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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Dodge & Cox21,670,237$1.85B1.32%––
Primecap Management Co20,543,800$1.76B1.22%––
Loomis Sayles & Co L P19,768,777$1.69B2.19%––
Fisher Asset Management, LLC9,657,603$825.5M0.58%––
Bank of America Corp9,189,032$785.5M0.09%––
Franklin Resources Inc8,444,411$721.8M0.29%––
Aristotle Capital Management, LLC7,908,653$676.0M1.38%––
Boston Partners5,860,571$501.2M0.67%––
Wells Fargo & Company5,812,499$496.9M0.11%––
UBS Group AG5,031,466$430.1M0.19%––
Mawer Investment Management Ltd.4,919,280$420.5M2.28%––
Janus Henderson Group PLC4,581,365$391.6M0.18%––
Charles Schwab Investment Management Inc4,019,291$343.6M0.13%––
Wellington Management Group LLP3,866,881$330.5M0.06%––
Northern Trust Corp3,826,553$327.1M0.06%––
Morgan Stanley2,840,099$242.8M0.04%––
Dimensional Fund Advisors LP2,779,961$237.6M0.08%––
Goldman Sachs Group Inc2,689,555$229.9M0.07%––
Parametric Portfolio Associates LLC2,682,505$229.3M0.13%––
Cullen Capital Management LLC2,592,668$221.6M2.39%––
Renaissance Technologies LLC2,370,339$202.6M0.25%––
Capital Research Global Investors2,365,745$202.2M0.05%––
State Street Corp2,006,725$171.5M0.01%––
Manning & Napier Group, LLC1,730,347$147.9M1.26%––
Ameriprise Financial Inc1,725,168$147.5M0.05%––
Principal Financial Group Inc1,687,040$144.2M0.10%––
Royal Bank of Canada1,504,639$128.6M0.04%––
Natixis Advisors, L.P.1,403,558$120.0M0.63%––
Neuberger Berman Group LLC1,277,439$109.1M0.10%––
BlackRock Inc.1,250,230$106.9M0.00%––
Scharf Investments, LLC1,204,700$103.0M3.56%––
FMR LLC1,164,072$99.5M0.01%––
Lazard Asset Management LLC1,135,941$97.1M0.12%––
Earnest Partners LLC1,072,381$91.7M0.55%––
Truist Financial Corp968,735$82.8M0.14%––
Envestnet Asset Management Inc958,012$81.9M0.05%––
Parnassus Investments931,309$79.6M0.19%––
Raymond James & Associates922,781$78.9M0.08%––
Chevy Chase Trust Holdings, Inc.867,094$74.1M0.26%––
SEI Investments Co808,391$70.3M0.18%––
Manufacturers Life Insurance Company, The763,079$65.2M0.06%––
Madison Asset Management, LLC757,265$64.7M0.90%––
Bristol John W & Co Inc751,044$64.2M1.31%––
Invesco Ltd.743,178$63.5M0.02%––
Macquarie Group Ltd717,236$61.3M0.09%––
Douglas Lane & Associates, LLC692,978$59.2M0.92%––
First Trust Advisors LP670,758$57.3M0.07%––
Mondrian Investment Partners LTD633,510$54.0M1.16%––
Bank of New York Mellon Corp623,676$53.3M0.01%––
Capital World Investors482,288$41.3M0.01%––
Optiver Holding B.V.480,612$41.1M4.80%––
Morningstar Investment Services LLC440,523$38.3M0.50%––
Jarislowsky, Fraser Ltd438,936$37.5M0.19%––
Fayez Sarofim & Co427,225$36.5M0.13%––
D.A. Davidson & Co.412,476$35.3M0.45%––
TCTC Holdings, LLC404,303$34.6M1.64%––
Causeway Capital Management LLC397,358$34.0M0.67%––
Welch Group, LLC363,764$31.1M2.24%––
CIBC Private Wealth Group, LLC350,299$29.9M0.08%––
Managed Asset Portfolios, LLC347,960$29.7M4.78%––
The PNC Financial Services Group, Inc.347,109$29.7M0.03%––
Stifel Financial Corp334,108$28.6M0.05%––
Woodley Farra Manion Portfolio Management Inc318,576$27.2M2.28%––
Nichols & Pratt Advisers LLP315,801$27.0M2.11%––
US Bancorp304,177$26.0M0.05%––
Oppenheimer Asset Management Inc.301,980$25.8M0.40%––
First Manhattan Co300,121$25.7M0.11%––
HighTower Advisors, LLC299,131$25.5M0.08%––
Tocqueville Asset Management L.P.297,667$25.4M0.39%––
Brown Advisory Inc297,153$25.4M0.04%––
Everett Harris & Co292,146$25.0M0.43%––
Segall Bryant & Hamill, LLC290,467$24.8M0.25%––
JPMorgan Chase & Co286,150$24.5M0.00%––
Osterweis Capital Management Inc283,995$24.3M1.32%––
Clark Capital Management Group, Inc.283,743$24.3M0.37%––
Saturna Capital CORP280,973$24.0M0.54%––
Citigroup Inc275,517$23.6M0.02%––
LPL Financial LLC267,547$22.9M0.03%––
Gofen & Glossberg LLC267,363$22.9M0.59%––
Eaton Vance Management263,074$22.5M0.03%––
Martin Investment Management, LLC261,009$22.3M6.30%––
Raymond James Financial Services Advisors, Inc.257,453$22.0M0.05%––
Confluence Investment Management LLC250,831$21.4M0.30%––
Commonwealth Equity Services, LLC250,136$21.4M0.06%––
Professional Advisory Services Inc245,856$21.0M3.22%––
Financial Counselors Inc245,638$21.0M0.49%––
Janney Montgomery Scott LLC230,675$19.7M0.10%––
Bartlett & Co. Wealth Management LLC229,870$19.7M0.40%––
Bartlett & Co. LLC229,870$19.6M0.40%––
Hemenway Trust Co LLC229,249$19.6M2.14%––
Brandes Investment Partners, LP218,770$19.0M0.45%––
Exencial Wealth Advisors, LLC221,696$19.0M1.12%––
Oak Associates, Ltd216,328$18.5M1.09%––
M&T Bank Corp213,511$18.3M0.08%––
Scotia Capital Inc.212,774$18.2M0.15%––
First Republic Investment Management, Inc.204,304$17.5M0.06%––
Reilly Financial Advisors, LLC204,179$17.5M1.54%––
McDaniel Terry & Co203,159$17.4M2.13%––
Arrowstreet Capital, Limited Partnership201,654$17.2M0.02%––
Norris Perne & French LLP199,637$17.1M1.58%––