Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2023
Institutional positions in Novartis AG as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,203
- +31 vs. Q1 2023
- Shares held
- 148.5M
- −23.3M (−13.5%) vs. Q1 2023
- Total value
- $14.9B
- −$228.5M (−1.5%) vs. Q1 2023
- New holders
- 100
- 341 more added
- Sold out
- 69
- 474 more reduced
10 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 16,407,113 | $1.66B | 1.10% | −3,905,567−19.2% | Reduced |
| Primecap Management Co | 15,010,675 | $1.51B | 1.27% | −1,416,360−8.6% | Reduced |
| Morgan Stanley | 7,265,431 | $733.2M | 0.07% | +650,965+9.8% | Added |
| Loomis Sayles & Co L P | 6,315,010 | $637.2M | 1.03% | −292,139−4.4% | Reduced |
| Dimensional Fund Advisors LP | 6,257,343 | $631.4M | 0.20% | +83,672+1.4% | Added |
| Franklin Resources Inc | 6,183,546 | $624.0M | 0.30% | −798,746−11.4% | Reduced |
| Bank of America Corp | 4,994,985 | $504.0M | 0.06% | −2,609,696−34.3% | Reduced |
| Wellington Management Group LLP | 4,751,952 | $479.5M | 0.09% | −102,533−2.1% | Reduced |
| Charles Schwab Investment Management Inc | 4,412,441 | $416.7M | 0.12% | −49,942−1.1% | Reduced |
| Goldman Sachs Group Inc | 2,897,464 | $292.4M | 0.07% | −1,747,915−37.6% | Reduced |
| Cullen Capital Management LLC | 2,795,890 | $282.1M | 2.52% | −664,113−19.2% | Reduced |
| Janus Henderson Group PLC | 2,601,266 | $262.5M | 0.16% | −1,009,517−28.0% | Reduced |
| Principal Financial Group Inc | 2,487,874 | $251.1M | 0.17% | −242,473−8.9% | Reduced |
| Renaissance Technologies LLC | 2,354,845 | $237.6M | 0.34% | −692,599−22.7% | Reduced |
| Northern Trust Corp | 2,230,096 | $225.0M | 0.04% | −306,454−12.1% | Reduced |
| Wells Fargo & Company | 2,063,050 | $208.2M | 0.06% | −97,661−4.5% | Reduced |
| UBS Group AG | 1,798,251 | $181.5M | 0.08% | −86,831−4.6% | Reduced |
| State Street Corp | 1,790,863 | $180.7M | 0.01% | −87,608−4.7% | Reduced |
| BlackRock Inc. | 1,725,007 | $174.1M | 0.00% | +106,966+6.6% | Added |
| Scharf Investments, LLC | 1,501,086 | $151.5M | 4.54% | −124,889−7.7% | Reduced |
| Envestnet Asset Management Inc | 1,363,054 | $137.5M | 0.06% | −7,098,392−83.9% | Reduced |
| FMR LLC | 1,185,320 | $119.6M | 0.01% | +76,113+6.9% | Added |
| Manning & Napier Group, LLC | 1,085,831 | $109.6M | 1.25% | −673,799−38.3% | Reduced |
| Sanders Capital, LLC | 1,072,710 | $108.2M | 0.23% | −57,820−5.1% | Reduced |
| Marshall Wace, LLP | 1,042,312 | $105.2M | 0.23% | −283,844−21.4% | Reduced |
| Natixis Advisors, L.P. | 930,410 | $93.9M | 0.29% | +32,258+3.6% | Added |
| Point72 Asset Management, L.P. | 906,286 | $91.5M | 0.32% | −905,061−50.0% | Reduced |
| Capital Research Global Investors | 903,243 | $91.1M | 0.02% | +4080.0% | Added |
| Fisher Asset Management, LLC | 863,530 | $87.1M | 0.05% | +19,342+2.3% | Added |
| Earnest Partners LLC | 840,008 | $84.8M | 0.47% | −10,754−1.3% | Reduced |
