Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +5 vs. Q3 2021
- Shares held
- 8.50M
- +985.1K (+13.1%) vs. Q3 2021
- Total value
- $65.5M
- +$11.3M (+20.9%) vs. Q3 2021
- New holders
- 13
- 26 more added
- Sold out
- 8
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −199−99.5% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 11 | $0 | 0.00% | +10+1,000.0% | Added |
| Hudock, Inc. | 619 | $4.00K | 0.00% | +619 | New |
| Spectrum Management Group, LLC | 600 | $5.00K | 0.00% | +600 | New |
| Resources Management Corp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 2,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,953 | $15.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 5,150 | $40.0K | 0.00% | +5,150 | New |
| Spire Wealth Management | 5,900 | $45.0K | 0.00% | −30,500−83.8% | Reduced |
| Wells Fargo & Company | 6,514 | $50.0K | 0.00% | +1,952+42.8% | Added |
| Nomura Holdings Inc | 10,000 | $77.0K | 0.00% | +10,000 | New |
| Koshinski Asset Management, Inc. | 10,011 | $77.2K | 0.01% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 11,300 | $87.0K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 11,946 | $92.0K | 0.00% | +11,946 | New |
| Susquehanna International Group, LLP | 14,149 | $109.0K | 0.00% | −12,697−47.3% | Reduced |
| Capasso Planning Partners LLC | 15,000 | $116.0K | 0.08% | +15,000 | New |
| CIBC Private Wealth Group, LLC | 15,500 | $120.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 17,571 | $135.0K | 0.00% | −50.0% | Reduced |
| BCJ Capital Management, LLC | 19,275 | $149.0K | 0.01% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 19,681 | $152.0K | 0.00% | +19,681 | New |
| Geneos Wealth Management Inc. | 20,027 | $154.0K | 0.01% | 00.0% | Unchanged |
| Summitry LLC | 20,000 | $154.0K | 0.01% | +20,000 | New |
| Claybrook Capital, LLC | 20,816 | $160.0K | 0.08% | +10,316+98.2% | Added |
| Private Advisor Group, LLC | 21,923 | $169.0K | 0.00% | +7,514+52.1% | Added |
| Raymond James & Associates | 22,790 | $176.0K | 0.00% | +10,120+79.9% | Added |
| Sage Capital Advisors,llc | 22,050 | $179.0K | 0.07% | +22,050 | New |
| UBS Group AG | 23,946 | $185.0K | 0.00% | −67−0.3% | Reduced |
| Kestra Advisory Services, LLC | 28,716 | $221.0K | 0.00% | +6,686+30.3% | Added |
| Arlington Capital Management, Inc. | 30,789 | $237.0K | 0.43% | +30,789 | New |
| Geller Advisors LLC | 33,437 | $258.0K | 0.05% | 00.0% | Unchanged |
| DCM Advisors, LLC | 34,273 | $264.0K | 0.08% | −73,823−68.3% | Reduced |
| Royal Bank of Canada | 34,562 | $266.0K | 0.00% | +19,535+130.0% | Added |
| Samalin Investment Counsel, LLC | 36,881 | $284.0K | 0.17% | +3,281+9.8% | Added |
| All Season Financial Advisors, Inc. | 42,925 | $331.0K | 0.23% | +42,925 | New |
| Bank of New York Mellon Corp | 47,112 | $363.0K | 0.00% | +9,939+26.7% | Added |
| Bank of America Corp | 47,710 | $368.0K | 0.00% | −14,273−23.0% | Reduced |
| Kalos Management, Inc. | 47,096 | $385.0K | 0.10% | +3,888+9.0% | Added |
| National Asset Management, Inc. | 53,571 | $414.0K | 0.01% | −6,323−10.6% | Reduced |
| Kestra Private Wealth Services, LLC | 58,026 | $447.0K | 0.02% | 00.0% | Unchanged |
| GWM Advisors LLC | 61,659 | $475.0K | 0.01% | +15,744+34.3% | Added |
| Bard Associates Inc | 69,694 | $537.0K | 0.18% | +16,850+31.9% | Added |
| Wedbush Securities Inc | 73,529 | $567.0K | 0.02% | +948+1.3% | Added |
| Camden Capital, LLC | 78,315 | $604.0K | 0.13% | +25,315+47.8% | Added |
| Alpha Cubed Investments, LLC | 82,030 | $632.0K | 0.04% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 114,850 | $885.0K | 0.01% | +16,253+16.5% | Added |
| Clough Capital Partners L P | 114,900 | $886.0K | 0.06% | +114,900 | New |
| Envestnet Asset Management Inc | 122,528 | $945.0K | 0.00% | +41,050+50.4% | Added |
| Virtus ETF Advisers LLC | 138,596 | $1.07M | 0.40% | −49,169−26.2% | Reduced |
| Jump Financial, LLC | 139,900 | $1.08M | 0.07% | +1,600+1.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 140,966 | $1.09M | 0.00% | +117,622+503.9% | Added |
| LPL Financial LLC | 254,535 | $1.96M | 0.00% | +83,005+48.4% | Added |
| Delphi Financial Group, Inc. | 260,680 | $2.01M | 0.61% | −4,856−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 282,898 | $2.18M | 0.00% | +19,861+7.6% | Added |
| Wiley Bros.-Aintree Capital, LLC | 288,509 | $2.22M | 1.34% | +5,184+1.8% | Added |
| Advisor Group Holdings, Inc. | 292,517 | $2.26M | 0.00% | +32,004+12.3% | Added |
| Citadel Advisors LLC | 340,323 | $2.62M | 0.00% | +340,323 | New |
| Thomas J. Herzfeld Advisors, Inc. | 446,759 | $3.44M | 1.25% | +65,682+17.2% | Added |
| Independent Financial Group, LLC | 496,445 | $3.83M | 0.32% | +33,169+7.2% | Added |
| Enstar Group LTD | 624,420 | $4.81M | 1.66% | 00.0% | Unchanged |
| Morgan Stanley | 1,220,011 | $9.41M | 0.00% | +272,256+28.7% | Added |
| Penserra Capital Management LLC | 2,037,488 | $15.7M | 0.34% | +31,584+1.6% | Added |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −251,954−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −28,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −5,439−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −4,222−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −554−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |