Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 20,312,680 | $1.87B | 1.27% | −438,692−2.1% | Reduced |
| Primecap Management Co | 16,427,035 | $1.51B | 1.32% | −767,845−4.5% | Reduced |
| Bank of America Corp | 7,604,681 | $699.6M | 0.08% | +1,235,303+19.4% | Added |
| Franklin Resources Inc | 6,982,292 | $642.4M | 0.32% | +279,999+4.2% | Added |
| Morgan Stanley | 6,614,466 | $608.5M | 0.07% | +126,270+1.9% | Added |
| Loomis Sayles & Co L P | 6,607,149 | $607.9M | 1.05% | −4,338,849−39.6% | Reduced |
| Dimensional Fund Advisors LP | 6,173,671 | $568.0M | 0.19% | +180,186+3.0% | Added |
| Wellington Management Group LLP | 4,854,485 | $446.6M | 0.09% | +780.0% | Added |
| Goldman Sachs Group Inc | 4,645,379 | $427.4M | 0.12% | +2,768,876+147.6% | Added |
| Charles Schwab Investment Management Inc | 4,462,383 | $384.4M | 0.12% | −106,331−2.3% | Reduced |
| Janus Henderson Group PLC | 3,610,783 | $332.2M | 0.22% | −322,510−8.2% | Reduced |
| Cullen Capital Management LLC | 3,460,003 | $318.3M | 2.92% | +672,290+24.1% | Added |
| Renaissance Technologies LLC | 3,047,444 | $280.4M | 0.37% | −373,526−10.9% | Reduced |
| Principal Financial Group Inc | 2,730,347 | $251.2M | 0.18% | +264,310+10.7% | Added |
| Northern Trust Corp | 2,536,550 | $233.4M | 0.05% | +2,810+0.1% | Added |
| Wells Fargo & Company | 2,160,711 | $198.8M | 0.06% | +12,795+0.6% | Added |
| UBS Group AG | 1,885,082 | $173.4M | 0.08% | −199,411−9.6% | Reduced |
| State Street Corp | 1,878,471 | $172.8M | 0.01% | −9,886−0.5% | Reduced |
| Point72 Asset Management, L.P. | 1,811,347 | $166.6M | 0.59% | +1,105,547+156.6% | Added |
| Manning & Napier Group, LLC | 1,759,630 | $161.9M | 1.88% | +1,531+0.1% | Added |
| Scharf Investments, LLC | 1,625,975 | $149.6M | 4.72% | +50,682+3.2% | Added |
| BlackRock Inc. | 1,618,041 | $148.9M | 0.00% | +85,903+5.6% | Added |
| Marshall Wace, LLP | 1,326,156 | $122.0M | 0.30% | +511,869+62.9% | Added |
| Envestnet Asset Management Inc | 8,461,446 | $112.7M | 0.05% | +7,085,365+514.9% | Added |
| CIBC Private Wealth Group, LLC | 420,199 | $109.8M | 0.32% | +8,523+2.1% | Added |
| Sanders Capital, LLC | 1,130,530 | $104.0M | 0.25% | +670+0.1% | Added |
| FMR LLC | 1,109,207 | $102.0M | 0.01% | −173,550−13.5% | Reduced |
| Millennium Management LLC | 947,222 | $87.1M | 0.10% | +934,095+7,115.8% | Added |
| Capital Research Global Investors | 902,835 | $83.1M | 0.02% | −81,573−8.3% | Reduced |
| Natixis Advisors, L.P. | 898,152 | $82.6M | 0.28% | −353,451−28.2% | Reduced |
| Earnest Partners LLC | 850,762 | $78.3M | 0.45% | −6,315−0.7% | Reduced |
| Fisher Asset Management, LLC | 844,188 | $77.7M | 0.05% | −36,129−4.1% | Reduced |
| Truist Financial Corp | 831,416 | $76.5M | 0.13% | −124,363−13.0% | Reduced |
