Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cambiar Investors LLC | 156,124 | $15.8M | 0.62% | −82,537−34.6% | Reduced |
| Oak Associates, Ltd | 152,833 | $15.4M | 1.17% | +4,794+3.2% | Added |
| Bartlett & Co. LLC | 151,046 | $15.1M | 0.25% | −2,000−1.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 151,046 | $15.1M | 0.25% | −2,000−1.3% | Reduced |
| Bank of Montreal | 145,435 | $14.7M | 0.01% | −6,883−4.5% | Reduced |
| Charles Schwab Investment Management Inc | 146,409 | $14.6M | 0.00% | −4,237,440−96.7% | Reduced |
| Exencial Wealth Advisors, LLC | 144,046 | $14.5M | 0.59% | −5,932−4.0% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 144,004 | $14.5M | 3.21% | −1,727−1.2% | Reduced |
| National Bank of Canada | 141,084 | $14.3M | 0.03% | +1,220+0.9% | Added |
| Captrust Financial Advisors | 141,119 | $14.2M | 0.05% | +747+0.5% | Added |
| QRG Capital Management, Inc. | 139,912 | $14.1M | 0.21% | +10,371+8.0% | Added |
| Richard C. Young & CO., LTD. | 137,156 | $13.8M | 1.86% | −2,967−2.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 135,206 | $13.7M | 1.43% | −1,833−1.3% | Reduced |
| Foresight Global Investors, Inc. | 131,975 | $13.3M | 7.64% | +34,475+35.4% | Added |
| Wilkins Investment Counsel Inc | 130,110 | $13.1M | 3.20% | −840−0.6% | Reduced |
| Two Sigma Investments, LP | 129,471 | $13.1M | 0.03% | +129,471 | New |
| Reynders McVeigh Capital Management, LLC | 125,105 | $12.6M | 0.80% | −1,419−1.1% | Reduced |
| Ethic Inc. | 124,760 | $12.6M | 0.37% | +11,780+10.4% | Added |
| ProVise Management Group, LLC | 124,316 | $12.6M | 1.06% | +4,123+3.4% | Added |
| Nixon Peabody Trust Co | 121,257 | $12.2M | 1.37% | +101,925+527.2% | Added |
| Federated Hermes, Inc. | 120,055 | $12.1M | 0.03% | −3,696−3.0% | Reduced |
| Foster Victor Wealth Advisors, LLC | 111,024 | $11.9M | 1.22% | +3,520+3.3% | Added |
| Price T Rowe Associates Inc | 112,153 | $11.3M | 0.00% | −1,261−1.1% | Reduced |
| Ingalls & Snyder LLC | 111,318 | $11.2M | 0.51% | +2,357+2.2% | Added |
| Mercer Global Advisors Inc | 111,066 | $11.2M | 0.03% | +2,851+2.6% | Added |
| Euro Pacific Asset Management, LLC | 109,443 | $11.1M | 2.37% | +200.0% | Added |
| Tocqueville Asset Management L.P. | 108,036 | $10.9M | 0.20% | −7,215−6.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 105,962 | $10.7M | 0.03% | +14,665+16.1% | Added |
| Bahl & Gaynor Inc | 103,818 | $10.5M | 0.06% | −271−0.3% | Reduced |
| Rockefeller Capital Management L.P. | 101,781 | $10.3M | 0.03% | −24,750−19.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 99,194 | $10.0M | 0.40% | +2,226+2.3% | Added |
| Pathstone Holdings, LLC | 97,563 | $9.85M | 0.05% | +97,563 | New |
| MML Investors Services, LLC | 96,742 | $9.77M | 0.05% | +7,380+8.3% | Added |
| Fort Washington Investment Advisors Inc | 95,867 | $9.68M | 0.07% | −231−0.2% | Reduced |
| Somerville Kurt F | 95,849 | $9.68M | 1.82% | −28,508−22.9% | Reduced |
| New York State Common Retirement Fund | 95,630 | $9.66M | 0.01% | +12,147+14.6% | Added |
| American Assets Investment Management, LLC | 93,610 | $9.45M | 0.98% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 93,326 | $9.42M | 0.01% | −756−0.8% | Reduced |
| Clifford Swan Investment Counsel LLC | 92,262 | $9.32M | 0.36% | −4,802−4.9% | Reduced |
| Tower Bridge Advisors | 91,010 | $9.19M | 0.79% | −1,068−1.2% | Reduced |
| Tweedy, Browne Co LLC | 90,619 | $9.15M | 0.45% | −4,297−4.5% | Reduced |
| Gabelli Funds LLC | 87,000 | $8.78M | 0.07% | −2,500−2.8% | Reduced |
| United Capital Financial Advisers, LLC | 86,598 | $8.74M | 0.07% | −22,380−20.5% | Reduced |
| CWM, LLC | 86,444 | $8.73M | 0.05% | −1,204−1.4% | Reduced |
| Zevin Asset Management LLC | 85,274 | $8.61M | 1.55% | −410−0.5% | Reduced |
| Blair William & Co | 85,251 | $8.61M | 0.03% | +560+0.7% | Added |
| Matthew Goff Investment Advisor, LLC | 82,952 | $8.38M | 1.86% | −570−0.7% | Reduced |
| Mengis Capital Management, Inc. | 81,943 | $8.27M | 1.55% | +300+0.4% | Added |
| CORDA Investment Management, LLC. | 81,551 | $8.23M | 0.69% | −22,295−21.5% | Reduced |