| Truist Financial Corp | 778,784 | $78.6M | 0.13% | −52,632−6.3% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 730,628 | $73.7M | 0.28% | +41,822+6.1% | Added |
| First Trust Advisors LP | 710,885 | $71.7M | 0.08% | −95,432−11.8% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 682,956 | $68.9M | 0.32% | +672,756+6,595.6% | Added |
| Bristol John W & Co Inc | 682,530 | $68.9M | 1.30% | −4,491−0.7% | Reduced |
| Mondrian Investment Partners LTD | 664,627 | $67.1M | 1.34% | −23,000−3.3% | Reduced |
| Macquarie Group Ltd | 660,281 | $66.6M | 0.08% | −13,046−1.9% | Reduced |
| SEI Investments Co | 635,548 | $64.1M | 0.11% | −20,539−3.1% | Reduced |
| Bank of New York Mellon Corp | 625,155 | $63.1M | 0.01% | −930.0% | Reduced |
| Royal Bank of Canada | 612,074 | $61.8M | 0.02% | −2,390−0.4% | Reduced |
| Aristotle Capital Management, LLC | 586,762 | $59.2M | 0.12% | +15,635+2.7% | Added |
| Raymond James & Associates | 542,617 | $54.8M | 0.05% | −9,924−1.8% | Reduced |
| Voloridge Investment Management, LLC | 511,524 | $51.6M | 0.24% | −124,655−19.6% | Reduced |
| D.A. Davidson & Co. | 496,508 | $50.1M | 0.53% | −20,901−4.0% | Reduced |
| Harvest Portfolios Group Inc. | 489,538 | $49.4M | 2.27% | −56,051−10.3% | Reduced |
| CIBC Private Wealth Group, LLC | 482,305 | $48.7M | 0.11% | +62,106+14.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 472,414 | $47.7M | 0.24% | +169,256+55.8% | Added |
| CI Private Wealth, LLC | 454,351 | $45.8M | 0.11% | +50,920+12.6% | Added |
| Ameriprise Financial Inc | 423,387 | $42.8M | 0.01% | +9,632+2.3% | Added |
| Twin Tree Management, LP | 422,648 | $42.6M | 0.88% | +169,908+67.2% | Added |
| Woodley Farra Manion Portfolio Management Inc | 411,795 | $41.6M | 2.68% | +99,616+31.9% | Added |
| TCTC Holdings, LLC | 400,126 | $40.4M | 1.61% | 00.0% | Unchanged |
| Clark Capital Management Group, Inc. | 393,666 | $39.7M | 0.35% | +393,666 | New |
| JPMorgan Chase & Co | 387,037 | $39.1M | 0.00% | −24,038−5.8% | Reduced |
| Morningstar Investment Services LLC | 381,455 | $37.8M | 0.49% | −11,658−3.0% | Reduced |
| GWM Advisors LLC | 363,721 | $36.7M | 0.41% | −4,427−1.2% | Reduced |
| American Century Companies Inc | 354,273 | $35.7M | 0.03% | +29,152+9.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 340,927 | $34.4M | 0.06% | +9,060+2.7% | Added |
| Magnetar Financial LLC | 329,712 | $33.3M | 0.73% | +329,712 | New |
| Managed Asset Portfolios, LLC | 327,366 | $33.0M | 4.96% | −44,872−12.1% | Reduced |
| Invesco Ltd. | 325,741 | $32.9M | 0.01% | −72,152−18.1% | Reduced |
| LPL Financial LLC | 325,532 | $32.8M | 0.02% | +26,185+8.7% | Added |
| Brown Advisory Inc | 318,731 | $32.2M | 0.05% | −23,368−6.8% | Reduced |
| Saturna Capital CORP | 311,666 | $31.5M | 0.54% | +1,400+0.5% | Added |
| Cambridge Trust Co | 307,921 | $31.1M | 1.41% | −2,593−0.8% | Reduced |
