Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
Q1 2023 vs. Q4 2022
How the institutions holding Oxford Lane Capital Corp. changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 84 | 1 | 83 | 0 |
| Shares | 11.0M | 8.91K | 10.7M | −263.6K (−2.4%) |
| Value | $55.0M | $45.2K | $55.8M | +$911.8K (+1.7%) |
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (13)
Institutions that held Oxford Lane Capital Corp. at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Sheaff Brock Investment Advisors, LLC | 61,000 | $319.0K | 0.03% |
| All Season Financial Advisors, Inc. | 33,127 | $173.3K | 0.16% |
| Two Sigma Securities, LLC | 19,763 | $103.4K | 0.01% |
| CFO4Life Group, LLC | 16,027 | $83.8K | 0.02% |
| Nomura Holdings Inc | 15,000 | $78.5K | 0.00% |
| Kovack Advisors, Inc. | 14,938 | $78.1K | 0.01% |
| Raymond James Financial Services Advisors, Inc. | 10,811 | $56.5K | 0.00% |
| Ground Swell Capital, LLC | 10,480 | $54.8K | 0.09% |
| Sunbelt Securities, Inc. | 5,938 | $31.1K | 0.00% |
| GPS Wealth Strategies Group, LLC | 3,800 | $19.9K | 0.00% |
| Ameritas Advisory Services, LLC | 1,426 | $7.46K | 0.00% |
| FMR LLC | 537 | $2.81K | 0.00% |
| Headlands Technologies LLC | 71 | $371 | 0.00% |
Sold out (13)
Institutions that held Oxford Lane Capital Corp. at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Enstar Group LTD | 624,420 | $3.17M |
| Alpha Cubed Investments, LLC | 92,538 | $469.2K |
| Baird Financial Group, Inc. | 36,633 | $186.0K |
| SFI Advisors, LLC | 24,610 | $124.8K |
| Park Avenue Securities LLC | 23,983 | $122.0K |
| Cornerstone Advisory, LLC | 20,000 | $101.4K |
| Wetherby Asset Management Inc | 15,000 | $76.0K |
| United Capital Financial Advisers, LLC | 15,000 | $76.0K |
| Prosperity Wealth Management, Inc. | 10,000 | $50.7K |
| Money Concepts Capital Corp | 6,621 | $33.6K |
| Quantbot Technologies LP | 2,116 | $10.7K |
| MinichMacGregor Wealth Management, LLC | 790 | $4.00K |
| Spire Wealth Management | 300 | $2.00K |
Not filed for Q1 2023 yet (1)
Institutions that held Oxford Lane Capital Corp. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| CoreCap Advisors, LLC | 8,908 | $45.2K |