Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +4 vs. Q2 2021
- Shares held
- 7.61M
- +3.01M (+65.3%) vs. Q2 2021
- Total value
- $54.9M
- +$20.8M (+60.9%) vs. Q2 2021
- New holders
- 10
- 26 more added
- Sold out
- 6
- 12 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Larson Financial Group LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $1.00K | 0.00% | −4,280−95.5% | Reduced |
| Atlas Private Wealth Advisors | 554 | $4.00K | 0.00% | +16+3.0% | Added |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 1,500 | $11.0K | 0.01% | +1,500 | New |
| Tradition Wealth Management, LLC | 1,953 | $14.0K | 0.00% | +283+16.9% | Added |
| Wagner Wealth Management, LLC | 2,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 4,222 | $30.0K | 0.01% | +896+26.9% | Added |
| Wells Fargo & Company | 4,562 | $33.0K | 0.00% | −250−5.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 5,439 | $39.0K | 0.00% | −1,071−16.5% | Reduced |
| Koshinski Asset Management, Inc. | 10,011 | $72.2K | 0.01% | +10,011 | New |
| Claybrook Capital, LLC | 10,500 | $76.0K | 0.04% | +10,500 | New |
| BDO Wealth Advisors, LLC | 11,300 | $81.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 12,670 | $91.0K | 0.00% | +12,670 | New |
| Private Advisor Group, LLC | 14,409 | $104.0K | 0.00% | +4,255+41.9% | Added |
| FNY Investment Advisers, LLC | 15,000 | $108.0K | 0.05% | +5,000+50.0% | Added |
| Royal Bank of Canada | 15,027 | $109.0K | 0.00% | +1,088+7.8% | Added |
| CIBC Private Wealth Group, LLC | 15,500 | $112.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 17,576 | $126.0K | 0.00% | −1,558−8.1% | Reduced |
| BCJ Capital Management, LLC | 19,275 | $139.0K | 0.01% | −125−0.6% | Reduced |
| Geneos Wealth Management Inc. | 20,027 | $146.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 22,030 | $159.0K | 0.00% | +5,000+29.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,344 | $168.0K | 0.00% | +4,937+26.8% | Added |
| UBS Group AG | 24,013 | $173.0K | 0.00% | −291−1.2% | Reduced |
| Susquehanna International Group, LLP | 26,846 | $193.0K | 0.00% | +26,846 | New |
| Deutsche Bank AG | 28,700 | $207.0K | 0.00% | +10,100+54.3% | Added |
| Geller Advisors LLC | 33,437 | $241.0K | 0.05% | +33,437 | New |
| Samalin Investment Counsel, LLC | 33,600 | $242.0K | 0.16% | +33,600 | New |
| Spire Wealth Management | 36,400 | $262.0K | 0.01% | −16,950−31.8% | Reduced |
| Bank of New York Mellon Corp | 37,173 | $268.0K | 0.00% | +22,489+153.2% | Added |
| GWM Advisors LLC | 45,915 | $331.0K | 0.01% | +1,582+3.6% | Added |
| Kalos Management, Inc. | 43,208 | $354.0K | 0.10% | +28,760+199.1% | Added |
| Bard Associates Inc | 52,844 | $381.0K | 0.13% | 00.0% | Unchanged |
| Camden Capital, LLC | 53,000 | $382.0K | 0.08% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 58,026 | $418.0K | 0.02% | −11,803−16.9% | Reduced |
| National Asset Management, Inc. | 59,894 | $432.0K | 0.01% | +5,144+9.4% | Added |
| Bank of America Corp | 61,983 | $447.0K | 0.00% | +14,693+31.1% | Added |
| Wedbush Securities Inc | 72,581 | $523.0K | 0.02% | −6,749−8.5% | Reduced |
| Envestnet Asset Management Inc | 81,478 | $587.0K | 0.00% | +7,996+10.9% | Added |
| Alpha Cubed Investments, LLC | 82,030 | $591.0K | 0.04% | +82,030 | New |
| Mid Atlantic Financial Management Inc | 95,900 | $691.0K | 0.05% | +64,200+202.5% | Added |
| Cubist Systematic Strategies, LLC | 98,597 | $711.0K | 0.01% | +11,160+12.8% | Added |
| DCM Advisors, LLC | 108,096 | $779.0K | 0.30% | −2,700−2.4% | Reduced |
| Jump Financial, LLC | 138,300 | $997.0K | 0.07% | +59,900+76.4% | Added |
| LPL Financial LLC | 171,530 | $1.24M | 0.00% | +122,225+247.9% | Added |
| Virtus ETF Advisers LLC | 187,765 | $1.35M | 0.60% | −24,813−11.7% | Reduced |
| Anfield Capital Management, LLC | 251,954 | $1.82M | 0.57% | +251,954 | New |
| Advisor Group Holdings, Inc. | 260,513 | $1.88M | 0.00% | +56,939+28.0% | Added |
| Commonwealth Equity Services, LLC | 263,037 | $1.90M | 0.00% | +25,703+10.8% | Added |
| Delphi Financial Group, Inc. | 265,536 | $1.92M | 0.56% | +103,642+64.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 283,325 | $2.04M | 1.30% | +10,218+3.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 381,077 | $2.75M | 1.21% | +130,871+52.3% | Added |
| Independent Financial Group, LLC | 463,276 | $3.34M | 0.34% | +22,255+5.0% | Added |
| Enstar Group LTD | 624,420 | $4.50M | 2.05% | 00.0% | Unchanged |
| Morgan Stanley | 947,755 | $6.83M | 0.00% | +8,990+1.0% | Added |
| Penserra Capital Management LLC | 2,005,904 | $14.5M | 0.30% | +2,005,904 | New |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,699−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −36,812−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −19,112−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −18,161−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,241−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −104−100.0% | Sold out |