| The PNC Financial Services Group, Inc. | 307,159 | $31.0M | 0.03% | −4,032−1.3% | Reduced |
| Creative Planning | 301,255 | $30.4M | 0.04% | +14,742+5.1% | Added |
| Janney Montgomery Scott LLC | 277,896 | $28.0M | 0.10% | +4,928+1.8% | Added |
| Neuberger Berman Group LLC | 278,204 | $28.0M | 0.03% | −22,493−7.5% | Reduced |
| D. E. Shaw & Co., Inc. | 266,942 | $26.9M | 0.04% | +264,142+9,433.6% | Added |
| HighTower Advisors, LLC | 263,165 | $26.5M | 0.05% | +11,116+4.4% | Added |
| Financial Counselors Inc | 261,642 | $26.4M | 0.54% | −1,762−0.7% | Reduced |
| Oppenheimer Asset Management Inc. | 258,806 | $26.1M | 0.38% | −43,782−14.5% | Reduced |
| Cambiar Investors LLC | 255,953 | $25.8M | 1.09% | −51,753−16.8% | Reduced |
| Stifel Financial Corp | 246,213 | $24.8M | 0.03% | −20,346−7.6% | Reduced |
| Commonwealth Equity Services, LLC | 245,557 | $24.8M | 0.05% | +7,914+3.3% | Added |
| Martin Investment Management, LLC | 238,509 | $24.1M | 6.79% | −57,940−19.5% | Reduced |
| Adage Capital Partners GP, L.L.C. | 238,408 | $24.1M | 0.05% | +106,424+80.6% | Added |
| NewEdge Wealth, LLC | 238,248 | $24.0M | 0.80% | +111,719+88.3% | Added |
| GW Henssler & Associates Ltd | 237,178 | $23.9M | 1.57% | −188,711−44.3% | Reduced |
| Cerity Partners LLC | 227,973 | $23.0M | 0.09% | +3,446+1.5% | Added |
| Causeway Capital Management LLC | 225,548 | $22.8M | 0.60% | −20,159−8.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 211,797 | $21.4M | 0.18% | +105,520+99.3% | Added |
| US Bancorp | 208,145 | $21.0M | 0.03% | +3,527+1.7% | Added |
| Qube Research & Technologies Ltd | 205,784 | $20.8M | 0.08% | +205,784 | New |
| M&T Bank Corp | 200,499 | $20.2M | 0.08% | −1,923−0.9% | Reduced |
| Assetmark, Inc | 198,769 | $20.1M | 0.08% | +10,975+5.8% | Added |
| Godsey & Gibb Associates | 197,154 | $19.9M | 2.26% | −6,504−3.2% | Reduced |
| Rockefeller Capital Management L.P. | 196,827 | $19.8M | 0.08% | +3,918+2.0% | Added |
| Douglas Lane & Associates, LLC | 194,937 | $19.7M | 0.32% | −13,067−6.3% | Reduced |
| Boston Common Asset Management, LLC | 193,168 | $19.5M | 0.42% | −1,020−0.5% | Reduced |
| Hemenway Trust Co LLC | 191,807 | $19.4M | 1.90% | +4,810+2.6% | Added |
| Van Eck Associates Corp | 190,857 | $19.3M | 0.04% | −23,920−11.1% | Reduced |
| Mariner, LLC | 186,053 | $18.8M | 0.05% | −5,052−2.6% | Reduced |
| Brandes Investment Partners, LP | 185,226 | $18.7M | 0.38% | −4,425−2.3% | Reduced |
| John G Ullman & Associates Inc | 184,935 | $18.7M | 2.88% | −3,110−1.7% | Reduced |
| Citigroup Inc | 183,976 | $18.6M | 0.02% | −111,575−37.8% | Reduced |
| Advisor Group Holdings, Inc. | 156,433 | $15.8M | 0.03% | +17,477+12.6% | Added |
| Exencial Wealth Advisors, LLC | 155,852 | $15.7M | 0.72% | −12,683−7.5% | Reduced |
| Bartlett & Co. LLC | 155,768 | $15.7M | 0.27% | −11,825−7.1% | Reduced |