Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 13,165,538 | $1.33B | 0.84% | −3,098,683−19.1% | Reduced |
| Primecap Management Co | 12,905,697 | $1.30B | 1.03% | −1,689,455−11.6% | Reduced |
| Morgan Stanley | 7,092,253 | $716.1M | 0.06% | +114,420+1.6% | Added |
| Dimensional Fund Advisors LP | 6,078,175 | $613.7M | 0.18% | −195,711−3.1% | Reduced |
| Loomis Sayles & Co L P | 6,009,900 | $606.8M | 0.93% | −56,717−0.9% | Reduced |
| Franklin Resources Inc | 5,914,989 | $597.2M | 0.28% | −296,103−4.8% | Reduced |
| Bank of America Corp | 5,147,666 | $519.8M | 0.06% | −50,063−1.0% | Reduced |
| Wellington Management Group LLP | 4,746,599 | $479.3M | 0.09% | +54,683+1.2% | Added |
| Goldman Sachs Group Inc | 3,535,902 | $357.0M | 0.08% | +761,545+27.4% | Added |
| Renaissance Technologies LLC | 2,838,082 | $286.6M | 0.44% | +201,237+7.6% | Added |
| Janus Henderson Group PLC | 2,552,713 | $257.7M | 0.15% | +19,776+0.8% | Added |
| Principal Financial Group Inc | 2,508,648 | $253.3M | 0.16% | −30,617−1.2% | Reduced |
| Northern Trust Corp | 2,140,172 | $216.1M | 0.04% | −27,185−1.3% | Reduced |
| Envestnet Asset Management Inc | 2,032,130 | $205.2M | 0.08% | −17,771−0.9% | Reduced |
| Wells Fargo & Company | 2,003,548 | $202.3M | 0.06% | −5,631−0.3% | Reduced |
| BlackRock Inc. | 1,829,523 | $184.7M | 0.00% | +105,587+6.1% | Added |
| State Street Corp | 1,777,048 | $179.4M | 0.01% | +20,534+1.2% | Added |
| UBS Group AG | 1,661,492 | $167.8M | 0.07% | −195,165−10.5% | Reduced |
| Cullen Capital Management LLC | 1,629,238 | $164.5M | 2.44% | −1,085,571−40.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1,527,375 | $154.2M | 0.68% | −299,888−16.4% | Reduced |
| Mondrian Investment Partners LTD | 1,474,909 | $148.9M | 2.35% | +810,282+121.9% | Added |
| Fisher Asset Management, LLC | 1,430,609 | $144.4M | 0.08% | +22,397+1.6% | Added |
| Scharf Investments, LLC | 1,423,720 | $143.8M | 3.94% | −2,025−0.1% | Reduced |
| Magnetar Financial LLC | 1,239,942 | $125.2M | 3.19% | +440,244+55.1% | Added |
| FMR LLC | 1,198,122 | $121.0M | 0.01% | −23,467−1.9% | Reduced |
| Manning & Napier Group, LLC | 1,057,168 | $106.7M | 1.27% | −12,025−1.1% | Reduced |
| Natixis Advisors, L.P. | 931,127 | $94.0M | 0.25% | +3,270+0.4% | Added |
| Capital Research Global Investors | 903,722 | $91.2M | 0.02% | +1050.0% | Added |
| Truist Financial Corp | 830,365 | $83.8M | 0.13% | −33,494−3.9% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 815,804 | $82.4M | 0.29% | +82,909+11.3% | Added |
| Earnest Partners LLC | 814,016 | $82.2M | 0.41% | −1,822−0.2% | Reduced |
| Alyeska Investment Group, L.P. | 755,399 | $76.3M | 0.51% | +755,399 | New |
| Morningstar Investment Services LLC | 746,836 | $74.7M | 0.42% | +371,590+99.0% | Added |
| First Trust Advisors LP | 678,674 | $68.5M | 0.07% | +7,870+1.2% | Added |
| Bristol John W & Co Inc | 642,755 | $64.9M | 1.19% | −32,654−4.8% | Reduced |
| CIBC Private Wealth Group, LLC | 625,605 | $63.2M | 0.13% | +140,561+29.0% | Added |
| Bank of New York Mellon Corp | 624,855 | $63.1M | 0.01% | +3,536+0.6% | Added |
| SEI Investments Co | 610,748 | $61.7M | 0.10% | +4,431+0.7% | Added |
| Aristotle Capital Management, LLC | 592,335 | $59.8M | 0.12% | +2,979+0.5% | Added |
| Royal Bank of Canada | 589,361 | $59.5M | 0.01% | +2,634+0.4% | Added |
| CI Private Wealth, LLC | 587,563 | $59.3M | 0.11% | +129,578+28.3% | Added |
| Harvest Portfolios Group Inc. | 521,332 | $52.6M | 2.23% | +3,715+0.7% | Added |
| Raymond James & Associates | 518,405 | $52.3M | 0.04% | +230.0% | Added |
| D.A. Davidson & Co. | 487,077 | $49.2M | 0.48% | −10,100−2.0% | Reduced |
| Optiver Holding B.V. | 482,177 | $48.7M | 1.45% | +302,390+168.2% | Added |
| Citadel Advisors LLC | 440,055 | $44.4M | 0.04% | +440,055 | New |
| American Century Companies Inc | 435,697 | $44.0M | 0.03% | +51,793+13.5% | Added |
| Macquarie Group Ltd | 434,075 | $43.8M | 0.05% | −214,378−33.1% | Reduced |
| Marshall Wace, LLP | 432,322 | $43.7M | 0.08% | −624,720−59.1% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 424,327 | $42.8M | 2.56% | +17,361+4.3% | Added |
