Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +29 vs. Q3 2024
- Shares held
- 16.2M
- +3.16M (+24.3%) vs. Q3 2024
- Total value
- $82.0M
- +$13.8M (+20.3%) vs. Q3 2024
- New holders
- 44
- 53 more added
- Sold out
- 15
- 31 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 3 | $17 | 0.00% | −3,673−99.9% | Reduced |
| Danske Bank A/S | 12 | $61 | 0.00% | +7+140.0% | Added |
| RE Dickinson Investment Advisors, LLC | 35 | $200 | 0.00% | +35 | New |
| Coppell Advisory Solutions LLC | 100 | $505 | 0.00% | −2,103−95.5% | Reduced |
| Royal Bank of Canada | 145 | $1.00K | 0.00% | −1,300−90.0% | Reduced |
| FMR LLC | 223 | $1.13K | 0.00% | −1−0.4% | Reduced |
| Wingate Wealth Advisors, Inc. | 550 | $2.79K | 0.00% | +550 | New |
| CWM, LLC | 571 | $3.00K | 0.00% | −5,656−90.8% | Reduced |
| Continuum Advisory, LLC | 731 | $3.71K | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 750 | $3.80K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 943 | $4.78K | 0.00% | 00.0% | Unchanged |
| IMG Wealth Management, Inc. | 955 | $4.84K | 0.00% | +955 | New |
| Eagle Bay Advisors LLC | 1,000 | $5.07K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 1,018 | $5.16K | 0.00% | +1,018 | New |
| Sunbelt Securities, Inc. | 1,251 | $6.32K | 0.00% | +66+5.6% | Added |
| BlackRock, Inc. | 1,991 | $10.1K | 0.00% | +945+90.3% | Added |
| AlphaMark Advisors, LLC | 2,214 | $11.0K | 0.00% | +170+8.3% | Added |
| MAI Capital Management | 2,285 | $11.6K | 0.00% | +2,285 | New |
| Allworth Financial LP | 2,535 | $12.8K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,670 | $13.5K | 0.00% | +2,670 | New |
| Proequities, Inc. | 3,000 | $15.4K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,057 | $15.5K | 0.00% | 00.0% | Unchanged |
| Park Square Financial Group, LLC | 3,839 | $19.5K | 0.01% | +3,839 | New |
| Aventura Private Wealth, LLC | 5,000 | $25.4K | 0.01% | +5,000 | New |
| SWAN Capital LLC | 5,878 | $29.8K | 0.01% | +5,878 | New |
| CIBC Private Wealth Group, LLC | 6,100 | $31.1K | 0.00% | −7,849−56.3% | Reduced |
| Nova Wealth Management, Inc. | 8,110 | $41.1K | 0.04% | +8,110 | New |
| GPS Wealth Strategies Group, LLC | 8,242 | $41.8K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 10,000 | $50.7K | 0.00% | 00.0% | Unchanged |
| Precision Wealth Strategies, LLC | 10,000 | $50.7K | 0.04% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 10,000 | $50.7K | 0.01% | +10,000 | New |
| Lewis Asset Management, LLC | 10,000 | $50.7K | 0.04% | +10,000 | New |
| RSM US Wealth Management LLC | 10,049 | $50.9K | 0.00% | +10,049 | New |
| Gsa Capital Partners LLP | 10,013 | $51.0K | 0.00% | +10,013 | New |
| Walkner Condon Financial Advisors LLC | 10,099 | $51.2K | 0.01% | +10,099 | New |
| Wesbanco Bank Inc | 10,209 | $51.8K | 0.00% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 10,533 | $53.4K | 0.01% | −108−1.0% | Reduced |
| McIlrath & Eck, LLC | 10,660 | $54.0K | 0.01% | +72+0.7% | Added |
| Stifel Financial Corp | 10,668 | $54.1K | 0.00% | +10,668 | New |
| NWF Advisory Services Inc. | 11,529 | $58.5K | 0.01% | +11,529 | New |
| Capital Investment Advisors, LLC | 11,682 | $59.2K | 0.00% | −3,000−20.4% | Reduced |
| MML Investors Services, LLC | 11,980 | $61.0K | 0.00% | +11,980 | New |
| Foundations Investment Advisors, LLC | 12,156 | $61.6K | 0.00% | 00.0% | Unchanged |
| Merkkuri Wealth Advisors LLC | 12,188 | $61.8K | 0.05% | +2,100+20.8% | Added |
| Western Wealth Management, LLC | 12,304 | $62.4K | 0.00% | +1,569+14.6% | Added |
| Arkadios Wealth Advisors | 13,084 | $66.3K | 0.00% | −166−1.3% | Reduced |
| Teamwork Financial Advisors, LLC | 13,576 | $68.8K | 0.01% | −1,351−9.1% | Reduced |
| Basepoint Wealth LLC | 13,691 | $69.4K | 0.06% | +13,691 | New |
| Independent Advisor Alliance | 13,855 | $70.2K | 0.00% | +13,855 | New |
| Freestate Advisors LLC | 14,454 | $73.3K | 0.08% | +726+5.3% | Added |
