Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 14,562 | $1.19M | 0.06% | +529+3.8% | Added |
| Gladstone Institutional Advisory LLC | 14,567 | $1.19M | 0.12% | +6,458+79.6% | Added |
| Krilogy Financial LLC | 14,550 | $1.19M | 0.12% | +148+1.0% | Added |
| Ativo Capital Management LLC | 14,538 | $1.19M | 0.56% | +1,299+9.8% | Added |
| Perkins Coie Trust Co | 14,353 | $1.17M | 0.37% | −10,032−41.1% | Reduced |
| Patten Group, Inc. | 14,361 | $1.17M | 0.35% | −60−0.4% | Reduced |
| Douglass Winthrop Advisors, LLC | 14,308 | $1.17M | 0.03% | −350−2.4% | Reduced |
| MAI Capital Management | 14,293 | $1.17M | 0.02% | +113+0.8% | Added |
| Wedbush Securities Inc | 14,261 | $1.17M | 0.06% | +15+0.1% | Added |
| AIMZ Investment Advisors, LLC | 14,246 | $1.17M | 0.53% | 00.0% | Unchanged |
| Old Port Advisors | 14,245 | $1.17M | 0.42% | +2,256+18.8% | Added |
| Fulton Bank, N.A. | 14,182 | $1.16M | 0.05% | −1,728−10.9% | Reduced |
| Baker Ellis Asset Management LLC | 14,029 | $1.15M | 0.22% | −479−3.3% | Reduced |
| Eagle Asset Management Inc | 14,071 | $1.15M | 0.01% | +1,185+9.2% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14,026 | $1.15M | 0.01% | −1,735−11.0% | Reduced |
| MUFG Americas Holdings Corp | 13,946 | $1.14M | 0.02% | −876−5.9% | Reduced |
| Wambolt & Associates, LLC | 13,887 | $1.14M | 0.46% | +936+7.2% | Added |
| Diamond Hill Capital Management Inc | 13,901 | $1.14M | 0.00% | +5,210+59.9% | Added |
| Parallel Advisors, LLC | 13,897 | $1.14M | 0.05% | +2,123+18.0% | Added |
| Semmax Financial Advisors Inc. | 13,821 | $1.13M | 0.39% | −881−6.0% | Reduced |
| Johnson Investment Counsel Inc | 13,753 | $1.13M | 0.02% | −105−0.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 13,749 | $1.12M | 0.09% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 13,718 | $1.12M | 0.01% | −420−3.0% | Reduced |
| Delphi Management Inc | 13,473 | $1.10M | 1.13% | +168+1.3% | Added |
| TD Asset Management Inc | 13,451 | $1.10M | 0.00% | −32,478−70.7% | Reduced |
| Beacon Pointe Advisors, LLC | 13,363 | $1.09M | 0.03% | −804−5.7% | Reduced |
| Venture Visionary Partners LLC | 13,676 | $1.09M | 0.08% | −910−6.2% | Reduced |
| Davy Global Fund Management Ltd | 13,310 | $1.09M | 0.17% | −7,596−36.3% | Reduced |
| Albert D Mason Inc | 13,198 | $1.08M | 0.69% | +38+0.3% | Added |
| Bryn Mawr Trust Co | 13,145 | $1.07M | 0.04% | −450−3.3% | Reduced |
| Credit Suisse AG | 13,085 | $1.07M | 0.00% | −36,027−73.4% | Reduced |
| Buckingham Strategic Wealth, LLC | 12,947 | $1.06M | 0.02% | +196+1.5% | Added |
| Richard P Slaughter Associates Inc | 12,895 | $1.05M | 0.42% | +1,252+10.8% | Added |
| Altium Wealth Management LLC | 12,882 | $1.05M | 0.08% | −836−6.1% | Reduced |
| Cerity Partners LLC | 12,873 | $1.05M | 0.02% | −693−5.1% | Reduced |
| Boit C F David | 12,800 | $1.05M | 0.72% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 12,666 | $1.04M | 0.00% | −725−5.4% | Reduced |
| XML Financial, LLC | 12,746 | $1.04M | 0.14% | +12,746 | New |
| Comerica Securities,inc. | 12,721 | $1.04M | 0.07% | +555+4.6% | Added |
| Trust Co of Oklahoma | 12,649 | $1.03M | 0.37% | −37−0.3% | Reduced |
| Norris Perne & French LLP | 12,648 | $1.03M | 0.09% | −130−1.0% | Reduced |
| Becker Capital Management Inc | 12,478 | $1.02M | 0.04% | −24−0.2% | Reduced |
| Patton Albertson Miller Group, LLC | 12,465 | $1.02M | 0.19% | −275−2.2% | Reduced |
| Fred Alger Management, LLC | 12,435 | $1.02M | 0.00% | −156−1.2% | Reduced |
| Cordatus Wealth Management LLC | 12,425 | $1.02M | 0.78% | +12,425 | New |
| Knowledge Leaders Capital, LLC | 12,328 | $1.01M | 0.81% | +92+0.8% | Added |
| Transcend Wealth Collective, LLC | 11,872 | $1.01M | 0.09% | +11,872 | New |
| Fortem Financial Group, LLC | 12,247 | $1.00M | 0.51% | +200+1.7% | Added |
| Financial Architects, Inc | 12,136 | $992.0K | 0.14% | −236−1.9% | Reduced |
| Pathstone Family Office, LLC | 12,123 | $992.0K | 0.03% | +1,791+17.3% | Added |