| Clark Capital Management Group, Inc. | 421,986 | $42.6M | 0.35% | +15,179+3.7% | Added |
| TCTC Holdings, LLC | 398,869 | $40.3M | 1.47% | +430.0% | Added |
| Millennium Management LLC | 398,300 | $40.2M | 0.04% | +362,552+1,014.2% | Added |
| GWM Advisors LLC | 391,458 | $39.9M | 0.38% | +19,029+5.1% | Added |
| Adage Capital Partners GP, L.L.C. | 394,472 | $39.8M | 0.08% | +82,500+26.4% | Added |
| Pacer Advisors, Inc. | 387,820 | $39.2M | 0.11% | +368,778+1,936.7% | Added |
| Ameriprise Financial Inc | 364,713 | $36.8M | 0.01% | −12,336−3.3% | Reduced |
| JPMorgan Chase & Co | 350,461 | $35.4M | 0.00% | −9,438−2.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 347,214 | $35.1M | 0.06% | −213−0.1% | Reduced |
| LPL Financial LLC | 346,022 | $34.9M | 0.02% | +15,980+4.8% | Added |
| Qube Research & Technologies Ltd | 344,310 | $34.8M | 0.08% | +226,515+192.3% | Added |
| Saturna Capital CORP | 327,656 | $33.1M | 0.52% | −1,805−0.5% | Reduced |
| NewEdge Wealth, LLC | 324,901 | $32.8M | 0.84% | +43,106+15.3% | Added |
| First Financial Bankshares Inc | 316,956 | $32.0M | 0.77% | +316,956 | New |
| Creative Planning | 310,188 | $31.3M | 0.06% | −137,394−30.7% | Reduced |
| Cambridge Trust Co | 300,050 | $30.3M | 1.26% | −3,121−1.0% | Reduced |
| HighTower Advisors, LLC | 288,969 | $29.2M | 0.05% | +6,369+2.3% | Added |
| Voloridge Investment Management, LLC | 280,061 | $28.3M | 0.11% | +75,756+37.1% | Added |
| Managed Asset Portfolios, LLC | 275,811 | $27.8M | 4.22% | +1,607+0.6% | Added |
| Invesco Ltd. | 267,516 | $27.0M | 0.01% | −27,427−9.3% | Reduced |
| US Bancorp | 266,543 | $26.9M | 0.04% | +31,452+13.4% | Added |
| Janney Montgomery Scott LLC | 259,556 | $26.2M | 0.09% | −7,345−2.8% | Reduced |
| Financial Counselors Inc | 259,410 | $26.2M | 0.47% | −2,715−1.0% | Reduced |
| Stifel Financial Corp | 250,310 | $25.3M | 0.03% | −1,371−0.5% | Reduced |
| Brown Advisory Inc | 247,820 | $25.0M | 0.04% | −39,471−13.7% | Reduced |
| Cerity Partners LLC | 247,801 | $25.0M | 0.08% | +58,395+30.8% | Added |
| GW Henssler & Associates Ltd | 247,226 | $25.0M | 1.65% | +10,391+4.4% | Added |
| The PNC Financial Services Group, Inc. | 244,786 | $24.7M | 0.02% | −50,653−17.1% | Reduced |
| Citigroup Inc | 240,130 | $24.2M | 0.03% | +55,429+30.0% | Added |
| Oppenheimer Asset Management Inc. | 239,465 | $24.2M | 0.34% | −4,750−1.9% | Reduced |
| Commonwealth Equity Services, LLC | 229,186 | $23.1M | 0.04% | +520.0% | Added |
| Martin Investment Management, LLC | 226,135 | $22.8M | 6.80% | −3,049−1.3% | Reduced |
| Integral Health Asset Management, LLC | 225,000 | $22.7M | 3.28% | +25,000+12.5% | Added |
| Assetmark, Inc | 216,299 | $21.8M | 0.08% | +13,006+6.4% | Added |
| Van Eck Associates Corp | 215,298 | $21.7M | 0.04% | −4,811−2.2% | Reduced |
| Neuberger Berman Group LLC | 212,233 | $21.4M | 0.02% | −50,380−19.2% | Reduced |
| Causeway Capital Management LLC | 209,089 | $21.1M | 0.54% | +22,070+11.8% | Added |
| Godsey & Gibb Associates | 195,636 | $19.8M | 2.24% | +1,553+0.8% | Added |
| Advisor Group Holdings, Inc. | 193,814 | $19.6M | 0.03% | −53,655−21.7% | Reduced |
| Mariner, LLC | 191,602 | $19.3M | 0.05% | +1,855+1.0% | Added |
| Boothbay Fund Management, LLC | 188,695 | $19.1M | 0.71% | +61,115+47.9% | Added |
| M&T Bank Corp | 184,009 | $18.6M | 0.07% | −3,266−1.7% | Reduced |
| John G Ullman & Associates Inc | 180,900 | $18.3M | 2.90% | −1,790−1.0% | Reduced |
| Jane Street Group, LLC | 175,735 | $17.7M | 0.02% | −1,045−0.6% | Reduced |
| Douglas Lane & Associates, LLC | 174,711 | $17.6M | 0.27% | −6,617−3.6% | Reduced |
| Brandes Investment Partners, LP | 173,783 | $17.5M | 0.27% | +57,736+49.8% | Added |
| Boston Common Asset Management, LLC | 173,545 | $17.5M | 0.40% | −13,927−7.4% | Reduced |
| O'Shaughnessy Asset Management, LLC | 169,684 | $17.1M | 0.23% | +7,813+4.8% | Added |
| Hemenway Trust Co LLC | 161,825 | $16.3M | 1.56% | −30,187−15.7% | Reduced |
| Grandfield & Dodd, LLC | 158,031 | $16.0M | 1.10% | +3,005+1.9% | Added |