Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +12 vs. Q3 2022
- Shares held
- 11.0M
- +3.56M (+48.1%) vs. Q3 2022
- Total value
- $55.0M
- +$16.7M (+43.7%) vs. Q3 2022
- New holders
- 24
- 27 more added
- Sold out
- 12
- 15 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −1,998−99.9% | Reduced |
| Larson Financial Group LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 47 | $236 | 0.00% | +2+4.4% | Added |
| Private Advisor Group, LLC | 80,325 | $407 | 0.00% | +93+0.1% | Added |
| GHP Investment Advisors, Inc. | 125 | $634 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 128 | $649 | 0.00% | +128 | New |
| Worth Asset Management, LLC | 149 | $755 | 0.00% | −751−83.4% | Reduced |
| Farther Finance Advisors, LLC | 226 | $1.15K | 0.00% | +226 | New |
| Spire Wealth Management | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| MinichMacGregor Wealth Management, LLC | 790 | $4.00K | 0.00% | +790 | New |
| Resources Management Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 1,000 | $5.07K | 0.00% | +1,000 | New |
| Quantbot Technologies LP | 2,116 | $10.7K | 0.00% | +2,116 | New |
| Northwestern Mutual Wealth Management Co | 2,282 | $11.6K | 0.00% | +782+52.1% | Added |
| Proequities, Inc. | 3,000 | $15.2K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 3,270 | $17.0K | 0.00% | 00.0% | Unchanged |
| Natixis | 6,157 | $31.2K | 0.00% | −10,944−64.0% | Reduced |
| Money Concepts Capital Corp | 6,621 | $33.6K | 0.00% | +6,621 | New |
| CoreCap Advisors, LLC | 8,908 | $45.2K | 0.00% | +8,908 | New |
| Essex Financial Services, Inc. | 10,000 | $50.0K | 0.01% | +10,000 | New |
| One Capital Management, LLC | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Prosperity Wealth Management, Inc. | 10,000 | $50.7K | 0.05% | +10,000 | New |
| Wesbanco Bank Inc | 10,209 | $52.0K | 0.00% | +149+1.5% | Added |
| Hilltop Holdings Inc. | 10,350 | $52.5K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,471 | $53.1K | 0.00% | +10,471 | New |
| Capital Investment Advisors, LLC | 11,000 | $56.0K | 0.00% | −54,379−83.2% | Reduced |
| BDO Wealth Advisors, LLC | 11,339 | $57.5K | 0.01% | −515−4.3% | Reduced |
| Belpointe Asset Management LLC | 11,902 | $60.3K | 0.00% | +11,902 | New |
| Kingsview Wealth Management, LLC | 12,418 | $63.0K | 0.00% | +661+5.6% | Added |
| Atria Wealth Solutions, Inc. | 13,700 | $69.5K | 0.00% | 00.0% | Unchanged |
| Waddell & Associates, LLC | 14,127 | $71.6K | 0.01% | +587+4.3% | Added |
| Arete Wealth Advisors, LLC | 14,925 | $75.7K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 14,983 | $76.0K | 0.05% | +135+0.9% | Added |
| United Capital Financial Advisers, LLC | 15,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 15,000 | $76.0K | 0.00% | +15,000 | New |
| Naviter Wealth, LLC | 13,181 | $77.2K | 0.02% | +13,181 | New |
| Tompkins Financial Corp | 16,000 | $81.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,314 | $82.7K | 0.00% | +16,314 | New |
| Prospera Financial Services Inc | 17,440 | $88.4K | 0.00% | +735+4.4% | Added |
| D.A. Davidson & Co. | 18,412 | $93.4K | 0.00% | +18,412 | New |
| Millennium Management LLC | 18,781 | $95.0K | 0.00% | +6,733+55.9% | Added |
| BCJ Capital Management, LLC | 19,275 | $97.7K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 19,377 | $98.2K | 0.00% | +19,377 | New |
| GWM Advisors LLC | 49,351 | $99.6K | 0.00% | +609+1.2% | Added |
| Squarepoint Ops LLC | 19,757 | $100.2K | 0.00% | +19,757 | New |
| Summitry LLC | 20,000 | $101.4K | 0.01% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 20,000 | $101.4K | 0.02% | +20,000 | New |