| First Trust Advisors LP | 806,317 | $74.2M | 0.09% | +12,937+1.6% | Added |
| Chevy Chase Trust Holdings, Inc. | 688,806 | $63.4M | 0.25% | −271,262−28.3% | Reduced |
| Mondrian Investment Partners LTD | 687,627 | $63.3M | 1.40% | −4,000−0.6% | Reduced |
| Bristol John W & Co Inc | 687,021 | $63.2M | 1.30% | +3,818+0.6% | Added |
| Macquarie Group Ltd | 673,327 | $61.9M | 0.07% | −12,839−1.9% | Reduced |
| SEI Investments Co | 656,087 | $60.4M | 0.11% | +26,329+4.2% | Added |
| Voloridge Investment Management, LLC | 636,179 | $58.5M | 0.29% | −109,565−14.7% | Reduced |
| Bank of New York Mellon Corp | 625,248 | $57.5M | 0.01% | −64,967−9.4% | Reduced |
| Royal Bank of Canada | 614,464 | $56.5M | 0.02% | −4,650−0.8% | Reduced |
| Aristotle Capital Management, LLC | 571,127 | $52.5M | 0.11% | +7,754+1.4% | Added |
| Raymond James & Associates | 552,541 | $50.8M | 0.04% | −146,609−21.0% | Reduced |
| Harvest Portfolios Group Inc. | 545,589 | $50.2M | 2.46% | +28,460+5.5% | Added |
| Two Sigma Advisers, LP | 532,400 | $49.0M | 0.13% | −1,074,100−66.9% | Reduced |
| D.A. Davidson & Co. | 517,409 | $47.6M | 0.54% | +29,725+6.1% | Added |
| GW Henssler & Associates Ltd | 425,889 | $39.2M | 2.60% | +7,201+1.7% | Added |
| Ameriprise Financial Inc | 413,755 | $38.1M | 0.01% | −154,542−27.2% | Reduced |
| JPMorgan Chase & Co | 411,075 | $37.8M | 0.00% | −24,656−5.7% | Reduced |
| CI Private Wealth, LLC | 403,431 | $37.1M | 0.10% | +146,545+57.0% | Added |
| TCTC Holdings, LLC | 400,126 | $36.8M | 1.48% | +543+0.1% | Added |
| Invesco Ltd. | 397,893 | $36.6M | 0.01% | +63,069+18.8% | Added |
| Morningstar Investment Services LLC | 393,113 | $35.9M | 0.48% | −12,282−3.0% | Reduced |
| Managed Asset Portfolios, LLC | 372,238 | $34.2M | 5.20% | −44,992−10.8% | Reduced |
| GWM Advisors LLC | 368,148 | $33.9M | 0.42% | +330,084+867.2% | Added |
| Brown Advisory Inc | 342,099 | $31.5M | 0.05% | +13,381+4.1% | Added |
| Pacer Advisors, Inc. | 333,315 | $30.7M | 0.13% | +100,479+43.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 331,867 | $30.5M | 0.06% | −24,246−6.8% | Reduced |
| American Century Companies Inc | 325,121 | $29.9M | 0.02% | +25,402+8.5% | Added |
| Woodley Farra Manion Portfolio Management Inc | 312,179 | $28.7M | 1.96% | +21,991+7.6% | Added |
| The PNC Financial Services Group, Inc. | 311,191 | $28.6M | 0.03% | −11,840−3.7% | Reduced |
| Cambridge Trust Co | 310,514 | $28.6M | 1.36% | −2,350−0.8% | Reduced |
| Saturna Capital CORP | 310,266 | $28.5M | 0.55% | −430−0.1% | Reduced |
| Cambiar Investors LLC | 307,706 | $28.3M | 1.22% | +3,499+1.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 303,158 | $27.9M | 0.15% | −316,774−51.1% | Reduced |
