Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baldwin Brothers Inc | 50,507 | $5.10M | 0.40% | −1,982−3.8% | Reduced |
| JustInvest LLC | 50,071 | $5.06M | 0.13% | −1,347−2.6% | Reduced |
| Jefferies Financial Group Inc. | 49,437 | $4.99M | 0.08% | +49,437 | New |
| Marex Group plc | 49,000 | $4.95M | 0.19% | +49,000 | New |
| Bleakley Financial Group, LLC | 48,828 | $4.93M | 0.16% | +3,863+8.6% | Added |
| Sawtooth Solutions, LLC | 48,661 | $4.91M | 0.13% | +3,696+8.2% | Added |
| Deutsche Bank AG | 48,652 | $4.91M | 0.00% | −1,587−3.2% | Reduced |
| Brown Brothers Harriman & Co | 48,247 | $4.87M | 0.04% | −13,045−21.3% | Reduced |
| Acadian Asset Management LLC | 48,158 | $4.86M | 0.02% | +34,228+245.7% | Added |
| Whittier Trust Co | 47,662 | $4.81M | 0.08% | −268−0.6% | Reduced |
| Guardian Capital Advisors LP | 44,541 | $4.77M | 0.50% | +132+0.3% | Added |
| Smithbridge Asset Management Inc | 46,276 | $4.67M | 1.06% | +387+0.8% | Added |
| Nichols & Pratt Advisers LLP | 45,943 | $4.64M | 0.33% | −5,321−10.4% | Reduced |
| Farmers & Merchants Investments Inc | 45,689 | $4.61M | 0.17% | −1,720−3.6% | Reduced |
| Greenfield Seitz Capital Management, LLC | 45,563 | $4.60M | 1.83% | +45,563 | New |
| Auto-Owners Insurance Co | 45,143 | $4.56M | 0.14% | 00.0% | Unchanged |
| Atria Investments LLC | 44,647 | $4.51M | 0.07% | −878−1.9% | Reduced |
| Trust Co of Vermont | 44,185 | $4.46M | 0.30% | −8,749−16.5% | Reduced |
| Scotia Capital Inc. | 43,699 | $4.41M | 0.03% | −1,067−2.4% | Reduced |
| Glassy Mountain Advisors, Inc. | 43,243 | $4.37M | 1.80% | +703+1.7% | Added |
| SG Americas Securities, LLC | 43,047 | $4.35M | 0.05% | +8,724+25.4% | Added |
| Cardinal Capital Management | 41,849 | $4.23M | 0.80% | +154+0.4% | Added |
| Keybank National Association | 41,645 | $4.20M | 0.02% | +3,643+9.6% | Added |
| Jones Financial Companies LLLP | 41,417 | $4.18M | 0.01% | +617+1.5% | Added |
| Carret Asset Management, LLC | 41,349 | $4.18M | 0.53% | −442−1.1% | Reduced |
| Naviter Wealth, LLC | 41,219 | $4.16M | 0.84% | +8,116+24.5% | Added |
| Glenmede Trust Co NA | 40,947 | $4.13M | 0.02% | +1,994+5.1% | Added |
| Hayek Kallen Investment Management | 40,785 | $4.12M | 1.72% | −136−0.3% | Reduced |
| Pekin Hardy Strauss, Inc. | 40,559 | $4.10M | 0.61% | −1,285−3.1% | Reduced |
| Yousif Capital Management, LLC | 40,148 | $4.05M | 0.05% | +2,500+6.6% | Added |
| Foundations Investment Advisors, LLC | 38,304 | $4.03M | 0.11% | +2,781+7.8% | Added |
| Sequoia Financial Advisors, LLC | 39,107 | $3.95M | 0.05% | +18,242+87.4% | Added |
| Walleye Trading LLC | 38,853 | $3.92M | 0.06% | −8,569−18.1% | Reduced |
| Woodmont Investment Counsel LLC | 38,732 | $3.91M | 0.37% | −1,590−3.9% | Reduced |
| Standard Life Aberdeen plc | 38,071 | $3.84M | 0.01% | +38,071 | New |
| Beach Investment Counsel Inc | 37,835 | $3.82M | 0.47% | −790−2.0% | Reduced |
| Private Advisor Group, LLC | 37,625 | $3.80M | 0.03% | −1,320−3.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 37,354 | $3.77M | 0.05% | +2,169+6.2% | Added |
| Advisors Capital Management, LLC | 37,144 | $3.75M | 0.08% | −132−0.4% | Reduced |
| Notis-McConarty Edward | 36,731 | $3.71M | 1.48% | −5,320−12.7% | Reduced |
| Moreno Evelyn V | 36,718 | $3.71M | 1.75% | −41,798−53.2% | Reduced |
| Beacon Pointe Advisors, LLC | 36,629 | $3.70M | 0.04% | +4,304+13.3% | Added |
| Perennial Advisors, LLC | 35,790 | $3.61M | 0.89% | +711+2.0% | Added |
| Choate Investment Advisors | 35,737 | $3.61M | 0.11% | +21,143+144.9% | Added |
| Patten & Patten Inc | 35,600 | $3.59M | 0.30% | −1,860−5.0% | Reduced |
| Signaturefd, LLC | 35,463 | $3.58M | 0.08% | +996+2.9% | Added |
| Logan Capital Management Inc | 35,447 | $3.58M | 0.17% | +1,568+4.6% | Added |
| Haverford Trust Co | 34,816 | $3.52M | 0.04% | +3,586+11.5% | Added |
| Advisory Services Network, LLC | 34,630 | $3.50M | 0.09% | −1,610−4.4% | Reduced |
| Rhumbline Advisers | 34,581 | $3.49M | 0.00% | +398+1.2% | Added |
