Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +3 vs. Q2 2023
- Shares held
- 10.8M
- +141.6K (+1.3%) vs. Q2 2023
- Total value
- $53.7M
- +$2.29M (+4.5%) vs. Q2 2023
- New holders
- 17
- 40 more added
- Sold out
- 14
- 16 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Larson Financial Group LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 53 | $262 | 0.00% | +2+3.9% | Added |
| Gradient Investments LLC | 100 | $499 | 0.00% | +100 | New |
| GHP Investment Advisors, Inc. | 125 | $630 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 258 | $1.28K | 0.00% | +12+4.9% | Added |
| IFP Advisors, Inc | 940 | $4.69K | 0.00% | +940 | New |
| Sunbelt Securities, Inc. | 971 | $4.84K | 0.00% | +46+5.0% | Added |
| JPMorgan Chase & Co | 991 | $4.95K | 0.00% | +991 | New |
| Eagle Bay Advisors LLC | 1,000 | $4.99K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 914 | $5.00K | 0.00% | +914 | New |
| Tower Research Capital LLC (TRC) | 1,229 | $6.13K | 0.00% | −6,747−84.6% | Reduced |
| Proequities, Inc. | 3,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 3,270 | $16.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 8,242 | $41.1K | 0.01% | +3,000+57.2% | Added |
| Cullen/Frost Bankers, Inc. | 10,000 | $49.9K | 0.00% | 00.0% | Unchanged |
| One Capital Management, LLC | 10,000 | $49.9K | 0.00% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 10,000 | $49.9K | 0.00% | +10,000 | New |
| Wesbanco Bank Inc | 10,209 | $50.9K | 0.00% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 10,299 | $51.4K | 0.02% | −3,885−27.4% | Reduced |
| Hilltop Holdings Inc. | 10,350 | $51.6K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,694 | $53.4K | 0.00% | +20+0.2% | Added |
| Arkadios Wealth Advisors | 10,815 | $54.0K | 0.01% | +10,815 | New |
| Capital Investment Advisors, LLC | 11,000 | $54.9K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,358 | $56.7K | 0.01% | +677+6.3% | Added |
| CoreCap Advisors, LLC | 11,459 | $57.2K | 0.00% | +11,459 | New |
| Atlas Financial Advisors, Inc. | 12,000 | $59.9K | 0.05% | +12,000 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,116 | $60.5K | 0.01% | +12,116 | New |
| Kingsview Wealth Management, LLC | 12,288 | $61.3K | 0.00% | −1,288−9.5% | Reduced |
| Jump Financial, LLC | 13,038 | $65.1K | 0.00% | −58,648−81.8% | Reduced |
| Kovack Advisors, Inc. | 13,297 | $66.4K | 0.01% | +359+2.8% | Added |
| Cetera Investment Advisers | 13,840 | $69.1K | 0.00% | +2,000+16.9% | Added |
| Beacon Financial Advisory LLC | 15,287 | $76.3K | 0.04% | +235+1.6% | Added |
| Atria Wealth Solutions, Inc. | 15,300 | $76.3K | 0.00% | +100+0.7% | Added |
| Tompkins Financial Corp | 16,000 | $79.8K | 0.01% | 00.0% | Unchanged |
| Waddell & Associates, LLC | 16,063 | $80.2K | 0.01% | +711+4.6% | Added |
| Cetera Advisor Networks LLC | 16,879 | $84.2K | 0.00% | +16,879 | New |
| Essex Financial Services, Inc. | 17,000 | $84.8K | 0.01% | +2,000+13.3% | Added |
| L.M. Kohn & Company | 17,270 | $86.2K | 0.03% | +3,360+24.2% | Added |
| Millennium Management LLC | 18,908 | $94.4K | 0.00% | +18,908 | New |
| Park Avenue Securities LLC | 19,371 | $97.0K | 0.00% | +19,371 | New |
| Summitry LLC | 20,000 | $99.8K | 0.01% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 20,185 | $100.7K | 0.15% | +20,185 | New |
| UBS Group AG | 23,423 | $116.9K | 0.00% | +3,361+16.8% | Added |
| J.W. Cole Advisors, Inc. | 23,928 | $119.4K | 0.01% | +23,928 | New |
| D.A. Davidson & Co. | 24,018 | $119.9K | 0.00% | +4,227+21.4% | Added |
| Two Sigma Securities, LLC | 24,464 | $122.1K | 0.01% | +4,843+24.7% | Added |
| CFO4Life Group, LLC | 30,927 | $154.3K | 0.04% | +14,900+93.0% | Added |
| BNP Paribas Arbitrage, SA | 34,373 | $171.5K | 0.00% | +34,373 | New |
| Cambridge Investment Research Advisors, Inc. | 35,024 | $175.0K | 0.00% | +306+0.9% | Added |