| Park Avenue Securities LLC | 23,983 | $122.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 24,492 | $124.2K | 0.00% | +1,272+5.5% | Added |
| SFI Advisors, LLC | 24,610 | $124.8K | 0.14% | +24,610 | New |
| Wells Fargo & Company | 25,082 | $127.2K | 0.00% | +2,830+12.7% | Added |
| Samalin Investment Counsel, LLC | 27,036 | $137.1K | 0.09% | −14,013−34.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 30,079 | $153.0K | 0.00% | +30,079 | New |
| Baird Financial Group, Inc. | 36,633 | $186.0K | 0.00% | +36,633 | New |
| Sigma Planning Corp | 38,719 | $196.3K | 0.01% | +10,533+37.4% | Added |
| AE Wealth Management LLC | 46,273 | $234.6K | 0.00% | +35,492+329.2% | Added |
| Rockefeller Capital Management L.P. | 47,349 | $240.0K | 0.00% | +316+0.7% | Added |
| Claybrook Capital, LLC | 51,371 | $260.5K | 0.16% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 52,608 | $266.7K | 0.00% | +4,747+9.9% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $271.9K | 0.53% | +53,627 | New |
| Cambridge Investment Research Advisors, Inc. | 53,663 | $272.0K | 0.00% | +20,072+59.8% | Added |
| Western Wealth Management, LLC | 58,401 | $296.1K | 0.03% | −52,087−47.1% | Reduced |
| Sage Capital Advisors,llc | 59,676 | $302.6K | 0.13% | −1,514−2.5% | Reduced |
| National Asset Management, Inc. | 67,221 | $341.2K | 0.01% | +294+0.4% | Added |
| Bard Associates Inc | 69,244 | $351.1K | 0.15% | −5,500−7.4% | Reduced |
| Geneos Wealth Management Inc. | 71,000 | $360.0K | 0.02% | +19,000+36.5% | Added |
| CastleKnight Management LP | 74,000 | $375.2K | 0.11% | +74,000 | New |
| Alpha Cubed Investments, LLC | 92,538 | $469.2K | 0.04% | 00.0% | Unchanged |
| Bank of America Corp | 98,088 | $497.3K | 0.00% | +5,009+5.4% | Added |
| Royal Bank of Canada | 105,000 | $532.0K | 0.00% | +72,201+220.1% | Added |
| Raymond James & Associates | 135,470 | $686.8K | 0.00% | +22,782+20.2% | Added |
| Virtus ETF Advisers LLC | 148,583 | $753.3K | 0.39% | +1,131+0.8% | Added |
| Wedbush Securities Inc | 302,449 | $1.53M | 0.08% | −436−0.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 304,855 | $1.55M | 0.77% | −1,597−0.5% | Reduced |
| Commonwealth Equity Services, LLC | 349,673 | $1.77M | 0.00% | +25,272+7.8% | Added |
| Independent Financial Group, LLC | 355,707 | $1.80M | 0.16% | −42,427−10.7% | Reduced |
| Delphi Financial Group, Inc. | 376,424 | $1.91M | 0.96% | +173,948+85.9% | Added |
| Advisor Group Holdings, Inc. | 378,893 | $1.92M | 0.00% | −32,938−8.0% | Reduced |
| LPL Financial LLC | 387,764 | $1.97M | 0.00% | −19,580−4.8% | Reduced |
| Morgan Stanley | 569,409 | $2.89M | 0.00% | −2,380−0.4% | Reduced |
| Enstar Group LTD | 624,420 | $3.17M | 0.88% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 672,143 | $3.41M | 0.00% | +632,036+1,575.9% | Added |
| Penserra Capital Management LLC | 1,910,926 | $9.69M | 0.21% | +171,716+9.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,643,918 | $13.4M | 5.49% | +2,643,918 | New |
| Invesco Ltd. | 0 | $0 | 0.00% | −180,320−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −98,502−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −53,925−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −33,576−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −25,778−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −22,424−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −13,100−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,821−100.0% | Sold out |
| Castle Wealth Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1,252−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −619−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Spectrum Management Group, LLC | – | – | – | – | Not filed |