Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 123
- +22 vs. Q2 2024
- Shares held
- 13.3M
- +230.2K (+1.8%) vs. Q2 2024
- Total value
- $69.5M
- −$1.00M (−1.4%) vs. Q2 2024
- New holders
- 33
- 59 more added
- Sold out
- 11
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Danske Bank A/S | 5 | $26 | 0.00% | +5 | New |
| Tower Research Capital LLC (TRC) | 86 | $451 | 0.00% | −5,742−98.5% | Reduced |
| FMR LLC | 224 | $1.17K | 0.00% | +222+11,100.0% | Added |
| Continuum Advisory, LLC | 731 | $3.92K | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 750 | $3.93K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 943 | $4.94K | 0.00% | +943 | New |
| Eagle Bay Advisors LLC | 1,000 | $5.24K | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 1,046 | $5.48K | 0.00% | +1,046 | New |
| Sunbelt Securities, Inc. | 1,185 | $6.21K | 0.00% | +57+5.1% | Added |
| Royal Bank of Canada | 1,445 | $8.00K | 0.00% | +492+51.6% | Added |
| Jaffetilchin Investment Partners, LLC | 1,663 | $8.71K | 0.00% | +1,663 | New |
| AlphaMark Advisors, LLC | 2,044 | $11.0K | 0.00% | +415+25.5% | Added |
| Coppell Advisory Solutions LLC | 2,203 | $11.4K | 0.00% | +2,203 | New |
| Allworth Financial LP | 2,535 | $13.3K | 0.00% | −1,310−34.1% | Reduced |
| Proequities, Inc. | 3,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,057 | $16.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,676 | $19.3K | 0.00% | −84,633−95.8% | Reduced |
| CWM, LLC | 6,227 | $33.0K | 0.00% | +6,227 | New |
| GPS Wealth Strategies Group, LLC | 8,242 | $43.2K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 10,000 | $52.4K | 0.00% | −2,938−22.7% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,000 | $52.4K | 0.00% | 00.0% | Unchanged |
| Precision Wealth Strategies, LLC | 10,000 | $52.4K | 0.05% | +10,000 | New |
| Marks Wealth, LLC | 10,035 | $52.6K | 0.02% | +10,035 | New |
| Kingsview Wealth Management, LLC | 10,078 | $52.8K | 0.00% | +10,078 | New |
| Merkkuri Wealth Advisors LLC | 10,088 | $52.9K | 0.04% | +10,088 | New |
| Wesbanco Bank Inc | 10,209 | $53.5K | 0.00% | 00.0% | Unchanged |
| National Wealth Management Group, LLC | 10,359 | $54.3K | 0.04% | +10,359 | New |
| McIlrath & Eck, LLC | 10,588 | $55.5K | 0.01% | +10,588 | New |
| Vantage Financial Partners, LLC | 10,641 | $55.8K | 0.01% | +92+0.9% | Added |
| Western Wealth Management, LLC | 10,735 | $56.3K | 0.00% | +10,735 | New |
| Mariner, LLC | 10,876 | $57.0K | 0.00% | −1,241−10.2% | Reduced |
| Kestra Private Wealth Services, LLC | 11,200 | $58.7K | 0.00% | +11,200 | New |
| Foundations Investment Advisors, LLC | 12,156 | $63.7K | 0.00% | +12,156 | New |
| Arkadios Wealth Advisors | 13,250 | $69.4K | 0.00% | +610+4.8% | Added |
| Captrust Financial Advisors | 13,628 | $71.4K | 0.00% | +3,229+31.1% | Added |
| Freestate Advisors LLC | 13,728 | $71.9K | 0.07% | +13,728 | New |
| CIBC Private Wealth Group, LLC | 13,949 | $73.1K | 0.00% | +4,849+53.3% | Added |
| Capital Investment Advisors, LLC | 14,682 | $76.9K | 0.00% | +3,682+33.5% | Added |
| Teamwork Financial Advisors, LLC | 14,927 | $78.2K | 0.01% | +14,927 | New |
| Stratos Wealth Partners, LTD. | 15,082 | $79.0K | 0.00% | +15,082 | New |
| Belpointe Asset Management LLC | 15,189 | $79.6K | 0.00% | +1,077+7.6% | Added |
| EverSource Wealth Advisors, LLC | 16,000 | $83.8K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 16,325 | $85.5K | 0.03% | −8,634−34.6% | Reduced |
| William Howard & Co Financial Advisors Inc | 16,490 | $86.0K | 0.07% | +16,490 | New |
| Jump Financial, LLC | 16,526 | $86.6K | 0.00% | −381,136−95.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 16,760 | $87.8K | 0.00% | +16,760 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 17,012 | $89.1K | 0.01% | +1,132+7.1% | Added |
| Two Sigma Securities, LLC | 17,050 | $89.3K | 0.01% | +5,394+46.3% | Added |
| Joule Financial, LLC | 18,773 | $98.4K | 0.04% | +6,542+53.5% | Added |