| Warren Averett Asset Management, LLC | 14,726 | $74.7K | 0.00% | +14,726 | New |
| Creative Planning | 14,788 | $75.0K | 0.00% | −17,564−54.3% | Reduced |
| Naviter Wealth, LLC | 14,829 | $75.2K | 0.01% | −33,839−69.5% | Reduced |
| HRT Financial LP | 15,354 | $77.0K | 0.00% | −29,770−66.0% | Reduced |
| Belpointe Asset Management LLC | 14,951 | $80.1K | 0.00% | −238−1.6% | Reduced |
| EverSource Wealth Advisors, LLC | 16,000 | $81.1K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 16,156 | $81.9K | 0.00% | +1,074+7.1% | Added |
| Mercer Global Advisors Inc | 16,754 | $84.9K | 0.00% | −17,265−50.8% | Reduced |
| Kovitz Investment Group Partners, LLC | 16,760 | $85.0K | 0.00% | 00.0% | Unchanged |
| TT Capital Management LLC | 16,700 | $85.4K | 0.07% | +16,700 | New |
| Beacon Financial Advisory LLC | 17,188 | $87.1K | 0.03% | +863+5.3% | Added |
| Brown Brothers Harriman & Co | 17,846 | $90.5K | 0.00% | +17,846 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 18,139 | $92.0K | 0.01% | +1,127+6.6% | Added |
| Integrated Wealth Concepts LLC | 18,263 | $92.6K | 0.00% | +18,263 | New |
| Kestra Private Wealth Services, LLC | 18,300 | $92.8K | 0.00% | +7,100+63.4% | Added |
| Joule Financial, LLC | 18,773 | $95.2K | 0.03% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 19,640 | $99.6K | 0.05% | +19,640 | New |
| Evoke Wealth, LLC | 19,687 | $99.8K | 0.00% | +19,687 | New |
| One Capital Management, LLC | 19,885 | $100.8K | 0.00% | +615+3.2% | Added |
| Avidian Wealth Solutions, LLC | 19,976 | $101.3K | 0.00% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 20,000 | $101.4K | 0.03% | +20,000 | New |
| Cura Wealth Advisors, LLC | 20,000 | $101.4K | 0.04% | +20,000 | New |
| Marks Wealth, LLC | 21,563 | $109.3K | 0.05% | +11,528+114.9% | Added |
| Captrust Financial Advisors | 22,074 | $111.9K | 0.00% | +8,446+62.0% | Added |
| Farther Finance Advisors, LLC | 22,369 | $113.4K | 0.00% | +1,799+8.7% | Added |
| National Asset Management, Inc. | 22,675 | $115.0K | 0.00% | −1,681−6.9% | Reduced |
| HighTower Advisors, LLC | 23,013 | $116.7K | 0.00% | −219−0.9% | Reduced |
| PFG Investments, LLC | 23,361 | $118.4K | 0.01% | −23,149−49.8% | Reduced |
| Essex Financial Services, Inc. | 24,089 | $122.1K | 0.01% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 24,500 | $124.2K | 0.01% | +1,500+6.5% | Added |
| GWM Advisors LLC | 24,864 | $126.1K | 0.00% | −30,118−54.8% | Reduced |
| Waddell & Associates, LLC | 24,959 | $126.5K | 0.01% | +1,043+4.4% | Added |
| Cambria Investment Management, L.P. | 24,995 | $126.7K | 0.01% | +24,995 | New |
| Empowered Funds, LLC | 24,995 | $126.7K | 0.00% | +24,995 | New |
| Pensionmark Financial Group, LLC | 26,504 | $134.4K | 0.00% | +26,504 | New |
| Mutual Advisors, LLC | 26,793 | $138.0K | 0.00% | +26,793 | New |
| Sanctuary Advisors, LLC | 27,140 | $138.1K | 0.00% | −6,000−18.1% | Reduced |
| D.A. Davidson & Co. | 27,474 | $139.3K | 0.00% | +208+0.8% | Added |
| Janney Montgomery Scott LLC | 29,123 | $148.0K | 0.00% | +29,123 | New |
| Financial Guidance Group, Inc. | 29,250 | $148.3K | 0.08% | +29,250 | New |
| Summitry LLC | 30,000 | $152.1K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 30,163 | $152.9K | 0.00% | +8,928+42.0% | Added |
| Capital CS Group, LLC | 30,730 | $155.8K | 0.21% | +30,730 | New |
| Prime Capital Investment Advisors, LLC | 30,980 | $157.1K | 0.00% | +120.0% | Added |
| Soltis Investment Advisors LLC | 31,156 | $158.0K | 0.01% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 31,192 | $158.1K | 0.02% | +31,192 | New |
| Tower Research Capital LLC (TRC) | 32,090 | $162.7K | 0.00% | +32,004+37,214.0% | Added |
| Bank of America Corp | 32,507 | $164.8K | 0.00% | −47−0.1% | Reduced |
| Hohimer Wealth Management, LLC | 35,794 | $181.5K | 0.03% | −36,271−50.3% | Reduced |