| Argent Trust Co | 34,418 | $3.48M | 0.17% | −351−1.0% | Reduced |
| Providence Capital Advisors, LLC | 34,304 | $3.46M | 0.83% | −1,103−3.1% | Reduced |
| Sofos Investments, Inc. | 33,965 | $3.43M | 0.96% | +33,921+77,093.2% | Added |
| We Are One Seven, LLC | 33,966 | $3.43M | 0.20% | +2,054+6.4% | Added |
| WealthTrust Axiom LLC | 33,949 | $3.43M | 1.15% | +759+2.3% | Added |
| Envestnet Portfolio Solutions, Inc. | 33,356 | $3.37M | 0.01% | +1,659+5.2% | Added |
| Chesley Taft & Associates LLC | 33,062 | $3.34M | 0.19% | +100+0.3% | Added |
| Bradley Foster & Sargent Inc | 32,367 | $3.27M | 0.06% | −5,062−13.5% | Reduced |
| Davenport & Co LLC | 32,155 | $3.25M | 0.02% | −973−2.9% | Reduced |
| Park Avenue Securities LLC | 32,122 | $3.24M | 0.04% | +2,039+6.8% | Added |
| Buckingham Strategic Wealth, LLC | 32,077 | $3.24M | 0.04% | −8,960−21.8% | Reduced |
| Fort Pitt Capital Group, LLC | 31,812 | $3.21M | 0.11% | +2,536+8.7% | Added |
| Boston Partners | 31,776 | $3.21M | 0.00% | +1,836+6.1% | Added |
| Brinker Capital Investments, LLC | 29,955 | $3.21M | 0.04% | −1,914−6.0% | Reduced |
| Orion Portfolio Solutions, LLC | 29,955 | $3.21M | 0.04% | −1,914−6.0% | Reduced |
| Oppenheimer & Co Inc | 30,996 | $3.13M | 0.06% | +537+1.8% | Added |
| Kestra Advisory Services, LLC | 30,920 | $3.12M | 0.03% | +1,266+4.3% | Added |
| Delaney Dennis R | 30,855 | $3.12M | 1.85% | −9,953−24.4% | Reduced |
| Synergy Financial Management, LLC | 30,829 | $3.11M | 0.56% | −3,353−9.8% | Reduced |
| apricus wealth, LLC | 30,790 | $3.11M | 2.37% | +531+1.8% | Added |
| Y.D. More Investments Ltd | 30,070 | $3.04M | 0.62% | −13,730−31.3% | Reduced |
| AMG National Trust Bank | 29,822 | $3.01M | 0.09% | −100−0.3% | Reduced |
| Arlington Partners LLC | 29,649 | $2.99M | 0.86% | +623+2.1% | Added |
| Moors & Cabot, Inc. | 29,542 | $2.98M | 0.19% | +250+0.9% | Added |
| Triasima Portfolio Management inc. | 29,505 | $2.98M | 0.25% | +12,170+70.2% | Added |
| Fairfield, Bush & Co. | 29,412 | $2.97M | 1.74% | −3,924−11.8% | Reduced |
| Naples Global Advisors, LLC | 28,349 | $2.86M | 0.31% | −300−1.0% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,330 | $2.86M | 2.29% | +90+0.3% | Added |
| Cornerstone Wealth Group, LLC | 28,051 | $2.83M | 0.41% | −19,241−40.7% | Reduced |
| Broderick Brian C | 27,960 | $2.82M | 0.70% | −1,055−3.6% | Reduced |
| Graham Capital Management, L.P. | 27,885 | $2.82M | 0.09% | +27,885 | New |
| Americana Partners, LLC | 27,881 | $2.82M | 0.27% | +15,387+123.2% | Added |
| Crossmark Global Holdings, Inc. | 27,822 | $2.81M | 0.06% | +398+1.5% | Added |
| Hall Laurie J Trustee | 27,797 | $2.81M | 1.08% | +25+0.1% | Added |
| Balentine LLC | 27,739 | $2.80M | 0.09% | +2,699+10.8% | Added |
| Catalyst Capital Advisors LLC | 27,518 | $2.78M | 0.07% | 00.0% | Unchanged |
| Arvest Trust Co N A | 27,501 | $2.78M | 0.17% | +177+0.6% | Added |
| Voya Investment Management LLC | 27,435 | $2.77M | 0.00% | 00.0% | Unchanged |
| WCG Wealth Advisors LLC | 27,371 | $2.76M | 0.20% | −6,452−19.1% | Reduced |
| Telos Capital Management, Inc. | 26,979 | $2.72M | 0.33% | +860+3.3% | Added |
| National Asset Management, Inc. | 26,779 | $2.70M | 0.07% | −295−1.1% | Reduced |
| Peapack Gladstone Financial Corp | 26,494 | $2.67M | 0.05% | −1,085−3.9% | Reduced |
| Northeast Investment Management | 26,352 | $2.66M | 0.14% | −675−2.5% | Reduced |
| NBT Bank N A | 26,327 | $2.66M | 0.21% | −308−1.2% | Reduced |
| Whittier Trust Co of Nevada Inc | 26,167 | $2.64M | 0.08% | +1,247+5.0% | Added |
| Mount Yale Investment Advisors, LLC | 25,890 | $2.61M | 0.25% | +2,351+10.0% | Added |
| Atria Wealth Solutions, Inc. | 25,674 | $2.59M | 0.03% | +3,635+16.5% | Added |
| MAI Capital Management | 25,464 | $2.57M | 0.03% | +2,053+8.8% | Added |
| Foyston, Gordon, & Payne Inc | 25,456 | $2.57M | 0.65% | +15,166+147.4% | Added |
| Prudential Financial Inc | 25,268 | $2.55M | 0.00% | +2,633+11.6% | Added |