| Mercer Global Advisors Inc | 37,399 | $187.0K | 0.00% | +37,399 | New |
| Prospera Financial Services Inc | 39,318 | $196.2K | 0.01% | +1,770+4.7% | Added |
| GWM Advisors LLC | 44,632 | $222.7K | 0.00% | −8,110−15.4% | Reduced |
| Naviter Wealth, LLC | 45,933 | $229.2K | 0.06% | +9,000+24.4% | Added |
| Envestnet Asset Management Inc | 46,391 | $231.5K | 0.00% | −274,603−85.5% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 48,899 | $244.0K | 0.01% | +3,073+6.7% | Added |
| National Asset Management, Inc. | 50,220 | $250.6K | 0.01% | −15,351−23.4% | Reduced |
| Claybrook Capital, LLC | 51,371 | $256.3K | 0.15% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 52,250 | $260.7K | 0.00% | +720+1.4% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $267.6K | 0.33% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 54,556 | $272.2K | 0.00% | +30,475+126.6% | Added |
| Coastal Investment Advisors, Inc. | 61,835 | $299.3K | 0.07% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 61,000 | $304.4K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 65,408 | $326.4K | 0.00% | +5,543+9.3% | Added |
| Bard Associates Inc | 67,644 | $337.5K | 0.14% | −300−0.4% | Reduced |
| Sage Capital Advisors,llc | 72,727 | $362.9K | 0.13% | +4,977+7.3% | Added |
| Sigma Planning Corp | 74,226 | $370.4K | 0.01% | +1,321+1.8% | Added |
| Kestra Advisory Services, LLC | 84,855 | $423.4K | 0.00% | −15,207−15.2% | Reduced |
| Arlington Capital Management, Inc. | 88,884 | $443.5K | 0.46% | +16,414+22.6% | Added |
| Bank of America Corp | 94,497 | $471.5K | 0.00% | +27,314+40.7% | Added |
| CastleKnight Management LP | 97,000 | $484.0K | 0.08% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 103,694 | $517.4K | 0.00% | +12,028+13.1% | Added |
| Samalin Investment Counsel, LLC | 104,073 | $519.3K | 0.30% | +24,299+30.5% | Added |
| Wells Fargo & Company | 109,648 | $547.1K | 0.00% | +3,797+3.6% | Added |
| Geneos Wealth Management Inc. | 120,100 | $599.3K | 0.03% | +6,500+5.7% | Added |
| Raymond James & Associates | 136,466 | $681.0K | 0.00% | −1,859−1.3% | Reduced |
| Cubist Systematic Strategies, LLC | 145,750 | $727.3K | 0.01% | +117,400+414.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 163,890 | $817.8K | 0.32% | −1,253,227−88.4% | Reduced |
| HRT Financial LP | 198,977 | $992.0K | 0.01% | −32,781−14.1% | Reduced |
| Virtus ETF Advisers LLC | 221,206 | $1.10M | 0.67% | +111,096+100.9% | Added |
| Wiley Bros.-Aintree Capital, LLC | 243,188 | $1.21M | 0.57% | −10,229−4.0% | Reduced |
| Royal Bank of Canada | 260,630 | $1.30M | 0.00% | +153,332+142.9% | Added |
| Wedbush Securities Inc | 325,323 | $1.62M | 0.08% | −18,164−5.3% | Reduced |
| Delphi Financial Group, Inc. | 357,205 | $1.78M | 0.86% | −142,216−28.5% | Reduced |
| Commonwealth Equity Services, LLC | 364,847 | $1.82M | 0.00% | +12,844+3.6% | Added |
| Independent Financial Group, LLC | 389,284 | $1.94M | 0.13% | +13,575+3.6% | Added |
| LPL Financial LLC | 407,675 | $2.03M | 0.00% | −83,548−17.0% | Reduced |
| Morgan Stanley | 767,076 | $3.83M | 0.00% | +60,445+8.6% | Added |
| Citadel Advisors LLC | 785,868 | $3.92M | 0.00% | +785,868 | New |
| Advisor Group Holdings, Inc. | 836,833 | $4.18M | 0.01% | +404,417+93.5% | Added |
| Penserra Capital Management LLC | 2,825,664 | $14.1M | 0.29% | +328,744+13.2% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −75,422−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −61,451−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −42,043−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Fermata Advisors, LLC | 0 | $0 | 0.00% | −25,647−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −25,067−100.0% | Sold out |
| BCJ Capital Management, LLC | 0 | $0 | 0.00% | −19,053−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −17,187−100.0% | Sold out |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |