Oxford Lane Capital Corp.

OXLC

Exchange: Nasdaq
SEC CIK: 0001495222

SEC filings (opens in a new tab)

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCG OXLCI OXLCL OXLCM OXLCN OXLCO OXLCZ

Q4 2024 vs. Q3 2024

How the institutions holding Oxford Lane Capital Corp. changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of OXLC: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	123	2	150	+29
Shares	13.3M	249.0K	16.2M	+3.16M (+24.3%)
Value	$69.5M	$1.30M	$82.0M	+$13.8M (+20.3%)

2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (44)

Institutions that held Oxford Lane Capital Corp. at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to OXLC in Q4 2024
Institution	Shares	Value	% of portfolio
Marex Group plc	238,071	$1.21M	0.02%
Raymond James Financial Inc	212,776	$1.08M	0.00%
Susquehanna International Group, LLP	124,437	$630.9K	0.00%
Maia Wealth LLC	96,612	$493.7K	0.11%
Transce3nd, LLC	84,587	$428.9K	0.15%
Apollon Wealth Management, LLC	57,212	$290.1K	0.01%
M&T Bank Corp	47,892	$242.8K	0.00%
Partners Wealth Management, LLC	40,702	$206.4K	0.23%
Main Street Financial Solutions, LLC	31,192	$158.1K	0.02%
Capital CS Group, LLC	30,730	$155.8K	0.21%
Financial Guidance Group, Inc.	29,250	$148.3K	0.08%
Janney Montgomery Scott LLC	29,123	$148.0K	0.00%
Mutual Advisors, LLC	26,793	$138.0K	0.00%
Pensionmark Financial Group, LLC	26,504	$134.4K	0.00%
Cambria Investment Management, L.P.	24,995	$126.7K	0.01%
Empowered Funds, LLC	24,995	$126.7K	0.00%
Parisi Gray Wealth Management	20,000	$101.4K	0.03%
Cura Wealth Advisors, LLC	20,000	$101.4K	0.04%
Evoke Wealth, LLC	19,687	$99.8K	0.00%
Firethorn Wealth Partners, LLC	19,640	$99.6K	0.05%
Integrated Wealth Concepts LLC	18,263	$92.6K	0.00%
Brown Brothers Harriman & Co	17,846	$90.5K	0.00%
TT Capital Management LLC	16,700	$85.4K	0.07%
Warren Averett Asset Management, LLC	14,726	$74.7K	0.00%
Independent Advisor Alliance	13,855	$70.2K	0.00%
Basepoint Wealth LLC	13,691	$69.4K	0.06%
MML Investors Services, LLC	11,980	$61.0K	0.00%
NWF Advisory Services Inc.	11,529	$58.5K	0.01%
Stifel Financial Corp	10,668	$54.1K	0.00%
Walkner Condon Financial Advisors LLC	10,099	$51.2K	0.01%
Gsa Capital Partners LLP	10,013	$51.0K	0.00%
RSM US Wealth Management LLC	10,049	$50.9K	0.00%
Titleist Asset Management, LLC	10,000	$50.7K	0.01%
Lewis Asset Management, LLC	10,000	$50.7K	0.04%
Nova Wealth Management, Inc.	8,110	$41.1K	0.04%
SWAN Capital LLC	5,878	$29.8K	0.01%
Aventura Private Wealth, LLC	5,000	$25.4K	0.01%
Park Square Financial Group, LLC	3,839	$19.5K	0.01%
Jones Financial Companies LLLP	2,670	$13.5K	0.00%
MAI Capital Management	2,285	$11.6K	0.00%
Cape Investment Advisory, Inc.	1,018	$5.16K	0.00%
IMG Wealth Management, Inc.	955	$4.84K	0.00%
Wingate Wealth Advisors, Inc.	550	$2.79K	0.00%
RE Dickinson Investment Advisors, LLC	35	$200	0.00%

Sold out (15)

Institutions that held Oxford Lane Capital Corp. at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of OXLC in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Millennium Management LLC	255,925	$1.34M
Invesco Ltd.	245,334	$1.29M
Innova Wealth Partners	163,541	$857.0K
Rockefeller Capital Management L.P.	148,251	$776.8K
Cubist Systematic Strategies, LLC	109,665	$574.6K
Pasadena Private Wealth, LLC	45,208	$236.9K
Prairie Sky Financial Group LLC	39,212	$205.5K
L.M. Kohn & Company	33,430	$175.2K
Virtu Financial LLC	29,907	$157.0K
Dynamic Technology Lab Private Ltd	26,724	$140.0K
Calton & Associates, Inc.	23,776	$124.6K
William Howard & Co Financial Advisors Inc	16,490	$86.0K
National Wealth Management Group, LLC	10,359	$54.3K
Kingsview Wealth Management, LLC	10,078	$52.8K
Jaffetilchin Investment Partners, LLC	1,663	$8.71K

Not filed for Q4 2024 yet (2)

Institutions that held Oxford Lane Capital Corp. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding OXLC in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James & Associates	170,091	$891.3K
Raymond James Financial Services Advisors, Inc.	78,918	$413.5K