Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +29 vs. Q3 2024
- Shares held
- 16.2M
- +3.16M (+24.3%) vs. Q3 2024
- Total value
- $82.0M
- +$13.8M (+20.3%) vs. Q3 2024
- New holders
- 44
- 53 more added
- Sold out
- 15
- 31 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Advisor Alliance | 13,855 | $70.2K | 0.00% | +13,855 | New |
| Basepoint Wealth LLC | 13,691 | $69.4K | 0.06% | +13,691 | New |
| Teamwork Financial Advisors, LLC | 13,576 | $68.8K | 0.01% | −1,351−9.1% | Reduced |
| Arkadios Wealth Advisors | 13,084 | $66.3K | 0.00% | −166−1.3% | Reduced |
| Western Wealth Management, LLC | 12,304 | $62.4K | 0.00% | +1,569+14.6% | Added |
| Merkkuri Wealth Advisors LLC | 12,188 | $61.8K | 0.05% | +2,100+20.8% | Added |
| Foundations Investment Advisors, LLC | 12,156 | $61.6K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 11,980 | $61.0K | 0.00% | +11,980 | New |
| Capital Investment Advisors, LLC | 11,682 | $59.2K | 0.00% | −3,000−20.4% | Reduced |
| NWF Advisory Services Inc. | 11,529 | $58.5K | 0.01% | +11,529 | New |
| Stifel Financial Corp | 10,668 | $54.1K | 0.00% | +10,668 | New |
| McIlrath & Eck, LLC | 10,660 | $54.0K | 0.01% | +72+0.7% | Added |
| Vantage Financial Partners, LLC | 10,533 | $53.4K | 0.01% | −108−1.0% | Reduced |
| Wesbanco Bank Inc | 10,209 | $51.8K | 0.00% | 00.0% | Unchanged |
| Walkner Condon Financial Advisors LLC | 10,099 | $51.2K | 0.01% | +10,099 | New |
| Gsa Capital Partners LLP | 10,013 | $51.0K | 0.00% | +10,013 | New |
| RSM US Wealth Management LLC | 10,049 | $50.9K | 0.00% | +10,049 | New |
| Cullen/Frost Bankers, Inc. | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Precision Wealth Strategies, LLC | 10,000 | $50.7K | 0.04% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 10,000 | $50.7K | 0.01% | +10,000 | New |
| Lewis Asset Management, LLC | 10,000 | $50.7K | 0.04% | +10,000 | New |
| GPS Wealth Strategies Group, LLC | 8,242 | $41.8K | 0.01% | 00.0% | Unchanged |
| Nova Wealth Management, Inc. | 8,110 | $41.1K | 0.04% | +8,110 | New |
| CIBC Private Wealth Group, LLC | 6,100 | $31.1K | 0.00% | −7,849−56.3% | Reduced |
| SWAN Capital LLC | 5,878 | $29.8K | 0.01% | +5,878 | New |
| Aventura Private Wealth, LLC | 5,000 | $25.4K | 0.01% | +5,000 | New |
| Park Square Financial Group, LLC | 3,839 | $19.5K | 0.01% | +3,839 | New |
| US Bancorp | 3,057 | $15.5K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 3,000 | $15.4K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,670 | $13.5K | 0.00% | +2,670 | New |
| Allworth Financial LP | 2,535 | $12.8K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,285 | $11.6K | 0.00% | +2,285 | New |
| AlphaMark Advisors, LLC | 2,214 | $11.0K | 0.00% | +170+8.3% | Added |
| BlackRock, Inc. | 1,991 | $10.1K | 0.00% | +945+90.3% | Added |
| Sunbelt Securities, Inc. | 1,251 | $6.32K | 0.00% | +66+5.6% | Added |
| Cape Investment Advisory, Inc. | 1,018 | $5.16K | 0.00% | +1,018 | New |
| Eagle Bay Advisors LLC | 1,000 | $5.07K | 0.00% | 00.0% | Unchanged |
| IMG Wealth Management, Inc. | 955 | $4.84K | 0.00% | +955 | New |
| Glen Eagle Advisors, LLC | 943 | $4.78K | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 750 | $3.80K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 731 | $3.71K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 571 | $3.00K | 0.00% | −5,656−90.8% | Reduced |
| Wingate Wealth Advisors, Inc. | 550 | $2.79K | 0.00% | +550 | New |
| FMR LLC | 223 | $1.13K | 0.00% | −1−0.4% | Reduced |
| Royal Bank of Canada | 145 | $1.00K | 0.00% | −1,300−90.0% | Reduced |
| Coppell Advisory Solutions LLC | 100 | $505 | 0.00% | −2,103−95.5% | Reduced |
| RE Dickinson Investment Advisors, LLC | 35 | $200 | 0.00% | +35 | New |
| Danske Bank A/S | 12 | $61 | 0.00% | +7+140.0% | Added |
| Wells Fargo & Company | 3 | $17 | 0.00% | −3,673−99.9% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −255,925−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −245,334−100.0% | Sold out |
| Innova Wealth Partners | 0 | $0 | 0.00% | −163,541−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −148,251−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −109,665−100.0% | Sold out |
| Pasadena Private Wealth, LLC | 0 | $0 | 0.00% | −45,208−100.0% | Sold out |
| Prairie Sky Financial Group LLC | 0 | $0 | 0.00% | −39,212−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −33,430−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −29,907−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −26,724−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −23,776−100.0% | Sold out |
| William Howard & Co Financial Advisors Inc | 0 | $0 | 0.00% | −16,490−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −10,359−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −10,078−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −1,663−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |