% | +19,000+36.5% | Added |
| Bard Associates Inc | 69,244 | $351.1K | 0.15% | −5,500−7.4% | Reduced |
| National Asset Management, Inc. | 67,221 | $341.2K | 0.01% | +294+0.4% | Added |
| Sage Capital Advisors,llc | 59,676 | $302.6K | 0.13% | −1,514−2.5% | Reduced |
| Western Wealth Management, LLC | 58,401 | $296.1K | 0.03% | −52,087−47.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 53,663 | $272.0K | 0.00% | +20,072+59.8% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $271.9K | 0.53% | +53,627 | New |
| Kestra Advisory Services, LLC | 52,608 | $266.7K | 0.00% | +4,747+9.9% | Added |
| Claybrook Capital, LLC | 51,371 | $260.5K | 0.16% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 47,349 | $240.0K | 0.00% | +316+0.7% | Added |
| AE Wealth Management LLC | 46,273 | $234.6K | 0.00% | +35,492+329.2% | Added |
| Sigma Planning Corp | 38,719 | $196.3K | 0.01% | +10,533+37.4% | Added |
| Baird Financial Group, Inc. | 36,633 | $186.0K | 0.00% | +36,633 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 30,079 | $153.0K | 0.00% | +30,079 | New |
| Samalin Investment Counsel, LLC | 27,036 | $137.1K | 0.09% | −14,013−34.1% | Reduced |
| Wells Fargo & Company | 25,082 | $127.2K | 0.00% | +2,830+12.7% | Added |
| SFI Advisors, LLC | 24,610 | $124.8K | 0.14% | +24,610 | New |
| UBS Group AG | 24,492 | $124.2K | 0.00% | +1,272+5.5% | Added |
| Park Avenue Securities LLC | 23,983 | $122.0K | 0.00% | 00.0% | Unchanged |
| Summitry LLC | 20,000 | $101.4K | 0.01% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 20,000 | $101.4K | 0.02% | +20,000 | New |
| Squarepoint Ops LLC | 19,757 | $100.2K | 0.00% | +19,757 | New |
| GWM Advisors LLC | 49,351 | $99.6K | 0.00% | +609+1.2% | Added |
| Jane Street Group, LLC | 19,377 | $98.2K | 0.00% | +19,377 | New |
| BCJ Capital Management, LLC | 19,275 | $97.7K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 18,781 | $95.0K | 0.00% | +6,733+55.9% | Added |
| D.A. Davidson & Co. | 18,412 | $93.4K | 0.00% | +18,412 | New |
| Prospera Financial Services Inc | 17,440 | $88.4K | 0.00% | +735+4.4% | Added |
| Susquehanna International Group, LLP | 16,314 | $82.7K | 0.00% | +16,314 | New |
| Tompkins Financial Corp | 16,000 | $81.0K | 0.01% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 13,181 | $77.2K | 0.02% | +13,181 | New |
| United Capital Financial Advisers, LLC | 15,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 15,000 | $76.0K | 0.00% | +15,000 | New |
| Beacon Financial Advisory LLC | 14,983 | $76.0K | 0.05% | +135+0.9% | Added |
| Arete Wealth Advisors, LLC | 14,925 | $75.7K | 0.01% | 00.0% | Unchanged |
| Waddell & Associates, LLC | 14,127 | $71.6K | 0.01% | +587+4.3% | Added |
| Atria Wealth Solutions, Inc. | 13,700 | $69.5K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 12,418 | $63.0K | 0.00% | +661+5.6% | Added |
| Belpointe Asset Management LLC | 11,902 | $60.3K | 0.00% | +11,902 | New |
| BDO Wealth Advisors, LLC | 11,339 | $57.5K | 0.01% | −515−4.3% | Reduced |
| Capital Investment Advisors, LLC | 11,000 | $56.0K | 0.00% | −54,379−83.2% | Reduced |
| Cetera Advisor Networks LLC | 10,471 | $53.1K | 0.00% | +10,471 | New |
| Hilltop Holdings Inc. | 10,350 | $52.5K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 10,209 | $52.0K | 0.00% | +149+1.5% | Added |
| One Capital Management, LLC | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Prosperity Wealth Management, Inc. | 10,000 | $50.7K | 0.05% | +10,000 | New |
| Essex Financial Services, Inc. | 10,000 | $50.0K | 0.01% | +10,000 | New |
| CoreCap Advisors, LLC | 8,908 | $45.2K | 0.00% | +8,908 | New |
| Money Concepts Capital Corp | 6,621 | $33.6K | 0.00% | +6,621 | New |
| Natixis | 6,157 | $31.2K | 0.00% | −10,944−64.0% | Reduced |
| Tradition Wealth Management, LLC | 3,270 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 3,000 | $15.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,282 | $11.6K | 0.00% | +782+52.1% | Added |
| Quantbot Technologies LP | 2,116 | $10.7K | 0.00% | +2,116 | New |
| Eagle Bay Advisors LLC | 1,000 | $5.07K | 0.00% | +1,000 | New |
| Resources Management Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| MinichMacGregor Wealth Management, LLC | 790 | $4.00K | 0.00% | +790 | New |
| Spire Wealth Management | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 226 | $1.15K | 0.00% | +226 | New |
| Worth Asset Management, LLC | 149 | $755 | 0.00% | −751−83.4% | Reduced |
| Advisory Services Network, LLC | 128 | $649 | 0.00% | +128 | New |
| GHP Investment Advisors, Inc. | 125 | $634 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 80,325 | $407 | 0.00% | +93+0.1% | Added |
| AdvisorNet Financial, Inc | 47 | $236 | 0.00% | +2+4.4% | Added |
| Larson Financial Group LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −1,998−99.9% | Reduced |
| Invesco Ltd. | 0 | $0 | 0.00% | −180,320−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −98,502−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −53,925−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −33,576−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −25,778−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −22,424−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −13,100−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,821−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1,252−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −619−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Spectrum Management Group, LLC | – | – | – | – | Not filed |