| Investment House LLC | 81,029 | $8.18M | 0.58% | +100+0.1% | Added |
| Live Oak Private Wealth LLC | 80,723 | $8.15M | 1.53% | −528−0.6% | Reduced |
| Cohen Capital Management, Inc. | 80,078 | $8.09M | 1.54% | −70−0.1% | Reduced |
| Osterweis Capital Management Inc | – | $8.06M | 0.51% | – | – |
| Holocene Advisors, LP | 79,063 | $7.98M | 0.03% | −164,546−67.5% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 77,213 | $7.80M | 0.04% | −227,937−74.7% | Reduced |
| Cetera Advisor Networks LLC | 76,186 | $7.69M | 0.04% | +790+1.0% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 76,080 | $7.68M | 2.20% | −834−1.1% | Reduced |
| Baird Financial Group, Inc. | 75,654 | $7.64M | 0.02% | +2,246+3.1% | Added |
| TCW Group Inc | 74,921 | $7.56M | 0.08% | +1,413+1.9% | Added |
| Ritholtz Wealth Management | 71,503 | $7.22M | 0.28% | +3,821+5.6% | Added |
| Welch & Forbes LLC | 70,044 | $7.07M | 0.11% | −643−0.9% | Reduced |
| Altrius Capital Management Inc | 69,808 | $7.05M | 1.96% | −220−0.3% | Reduced |
| Trustmark National Bank Trust Department | 67,994 | $6.87M | 0.62% | −1,292−1.9% | Reduced |
| Banco Santander, S.A. | 67,649 | $6.83M | 0.08% | −4,200−5.8% | Reduced |
| Camden National Bank | 66,495 | $6.71M | 1.25% | −541−0.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 65,723 | $6.64M | 0.06% | −1,365−2.0% | Reduced |
| Puzo Michael J | 64,512 | $6.51M | 2.07% | −11,348−15.0% | Reduced |
| Jarislowsky, Fraser Ltd | 64,046 | $6.47M | 0.04% | −2,993−4.5% | Reduced |
| Country Club Bank | 64,476 | $6.45M | 0.49% | −1,212−1.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 63,543 | $6.42M | 0.01% | −1,745−2.7% | Reduced |
| Dearborn Partners LLC | 62,401 | $6.30M | 0.23% | −848−1.3% | Reduced |
| Quantinno Capital Management LP | 61,808 | $6.24M | 0.22% | +4,459+7.8% | Added |
| Rathbone Brothers plc | 61,745 | $6.23M | 0.04% | −3,057−4.7% | Reduced |
| Pinnacle Associates Ltd | 61,000 | $6.16M | 0.10% | −220−0.4% | Reduced |
| Alliancebernstein L.P. | 60,130 | $6.07M | 0.00% | +7,703+14.7% | Added |
| Sphera Funds Management Ltd. | 60,000 | $6.06M | 1.12% | 00.0% | Unchanged |
| Fifth Third Bancorp | 59,135 | $5.97M | 0.03% | −1,871−3.1% | Reduced |
| Cresset Asset Management, LLC | 57,632 | $5.82M | 0.04% | +1,870+3.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 56,095 | $5.66M | 0.01% | −2,410−4.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 55,903 | $5.64M | 0.01% | +20,279+56.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 55,773 | $5.63M | 0.02% | −7,807−12.3% | Reduced |
| Gluskin Sheff & Assoc Inc | 55,733 | $5.63M | 0.55% | −24,415−30.5% | Reduced |
| Syon Capital LLC | 55,649 | $5.62M | 0.58% | −8,833−13.7% | Reduced |
| Cubist Systematic Strategies, LLC | 55,184 | $5.57M | 0.07% | +23,827+76.0% | Added |
| TD Asset Management Inc | 55,096 | $5.56M | 0.01% | +41,815+314.8% | Added |
| D. E. Shaw & Co., Inc. | 54,817 | $5.53M | 0.01% | −70,106−56.1% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,292 | $5.48M | 0.21% | +424+0.8% | Added |
| Narwhal Capital Management | 53,583 | $5.41M | 0.59% | −493−0.9% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 53,313 | $5.38M | 2.50% | −436−0.8% | Reduced |
| CIBC World Markets Inc. | 53,180 | $5.37M | 0.02% | −63,100−54.3% | Reduced |
| Fiduciary Trust Co | 52,330 | $5.28M | 0.09% | −698−1.3% | Reduced |
| Timber Creek Capital Management LLC | 51,982 | $5.25M | 1.79% | +267+0.5% | Added |
| Wetherby Asset Management Inc | 51,913 | $5.24M | 0.27% | +1,093+2.2% | Added |
| Mar Vista Investment Partners LLC | 51,675 | $5.22M | 0.24% | 00.0% | Unchanged |
| Fayez Sarofim & Co | 51,475 | $5.20M | 0.02% | −12,865−20.0% | Reduced |
| Garland Capital Management Inc | 51,310 | $5.18M | 3.64% | −3,400−6.2% | Reduced |
| Pittenger & Anderson Inc | 51,070 | $5.16M | 0.23% | 00.0% | Unchanged |
| First Manhattan Co | 50,892 | $5.14M | 0.02% | −588−1.1% | Reduced |
| Clear Street Markets LLC | 50,851 | $5.13M | 2.06% | +50,851 | New |
| Prentiss Smith & Co Inc | 50,556 | $5.10M | 3.80% | −1,476−2.8% | Reduced |