| Susquehanna International Group, LLP | 12,083 | $988.0K | 0.00% | +12,083 | New |
| Simmons Bank | 12,014 | $982.0K | 0.07% | −333−2.7% | Reduced |
| King Luther Capital Management Corp | 11,921 | $975.0K | 0.00% | −4,988−29.5% | Reduced |
| LCNB Corp | 11,924 | $975.0K | 0.49% | −149−1.2% | Reduced |
| Abbrea Capital, LLC | 11,831 | $968.0K | 0.14% | 00.0% | Unchanged |
| Sigma Planning Corp | 11,782 | $964.0K | 0.03% | +250+2.2% | Added |
| Stratos Wealth Partners, LTD. | 11,748 | $961.0K | 0.02% | +32+0.3% | Added |
| Tiaa, FSB | 11,721 | $958.0K | 0.00% | −92−0.8% | Reduced |
| Seven Eight Capital, LP | 11,701 | $957.0K | 0.09% | −7,696−39.7% | Reduced |
| Silvercrest Asset Management Group LLC | 11,638 | $952.0K | 0.01% | −994−7.9% | Reduced |
| Credential Qtrade Securities Inc. | 11,629 | $951.0K | 0.07% | +1,413+13.8% | Added |
| JNBA Financial Advisors | 11,537 | $943.0K | 0.13% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 11,513 | $942.0K | 0.06% | +644+5.9% | Added |
| Greenwich Wealth Management LLC | 11,386 | $931.0K | 0.08% | +95+0.8% | Added |
| Liberty One Investment Management, LLC | 11,190 | $915.0K | 0.16% | +486+4.5% | Added |
| Arvest Bank Trust Division | 11,185 | $915.0K | 0.05% | +2,202+24.5% | Added |
| Carnegie Capital Asset Management, LLC | 11,116 | $909.0K | 0.03% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 11,028 | $902.0K | 0.07% | +432+4.1% | Added |
| Level Four Advisory Services, LLC | 10,985 | $898.0K | 0.09% | +7,882+254.0% | Added |
| Wade G W & Inc | 10,946 | $895.0K | 0.04% | +773+7.6% | Added |
| Burns J W & Co Inc | 10,892 | $891.0K | 0.14% | −2,067−16.0% | Reduced |
| Cypress Asset Management Inc | 10,819 | $885.0K | 0.23% | −165−1.5% | Reduced |
| 17 Capital Partners, LLC | 10,768 | $881.0K | 0.83% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 10,780 | $881.0K | 0.06% | +169+1.6% | Added |
| Ar Asset Management Inc | 10,750 | $879.0K | 0.25% | +2,700+33.5% | Added |
| Federation des caisses Desjardins du Quebec | 10,695 | $874.6K | 0.01% | +83+0.8% | Added |
| Brookstone Capital Management | 10,416 | $859.0K | 0.02% | +242+2.4% | Added |
| GFS Advisors, LLC | 10,475 | $857.0K | 0.19% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 10,465 | $856.0K | 0.55% | +1,150+12.3% | Added |
| Proequities, Inc. | 10,468 | $856.0K | 0.05% | +1,720+19.7% | Added |
| Mayflower Financial Advisors, LLC | 10,278 | $855.0K | 0.12% | −74−0.7% | Reduced |
| Farmers National Bank | 9,047 | $854.3K | 0.34% | +9,047 | New |
| Blume Capital Management, Inc. | 10,413 | $852.0K | 0.31% | +50+0.5% | Added |
| TownSquare Capital, LLC | 10,381 | $849.0K | 0.02% | +4,596+79.4% | Added |
| Associated Banc-Corp | 10,343 | $845.0K | 0.03% | −356−3.3% | Reduced |
| CX Institutional | 10,202 | $834.0K | 0.07% | 00.0% | Unchanged |
| Voya Financial Advisors, Inc. | 10,042 | $832.0K | 0.10% | +91+0.9% | Added |
| Graypoint LLC | 10,120 | $828.0K | 0.10% | +197+2.0% | Added |
| BTC Capital Management, Inc. | 10,115 | $827.0K | 0.09% | +205+2.1% | Added |
| Bluestein R H & Co | 10,100 | $826.0K | 0.03% | 00.0% | Unchanged |
| Holderness Investments Co | 9,992 | $817.0K | 0.27% | +336+3.5% | Added |
| Delta Financial Advisors LLC | 9,936 | $813.0K | 0.36% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 9,947 | $813.0K | 0.05% | +318+3.3% | Added |
| Neville Rodie & Shaw Inc | 9,932 | $812.0K | 0.06% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 9,926 | $812.0K | 0.11% | +252+2.6% | Added |
| Hall Capital Management Co Inc | 9,921 | $811.0K | 0.52% | +318+3.3% | Added |
| Princeton Global Asset Management LLC | 9,890 | $809.0K | 0.25% | −820−7.7% | Reduced |
| Cubist Systematic Strategies, LLC | 9,833 | $804.0K | 0.01% | −23,207−70.2% | Reduced |
| JustInvest LLC | 9,811 | $802.0K | 0.07% | −51−0.5% | Reduced |
| Arjuna Capital | 9,782 | $800.0K | 0.33% | −170−1.7% | Reduced |