Skip to main content

Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

Q1 2022 vs. Q4 2021

How the institutions holding Oxford Lane Capital Corp. changed between Q4 2021 and Q1 2022.

All holders in Q1 2022All holders in Q4 2021

13F holders of OXLC: Q4 2021 compared with Q1 2022
MeasureQ4 2021Q1 2022Change
Holders6276+14
Shares8.50M7.93M−565.6K (−6.7%)
Value$65.5M$57.2M−$8.32M (−12.7%)

New holders (23)

Institutions that held Oxford Lane Capital Corp. at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to OXLC in Q1 2022
InstitutionSharesValue% of portfolio
Western Wealth Management, LLC121,185$877.0K0.04%
The PNC Financial Services Group, Inc.112,310$814.0K0.00%
BNP Paribas Arbitrage, SA65,800$476.4K0.00%
BBR Partners, LLC27,300$198.0K0.02%
Quantbot Technologies LP25,700$186.0K0.02%
Park Avenue Securities LLC25,483$184.0K0.00%
CenterBook Partners LP21,437$155.0K0.06%
Kovack Advisors, Inc.20,291$146.0K0.02%
Wetherby Asset Management Inc20,000$145.0K0.01%
Two Sigma Securities, LLC20,093$145.0K0.02%
Cetera Advisors LLC19,775$143.0K0.00%
Tompkins Financial Corp16,000$116.0K0.02%
United Capital Financial Advisers, LLC15,000$109.0K0.00%
B. Riley Wealth Management, Inc.12,460$90.0K0.01%
One Capital Management, LLC10,000$72.0K0.00%
Prospera Financial Services Inc7,202$52.0K0.00%
American Portfolios Advisors1,941$14.1K0.00%
Money Concepts Capital Corp1,940$14.0K0.00%
Worth Asset Management, LLC1,250$8.00K0.01%
Citigroup Inc240$2.00K0.00%
GHP Investment Advisors, Inc.125$1.00K0.00%
Cordasco Financial Network156$1.00K0.00%
AdvisorNet Financial, Inc41$00.00%

Sold out (9)

Institutions that held Oxford Lane Capital Corp. at the end of Q4 2021 and filed for Q1 2022 without it.

Institutions that sold out of OXLC in Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Clough Capital Partners L P114,900$886.0K
DCM Advisors, LLC34,273$264.0K
Arlington Capital Management, Inc.30,789$237.0K
Susquehanna International Group, LLP14,149$109.0K
Squarepoint Ops LLC11,946$92.0K
Nomura Holdings Inc10,000$77.0K
Spire Wealth Management5,900$45.0K
CoreCap Advisors, LLC5,150$40.0K
Wagner Wealth Management, LLC2,000$15.0K