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Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

13F holders, Q4 2023

Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
+2 vs. Q3 2023
Shares held
11.1M
+403.0K (+3.8%) vs. Q3 2023
Total value
$54.9M
+$1.50M (+2.8%) vs. Q3 2023
New holders
16
43 more added
Sold out
14
17 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 92 institutions
Q1 2021: 47 institutionsQ2 2021: 54 institutionsQ3 2021: 58 institutionsQ4 2021: 62 institutionsQ1 2022: 76 institutionsQ2 2022: 76 institutionsQ3 2022: 74 institutionsQ4 2022: 84 institutionsQ1 2023: 83 institutionsQ2 2023: 89 institutionsQ3 2023: 91 institutionsQ4 2023: 92 institutionsQ1 2024: 98 institutionsQ2 2024: 102 institutionsQ3 2024: 123 institutionsQ4 2024: 150 institutionsQ1 2025: 140 institutionsQ2 2025: 148 institutionsQ3 2025: 94 institutionsQ4 2025: 112 institutionsQ1 2026: 87 institutionsQ2 2026: 94 institutions
Value heldQ4 2023: $54.9M
Q1 2021: $36.7MQ2 2021: $34.1MQ3 2021: $54.9MQ4 2021: $65.5MQ1 2022: $57.2MQ2 2022: $41.0MQ3 2022: $38.3MQ4 2022: $55.0MQ1 2023: $55.8MQ2 2023: $52.0MQ3 2023: $53.7MQ4 2023: $54.9MQ1 2024: $62.3MQ2 2024: $70.6MQ3 2024: $69.5MQ4 2024: $82.0MQ1 2025: $80.4MQ2 2025: $90.1MQ3 2025: $117.3MQ4 2025: $147.1MQ1 2026: $171.0MQ2 2026: $154.6M
Institutions holding OXLC and their total value by quarter
QuarterHoldersValue
Q2 202694$154.6M
Q1 202687$171.0M
Q4 2025112$147.1M
Q3 202594$117.3M
Q2 2025148$90.1M
Q1 2025140$80.4M
Q4 2024150$82.0M
Q3 2024123$69.5M
Q2 2024102$70.6M
Q1 202498$62.3M
Q4 202392$54.9M
Q3 202391$53.7M
Q2 202389$52.0M
Q1 202383$55.8M
Q4 202284$55.0M
Q3 202274$38.3M
Q2 202276$41.0M
Q1 202276$57.2M
Q4 202162$65.5M
Q3 202158$54.9M
Q2 202154$34.1M
Q1 202147$36.7M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2023.

