Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
Q4 2023 vs. Q3 2023
How the institutions holding Oxford Lane Capital Corp. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 91 | 1 | 92 | +2 |
| Shares | 10.8M | 51.4K | 11.1M | +403.0K (+3.8%) |
| Value | $53.7M | $256.3K | $54.9M | +$1.50M (+2.8%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held Oxford Lane Capital Corp. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Aptus Capital Advisors, LLC | 86,283 | $426.2K | 0.01% |
| Bessemer Group Inc | 61,925 | $306.0K | 0.00% |
| Lido Advisors, LLC | 51,372 | $253.8K | 0.00% |
| Andina Capital Management, LLC | 45,426 | $224.4K | 0.19% |
| Hohimer Wealth Management, LLC | 28,216 | $139.4K | 0.04% |
| Marex Group plc | 20,900 | $103.2K | 0.00% |
| Cape Investment Advisory, Inc. | 19,873 | $98.2K | 0.05% |
| Nomura Holdings Inc | 19,375 | $95.7K | 0.00% |
| Virtu Financial LLC | 19,103 | $94.0K | 0.01% |
| Foundations Investment Advisors, LLC | 14,243 | $74.6K | 0.00% |
| Creative Planning | 13,074 | $64.6K | 0.00% |
| RSM US Wealth Management LLC | 12,249 | $60.5K | 0.00% |
| First Horizon Advisors, Inc. | 10,000 | $49.4K | 0.00% |
| Allworth Financial LP | 9,271 | $45.8K | 0.00% |
| Coppell Advisory Solutions LLC | 6,368 | $44.6K | 0.01% |
| Spectrum Wealth Counsel, LLC | 750 | $3.71K | 0.00% |
Sold out (14)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Envestnet Asset Management Inc | 46,391 | $231.5K |
| Mercer Global Advisors Inc | 37,399 | $187.0K |
| CFO4Life Group, LLC | 30,927 | $154.3K |
| Two Sigma Securities, LLC | 24,464 | $122.1K |
| Calton & Associates, Inc. | 20,185 | $100.7K |
| Millennium Management LLC | 18,908 | $94.4K |
| Cetera Advisor Networks LLC | 16,879 | $84.2K |
| Waddell & Associates, LLC | 16,063 | $80.2K |
| Kovack Advisors, Inc. | 13,297 | $66.4K |
| Kingsview Wealth Management, LLC | 12,288 | $61.3K |
| Atlas Financial Advisors, Inc. | 12,000 | $59.9K |
| IFP Advisors, Inc | 940 | $4.69K |
| Gradient Investments LLC | 100 | $499 |
| Larson Financial Group LLC | 1 | $5 |
Not filed for Q4 2023 yet (1)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Claybrook Capital, LLC | 51,371 | $256.3K |