Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ExodusPoint Capital Management, LP | 170,694 | $15.7M | 0.18% | +170,694 | New |
| Exencial Wealth Advisors, LLC | 168,535 | $15.5M | 0.80% | −7,016−4.0% | Reduced |
| Bartlett & Co. Wealth Management LLC | 167,593 | $15.4M | 0.30% | −10,278−5.8% | Reduced |
| Bartlett & Co. LLC | 167,593 | $15.4M | 0.30% | −10,278−5.8% | Reduced |
| First Republic Investment Management, Inc. | 159,717 | $14.7M | 0.03% | −6,724−4.0% | Reduced |
| Bank of Montreal | 156,143 | $14.4M | 0.01% | −3,297−2.1% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 154,293 | $14.2M | 3.14% | −4,104−2.6% | Reduced |
| Grandfield & Dodd, LLC | 153,601 | $14.1M | 0.99% | +1,538+1.0% | Added |
| Segall Bryant & Hamill, LLC | 153,138 | $14.1M | 0.15% | −4,981−3.2% | Reduced |
| CORDA Investment Management, LLC. | 144,723 | $13.3M | 1.06% | −22,246−13.3% | Reduced |
| Somerville Kurt F | 144,390 | $13.3M | 2.42% | +785+0.5% | Added |
| Federated Hermes, Inc. | 142,906 | $13.1M | 0.03% | +6,387+4.7% | Added |
| Richard C. Young & CO., LTD. | 142,437 | $13.1M | 1.80% | +1,671+1.2% | Added |
| Edgemoor Investment Advisors, Inc. | 140,685 | $12.9M | 1.57% | −461−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 138,956 | $12.8M | 0.02% | +3,167+2.3% | Added |
| Grimes & Company, Inc. | 139,088 | $12.8M | 0.52% | −3,603−2.5% | Reduced |
| Guyasuta Investment Advisors Inc | 137,579 | $12.7M | 0.98% | +385+0.3% | Added |
| Two Sigma Investments, LP | 137,347 | $12.6M | 0.04% | −514,595−78.9% | Reduced |
| Tekla Capital Management LLC | 136,225 | $12.5M | 0.48% | 00.0% | Unchanged |
| Wilkins Investment Counsel Inc | 134,710 | $12.4M | 3.26% | −250−0.2% | Reduced |
| Reynders McVeigh Capital Management, LLC | 133,051 | $12.2M | 0.84% | −7,704−5.5% | Reduced |
| National Bank of Canada | 133,445 | $12.2M | 0.03% | −11,776−8.1% | Reduced |
| Adage Capital Partners GP, L.L.C. | 131,984 | $12.1M | 0.03% | +131,984 | New |
| CIBC World Markets Inc. | 129,936 | $12.0M | 0.04% | −1,642−1.2% | Reduced |
| NewEdge Wealth, LLC | 126,529 | $11.6M | 0.44% | +13,847+12.3% | Added |
| Euro Pacific Asset Management, LLC | 124,140 | $11.4M | 2.45% | +269+0.2% | Added |
| United Capital Financial Advisers, LLC | 123,861 | $11.4M | 0.06% | −3,521−2.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 123,232 | $11.3M | 0.18% | −6,696−5.2% | Reduced |
| Foster Victor Wealth Advisors, LLC | 118,903 | $11.1M | 1.35% | +5,704+5.0% | Added |
| Nichols & Pratt Advisers LLP | 118,181 | $10.9M | 0.84% | −39,587−25.1% | Reduced |
| Captrust Financial Advisors | 114,347 | $10.5M | 0.05% | +4,285+3.9% | Added |
| ProVise Management Group, LLC | 113,609 | $10.5M | 1.00% | +567+0.5% | Added |
| Bahl & Gaynor Inc | 106,305 | $9.78M | 0.05% | −1,196−1.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 106,277 | $9.78M | 0.09% | +106,277 | New |
| Ingalls & Snyder LLC | 106,026 | $9.75M | 0.50% | +420+0.4% | Added |
| Tower Bridge Advisors | 105,649 | $9.72M | 0.80% | −2,471−2.3% | Reduced |
| Ethic Inc. | 101,103 | $9.30M | 0.38% | −2,691−2.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 99,790 | $9.18M | 0.42% | +5,156+5.4% | Added |