Institutions holding OXLC in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
AdvisorNet Financial, Inc55$2720.00%+2+3.8%Added
GHP Investment Advisors, Inc.125$6180.00%00.0%Unchanged
Farther Finance Advisors, LLC270$1.33K0.00%+12+4.7%Added
Spectrum Wealth Counsel, LLC750$3.71K0.00%+750New
Eagle Bay Advisors LLC1,000$4.94K0.00%00.0%Unchanged
Resources Management Corp1,000$5.00K0.00%00.0%Unchanged
AlphaMark Advisors, LLC959$5.00K0.00%+45+4.9%Added
Sunbelt Securities, Inc.1,022$5.05K0.00%+51+5.3%Added
Proequities, Inc.3,000$14.8K0.00%00.0%Unchanged
Tradition Wealth Management, LLC3,270$16.0K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)6,550$32.4K0.00%+5,321+433.0%Added
GPS Wealth Strategies Group, LLC8,242$40.7K0.01%00.0%Unchanged
Coppell Advisory Solutions LLC6,368$44.6K0.01%+6,368New
Allworth Financial LP9,271$45.8K0.00%+9,271New
Cullen/Frost Bankers, Inc.10,000$49.4K0.00%00.0%Unchanged
One Capital Management, LLC10,000$49.4K0.00%00.0%Unchanged
First Horizon Advisors, Inc.10,000$49.4K0.00%+10,000New
Wesbanco Bank Inc10,209$50.4K0.00%00.0%Unchanged
Vantage Financial Partners, LLC10,381$51.3K0.02%+82+0.8%Added
Hilltop Holdings Inc.10,600$52.4K0.01%+250+2.4%Added
Capital Investment Advisors, LLC11,000$54.3K0.00%00.0%Unchanged
Wetherby Asset Management Inc11,700$57.8K0.00%+1,700+17.0%Added
Cetera Investment Advisers11,781$58.2K0.00%−2,059−14.9%Reduced
Belpointe Asset Management LLC11,822$58.4K0.01%+464+4.1%Added
RSM US Wealth Management LLC12,249$60.5K0.00%+12,249New
Arkadios Wealth Advisors12,423$61.4K0.01%+1,608+14.9%Added
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors12,555$62.0K0.01%+439+3.6%Added
Creative Planning13,074$64.6K0.00%+13,074New
Beacon Financial Advisory LLC13,443$66.4K0.03%−1,844−12.1%Reduced
Foundations Investment Advisors, LLC14,243$74.6K0.00%+14,243New
Atria Wealth Solutions, Inc.15,300$75.6K0.00%00.0%Unchanged
Tompkins Financial Corp16,000$79.0K0.01%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.16,419$81.1K0.00%+5,725+53.5%Added
Essex Financial Services, Inc.17,000$84.0K0.01%00.0%Unchanged
L.M. Kohn & Company18,470$91.2K0.03%+1,200+6.9%Added
Virtu Financial LLC19,103$94.0K0.01%+19,103New
Nomura Holdings Inc19,375$95.7K0.00%+19,375New
Cape Investment Advisory, Inc.19,873$98.2K0.05%+19,873New
Park Avenue Securities LLC19,971$99.0K0.00%+600+3.1%Added
Marex Group plc20,900$103.2K0.00%+20,900New
CoreCap Advisors, LLC21,459$106.0K0.01%+10,000+87.3%Added
D.A. Davidson & Co.24,711$122.1K0.00%+693+2.9%Added
Sigma Planning Corp25,480$125.9K0.01%−48,746−65.7%Reduced
Naviter Wealth, LLC25,781$127.4K0.03%−20,152−43.9%Reduced
Hohimer Wealth Management, LLC28,216$139.4K0.04%+28,216New
Summitry LLC30,000$148.2K0.01%+10,000+50.0%Added
J.W. Cole Advisors, Inc.31,951$157.8K0.01%+8,023+33.5%Added
Squarepoint Ops LLC32,139$158.8K0.00%−22,417−41.1%Reduced
Prospera Financial Services Inc41,299$204.0K0.01%+1,981+5.0%Added
Cambridge Investment Research Advisors, Inc.42,589$210.0K0.00%+7,565+21.6%Added
Andina Capital Management, LLC45,426$224.4K0.19%+45,426New
UBS Group AG48,336$238.8K0.00%+24,913+106.4%Added
Lido Advisors, LLC51,372$253.8K0.00%+51,372New
BI Asset Management Fondsmaeglerselskab A/S51,487$254.0K0.01%+2,588+5.3%Added
GWM Advisors LLC50,498$255.1K0.00%+5,866+13.1%Added
Jump Financial, LLC52,500$259.4K0.01%+39,462+302.7%Added
Rockefeller Capital Management L.P.53,057$262.1K0.00%+807+1.5%Added
Royal Bank of Canada53,469$264.0K0.00%−207,161−79.5%Reduced
Bridgewealth Advisory Group, LLC53,627$264.9K0.20%00.0%Unchanged
National Asset Management, Inc.57,689$285.0K0.01%+7,469+14.9%Added
Sheaff Brock Investment Advisors, LLC61,770$305.1K0.03%+770+1.3%Added
Bessemer Group Inc61,925$306.0K0.00%+61,925New
Bard Associates Inc64,969$320.9K0.12%−2,675−4.0%Reduced
Sage Capital Advisors,llc65,640$324.3K0.10%−7,087−9.7%Reduced
Bank of America Corp68,976$340.7K0.00%−25,521−27.0%Reduced
AE Wealth Management LLC67,887$353.0K0.00%+2,479+3.8%Added
Coastal Investment Advisors, Inc.72,349$357.4K0.08%+10,514+17.0%Added
Cubist Systematic Strategies, LLC81,650$403.4K0.00%−64,100−44.0%Reduced
Aptus Capital Advisors, LLC86,283$426.2K0.01%+86,283New
Kestra Advisory Services, LLC91,433$451.7K0.00%+6,578+7.8%Added
Wells Fargo & Company92,501$457.0K0.00%−17,147−15.6%Reduced
CastleKnight Management LP97,000$479.2K0.08%00.0%Unchanged
HRT Financial LP100,485$496.0K0.00%−98,492−49.5%Reduced
Private Advisor Group, LLC113,572$561.1K0.00%+9,878+9.5%Added
Geneos Wealth Management Inc.132,600$655.0K0.03%+12,500+10.4%Added
Raymond James & Associates139,879$691.0K0.00%+3,413+2.5%Added
Samalin Investment Counsel, LLC141,550$699.3K0.35%+37,477+36.0%Added
BNP Paribas Arbitrage, SA142,700$704.9K0.00%+108,327+315.2%Added
Arlington Capital Management, Inc.154,916$765.3K0.70%+66,032+74.3%Added
Thomas J. Herzfeld Advisors, Inc.163,890$809.6K0.30%00.0%Unchanged
Virtus ETF Advisers LLC169,886$839.2K0.53%−51,320−23.2%Reduced
JPMorgan Chase & Co237,953$1.18M0.00%+236,962+23,911.4%Added
Wiley Bros.-Aintree Capital, LLC253,191$1.25M0.30%+10,003+4.1%Added
Delphi Financial Group, Inc.274,110$1.35M0.79%−83,095−23.3%Reduced
Commonwealth Equity Services, LLC328,811$1.62M0.00%−36,036−9.9%Reduced
Wedbush Securities Inc371,939$1.84M0.08%+46,616+14.3%Added
LPL Financial LLC385,439$1.90M0.00%−22,236−5.5%Reduced
Independent Financial Group, LLC419,084$2.07M0.11%+29,800+7.7%Added
Advisor Group Holdings, Inc.582,160$2.88M0.01%−254,673−30.4%Reduced
Citadel Advisors LLC869,435$4.30M0.00%+83,567+10.6%Added
Morgan Stanley954,355$4.71M0.00%+187,279+24.4%Added
Penserra Capital Management LLC3,035,777$15.0M0.28%+210,113+7.4%Added
Envestnet Asset Management Inc0$00.00%−46,391−100.0%Sold out
Mercer Global Advisors Inc0$00.00%−37,399−100.0%Sold out
CFO4Life Group, LLC0$00.00%−30,927−100.0%Sold out
Two Sigma Securities, LLC0$00.00%−24,464−100.0%Sold out
Calton & Associates, Inc.0$00.00%−20,185−100.0%Sold out
Millennium Management LLC0$00.00%−18,908−100.0%Sold out
Cetera Advisor Networks LLC0$00.00%−16,879−100.0%Sold out
Waddell & Associates, LLC0$00.00%−16,063−100.0%Sold out