| Oppenheimer Asset Management Inc. | 302,588 | $27.8M | 0.43% | −363−0.1% | Reduced |
| Neuberger Berman Group LLC | 300,697 | $27.6M | 0.03% | −34,753−10.4% | Reduced |
| LPL Financial LLC | 299,347 | $27.5M | 0.02% | −22,026−6.9% | Reduced |
| Martin Investment Management, LLC | 296,449 | $27.3M | 7.85% | −16,531−5.3% | Reduced |
| Citigroup Inc | 295,551 | $27.2M | 0.04% | +119,005+67.4% | Added |
| Creative Planning | 286,513 | $26.4M | 0.04% | −2,623−0.9% | Reduced |
| Janney Montgomery Scott LLC | 272,968 | $25.1M | 0.10% | −32,341−10.6% | Reduced |
| Cerity Partners LLC | 224,527 | $24.9M | 0.12% | +156,290+229.0% | Added |
| Stifel Financial Corp | 266,559 | $24.5M | 0.04% | +6,927+2.7% | Added |
| Financial Counselors Inc | 263,404 | $24.2M | 0.52% | −3,919−1.5% | Reduced |
| Twin Tree Management, LP | 252,740 | $23.3M | 0.66% | +238,174+1,635.1% | Added |
| HighTower Advisors, LLC | 252,049 | $23.2M | 0.05% | +5,610+2.3% | Added |
| Jane Street Group, LLC | 251,566 | $23.1M | 0.04% | −215,021−46.1% | Reduced |
| Causeway Capital Management LLC | 245,707 | $22.6M | 0.54% | +22,875+10.3% | Added |
| Commonwealth Equity Services, LLC | 237,643 | $21.9M | 0.05% | +18,021+8.2% | Added |
| Fayez Sarofim & Co | 236,245 | $21.7M | 0.08% | −110,285−31.8% | Reduced |
| Liontrust Investment Partners LLP | 217,964 | $20.1M | 0.30% | +217,964 | New |
| Van Eck Associates Corp | 214,777 | $19.8M | 0.04% | −102,878−32.4% | Reduced |
| Douglas Lane & Associates, LLC | 208,004 | $19.1M | 0.32% | −12,352−5.6% | Reduced |
| US Bancorp | 204,618 | $18.8M | 0.03% | −27,261−11.8% | Reduced |
| Godsey & Gibb Associates | 203,658 | $18.7M | 2.20% | +203,658 | New |
| M&T Bank Corp | 202,422 | $18.6M | 0.07% | −4,611−2.2% | Reduced |
| DDD Partners, LLC | 199,946 | $18.4M | 2.87% | +1,965+1.0% | Added |
| First Manhattan Co | 198,882 | $18.3M | 0.07% | −3,140−1.6% | Reduced |
| Boston Common Asset Management, LLC | 194,188 | $17.9M | 0.37% | −60,851−23.9% | Reduced |
| Rockefeller Capital Management L.P. | 192,909 | $17.7M | 0.08% | −20,676−9.7% | Reduced |
| Mariner, LLC | 191,105 | $17.6M | 0.05% | −2,819−1.5% | Reduced |
| Brandes Investment Partners, LP | 189,651 | $17.4M | 0.37% | +171,040+919.0% | Added |
| John G Ullman & Associates Inc | 188,045 | $17.3M | 2.69% | −6,166−3.2% | Reduced |
| Assetmark, Inc | 187,794 | $17.3M | 0.07% | +403+0.2% | Added |
| Hemenway Trust Co LLC | 186,997 | $17.2M | 1.82% | +2,080+1.1% | Added |
| Tocqueville Asset Management L.P. | 178,224 | $16.4M | 0.31% | −3,097−1.7% | Reduced |
| Oak Associates, Ltd | 176,759 | $16.3M | 1.34% | +1,017+0.6% | Added |
| Arrowstreet Capital, Limited Partnership | 176,652 | $16.3M | 0.02% | −3,950,430−95.7% | Reduced |