| One Capital Management, LLC | 19,270 | $101.0K | 0.00% | +7,970+70.5% | Added |
| Avidian Wealth Solutions, LLC | 19,976 | $104.7K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 20,570 | $107.8K | 0.00% | +20,266+6,666.4% | Added |
| Envestnet Asset Management Inc | 21,235 | $111.3K | 0.00% | +2,015+10.5% | Added |
| Moors & Cabot, Inc. | 23,000 | $120.5K | 0.01% | +23,000 | New |
| HighTower Advisors, LLC | 23,232 | $121.0K | 0.00% | +10,026+75.9% | Added |
| Calton & Associates, Inc. | 23,776 | $124.6K | 0.05% | +23,776 | New |
| Waddell & Associates, LLC | 23,916 | $125.3K | 0.02% | +956+4.2% | Added |
| Essex Financial Services, Inc. | 24,089 | $125.7K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 24,182 | $126.7K | 0.01% | +24,182 | New |
| National Asset Management, Inc. | 24,356 | $127.6K | 0.00% | −63,070−72.1% | Reduced |
| Dynamic Technology Lab Private Ltd | 26,724 | $140.0K | 0.01% | +7,248+37.2% | Added |
| D.A. Davidson & Co. | 27,266 | $142.9K | 0.00% | +3,865+16.5% | Added |
| Virtu Financial LLC | 29,907 | $157.0K | 0.01% | +29,907 | New |
| Summitry LLC | 30,000 | $157.2K | 0.01% | 00.0% | Unchanged |
| Silverleafe Capital Partners, LLC | 30,693 | $160.8K | 0.06% | +82+0.3% | Added |
| Prime Capital Investment Advisors, LLC | 30,968 | $162.3K | 0.00% | +93+0.3% | Added |
| Soltis Investment Advisors LLC | 31,156 | $163.3K | 0.02% | −6,101−16.4% | Reduced |
| Creative Planning | 32,352 | $169.5K | 0.00% | +32,352 | New |
| Bank of America Corp | 32,554 | $170.6K | 0.00% | +1,603+5.2% | Added |
| Sanctuary Advisors, LLC | 33,140 | $173.0K | 0.00% | +1,100+3.4% | Added |
| L.M. Kohn & Company | 33,430 | $175.2K | 0.04% | +33,430 | New |
| Mercer Global Advisors Inc | 34,019 | $177.6K | 0.00% | +34,019 | New |
| Prairie Sky Financial Group LLC | 39,212 | $205.5K | 0.12% | +39,212 | New |
| HRT Financial LP | 45,124 | $236.0K | 0.00% | −203,532−81.9% | Reduced |
| Pasadena Private Wealth, LLC | 45,208 | $236.9K | 0.05% | −2,094−4.4% | Reduced |
| PFG Investments, LLC | 46,510 | $243.7K | 0.02% | +1,444+3.2% | Added |
| Jane Street Group, LLC | 46,651 | $244.5K | 0.00% | −13,710−22.7% | Reduced |
| Naviter Wealth, LLC | 48,668 | $255.0K | 0.04% | −3,000−5.8% | Reduced |
| Prospera Financial Services Inc | 48,743 | $255.4K | 0.01% | +895+1.9% | Added |
| GWM Advisors LLC | 54,982 | $288.1K | 0.00% | +8,220+17.6% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 56,785 | $298.0K | 0.01% | +2,763+5.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 62,300 | $326.5K | 0.03% | +530+0.9% | Added |
| Lido Advisors, LLC | 62,661 | $328.3K | 0.00% | +9,384+17.6% | Added |
| Bard Associates Inc | 64,217 | $336.5K | 0.11% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 64,874 | $340.7K | 0.00% | +24,327+60.0% | Added |
| Sigma Planning Corp | 69,307 | $363.2K | 0.01% | +6,390+10.2% | Added |
| CFO4Life Group, LLC | 71,910 | $376.8K | 0.07% | +13,590+23.3% | Added |
| Hohimer Wealth Management, LLC | 72,065 | $377.6K | 0.08% | +39,027+118.1% | Added |
| UBS Group AG | 72,373 | $379.2K | 0.00% | +17,136+31.0% | Added |
| Cetera Investment Advisers | 78,529 | $411.5K | 0.00% | +35,377+82.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 78,918 | $413.5K | 0.00% | +7,734+10.9% | Added |
| Sage Capital Advisors,llc | 85,082 | $445.8K | 0.12% | +5,030+6.3% | Added |
| CastleKnight Management LP | 97,000 | $508.3K | 0.06% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 98,638 | $516.9K | 0.00% | +32,881+50.0% | Added |
| Aptus Capital Advisors, LLC | 102,124 | $535.1K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 102,342 | $536.3K | 0.00% | −11,205−9.9% | Reduced |
| Cubist Systematic Strategies, LLC | 109,665 | $574.6K | 0.01% | −205,385−65.2% | Reduced |
| Oppenheimer & Co Inc | 119,221 | $624.7K | 0.01% | +119,221 | New |
| Rockefeller Capital Management L.P. | 148,251 | $776.8K | 0.00% | +148,251 | New |
| Private Advisor Group, LLC | 153,754 | $805.7K | 0.01% | +21,449+16.2% | Added |