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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Brown Brothers Harriman & Co197,894$16.9M0.11%––
Comerica Bank186,888$16.5M0.10%––
Edgemoor Investment Advisors, Inc.190,185$16.3M1.63%––
GW Henssler & Associates Ltd188,963$16.2M1.16%––
Somerville Kurt F181,254$15.5M2.45%––
John G Ullman & Associates Inc177,464$15.2M2.04%––
Godsey & Gibb Associates176,123$15.1M1.85%––
First Fiduciary Investment Counsel, Inc.173,631$14.8M2.83%––
Bank of Montreal170,532$14.8M0.01%––
Voloridge Investment Management, LLC164,097$14.0M0.10%––
CORDA Investment Management, LLC.163,670$14.0M1.27%––
Reynders McVeigh Capital Management, LLC162,347$13.9M0.92%––
Bahl & Gaynor Inc160,410$13.7M0.09%––
Boston Common Asset Management, LLC157,331$13.4M0.85%––
Banco Santander, S.A.155,275$13.3M0.09%––
Schafer Cullen Capital Management Inc150,035$12.8M2.61%––
Cardinal Capital Management, Inc.148,200$12.7M0.74%––
Mirae Asset Global Investments Co., Ltd.146,832$12.6M0.04%––
Gamble Jones Investment Counsel146,428$12.5M0.84%––
DDD Partners, LLC145,395$12.4M2.12%––
CIBC World Markets Inc.144,363$12.3M0.04%––
Chilton Capital Management LLC142,486$12.2M0.82%––
Tower Bridge Advisors142,185$12.2M0.91%––
Jones Financial Companies LLLP140,584$12.0M0.02%––
Guyasuta Investment Advisors Inc138,968$11.9M0.93%––
Bradley Foster & Sargent Inc138,621$11.8M0.30%––
Van Eck Associates Corp137,608$11.8M0.03%––
Advisors Capital Management, LLC137,101$11.7M0.41%––
Tekla Capital Management LLC136,225$11.6M0.40%––
Richard C. Young & CO., LTD.134,116$11.5M1.53%––
Rockefeller Capital Management L.P.133,313$11.4M0.08%––
Blair William & Co129,969$11.1M0.04%––
Grandfield & Dodd, LLC129,115$11.0M0.83%––
Tweedy, Browne Co LLC127,704$10.9M0.32%––
Gluskin Sheff & Assoc Inc127,251$10.9M0.49%––
Wilkins Investment Counsel Inc126,115$10.8M2.79%––
Scout Investments, Inc.125,323$10.7M0.16%––
Advisor Group Holdings, Inc.120,045$10.3M0.02%––
American Century Companies Inc116,551$9.96M0.01%––
Allianz Asset Management GmbH113,971$9.74M0.01%––
Fort Washington Investment Advisors Inc110,743$9.47M0.09%––
Cambridge Trust Co107,901$9.22M0.38%––
Clifford Swan Investment Counsel LLC107,330$9.18M0.38%––
Advisors Asset Management, Inc.104,230$8.91M0.14%––
Dixon Mitchell Investment Counsel Inc.103,314$8.83M0.73%––
Narwhal Capital Management100,809$8.62M1.17%––
Ingalls & Snyder LLC99,057$8.47M0.40%––
Trust Co of Virginia98,071$8.38M0.97%––
Puzo Michael J97,987$8.38M2.67%––
Rathbone Brothers plc96,458$8.24M0.11%––
Buckhead Capital Management LLC96,279$8.23M1.92%––
Oxbow Advisors, LLC95,139$8.13M0.99%––
Gabelli Funds LLC95,000$8.12M0.05%––
CWM, LLC88,552$8.08M0.06%––
American Assets Investment Management, LLC93,610$8.00M1.10%––
Fiduciary Trust Co91,528$7.82M0.16%––
Welch & Forbes LLC90,852$7.77M0.14%––
Federated Hermes, Inc.90,461$7.73M0.02%––
Baird Financial Group, Inc.90,039$7.70M0.02%––
Dearborn Partners LLC88,768$7.59M0.32%––
Usca Ria LLC88,711$7.58M0.50%––
Fifth Third Bancorp86,973$7.43M0.03%––
Creative Planning86,243$7.37M0.01%––
Broderick Brian C85,373$7.30M2.10%––
Investment House LLC84,946$7.26M0.56%––
Grimes & Company, Inc.84,084$7.19M0.35%––
Atria Investments LLC83,627$7.15M0.16%––
Greenwood Gearhart Inc83,266$7.12M1.27%––
Euro Pacific Asset Management, LLC83,134$7.11M1.82%––
TCW Group Inc82,719$7.07M0.07%––
Guardian Capital LP82,684$7.07M0.12%––
Freestone Capital Holdings, LLC82,579$7.06M0.38%––
Allegiant Private Advisors, LLC82,186$7.03M1.28%––
Cohen Capital Management, Inc.82,026$7.01M1.29%––
Captrust Financial Advisors81,085$6.93M0.08%––
ProVise Management Group, LLC80,909$6.92M0.75%––
Mengis Capital Management, Inc.80,742$6.90M1.53%––
New York State Common Retirement Fund80,283$6.86M0.01%––
Moreno Evelyn V79,029$6.75M1.61%––
Old Mission Capital LLC77,265$6.61M0.38%––
Peapack Gladstone Financial Corp77,254$6.60M0.17%––
Pinnacle Associates Ltd75,730$6.47M0.12%––
Trust Co of Vermont74,441$6.36M0.48%––
BBVA USA Bancshares, Inc.74,414$6.36M0.30%––
Northwestern Mutual Wealth Management Co74,263$6.35M0.01%––
Alliancebernstein L.P.73,847$6.31M0.00%––
FourThought Financial, LLC73,835$6.31M0.91%––
Atlantic Union Bankshares Corp70,100$5.99M0.61%––
Kidder Stephen W69,791$5.97M1.93%––
Deutsche Bank AG68,901$5.89M0.00%––
Kestra Advisory Services, LLC68,378$5.84M0.07%––
Barclays PLC68,172$5.83M0.01%––
Twin Tree Management, LP67,920$5.81M0.22%––
MML Investors Services, LLC67,057$5.73M0.05%––
Crossmark Global Holdings, Inc.66,680$5.70M0.14%––
Avalon Investment & Advisory66,500$5.68M0.13%––
Camden National Bank65,789$5.62M1.12%––
Camden National Bank65,789$5.62M1.12%––
Franklin, Parlapiano, Turner & Welch, LLC65,685$5.62M1.89%––
Lowell Blake & Associates Inc.65,551$5.60M2.87%––