| Clifford Swan Investment Counsel LLC | 98,092 | $9.02M | 0.38% | −3,779−3.7% | Reduced |
| Tweedy, Browne Co LLC | 97,828 | $9.00M | 0.49% | −1,078−1.1% | Reduced |
| Fort Washington Investment Advisors Inc | 97,578 | $8.98M | 0.07% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 97,502 | $8.97M | 0.00% | +3,673+3.9% | Added |
| CWM, LLC | 95,308 | $8.77M | 0.06% | −2,177−2.2% | Reduced |
| Manufacturers Life Insurance Company, The | 94,843 | $8.73M | 0.00% | +376+0.4% | Added |
| American Assets Investment Management, LLC | 93,610 | $8.61M | 0.99% | 00.0% | Unchanged |
| Optiver Holding B.V. | 92,697 | $8.53M | 0.39% | −298,790−76.3% | Reduced |
| Mercer Global Advisors Inc | 92,018 | $8.47M | 0.04% | −4,258−4.4% | Reduced |
| Gabelli Funds LLC | 89,500 | $8.23M | 0.06% | 00.0% | Unchanged |
| Blair William & Co | 88,764 | $8.17M | 0.03% | −1,956−2.2% | Reduced |
| Investment House LLC | 84,235 | $7.75M | 0.64% | −522−0.6% | Reduced |
| Banco Santander, S.A. | 84,209 | $7.75M | 0.11% | −55,970−39.9% | Reduced |
| Zevin Asset Management LLC | 82,538 | $7.59M | 1.55% | −7,350−8.2% | Reduced |
| Matthew Goff Investment Advisor, LLC | 82,165 | $7.56M | 1.88% | −339−0.4% | Reduced |
| Mengis Capital Management, Inc. | 81,868 | $7.53M | 1.59% | −390−0.5% | Reduced |
| Live Oak Private Wealth LLC | 81,486 | $7.50M | 1.55% | +6,006+8.0% | Added |
| Jarislowsky, Fraser Ltd | 80,829 | $7.44M | 0.05% | −4,505−5.3% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 80,413 | $7.40M | 2.35% | +172+0.2% | Added |
| Cohen Capital Management, Inc. | 80,148 | $7.37M | 1.49% | −368−0.5% | Reduced |
| Puzo Michael J | 79,761 | $7.34M | 2.45% | +1,962+2.5% | Added |
| TCW Group Inc | 76,260 | $7.02M | 0.09% | +4,079+5.7% | Added |
| Moreno Evelyn V | 75,601 | $6.96M | 1.58% | +4,004+5.6% | Added |
| New York State Common Retirement Fund | 75,211 | $6.92M | 0.01% | −5,005−6.2% | Reduced |
| Welch & Forbes LLC | 75,020 | $6.90M | 0.12% | −4,771−6.0% | Reduced |
| MML Investors Services, LLC | 72,568 | $6.68M | 0.05% | −5,807−7.4% | Reduced |
| Baird Financial Group, Inc. | 71,639 | $6.59M | 0.02% | −1,301−1.8% | Reduced |
| Altrius Capital Management Inc | 71,262 | $6.56M | 2.00% | +3,978+5.9% | Added |
| Country Club Bank | 69,502 | $6.36M | 0.52% | +33,585+93.5% | Added |
| Camden National Bank | 68,701 | $6.32M | 1.28% | +519+0.8% | Added |
| Fifth Third Bancorp | 66,336 | $6.10M | 0.03% | −1,058−1.6% | Reduced |
| Timber Creek Capital Management LLC | 65,533 | $6.03M | 2.15% | −2,631−3.9% | Reduced |
| Trustmark National Bank Trust Department | 64,259 | $5.91M | 0.54% | +64,259 | New |
| Pinnacle Associates Ltd | 63,771 | $5.87M | 0.12% | −829−1.3% | Reduced |
| Brown Brothers Harriman & Co | 63,738 | $5.86M | 0.05% | −7,277−10.2% | Reduced |
| Dearborn Partners LLC | 63,083 | $5.80M | 0.23% | −100.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 62,490 | $5.75M | 0.01% | −83−0.1% | Reduced |
| Osterweis Capital Management Inc | – | $5.75M | 0.39% | – | – |
| Cetera Advisor Networks LLC | 62,354 | $5.74M | 0.04% | +365+0.6% | Added |
| Trust Co of Vermont | 61,785 | $5.68M | 0.40% | −608−1.0% | Reduced |
| Rathbone Brothers plc | 61,742 | $5.68M | 0.06% | −4,643−7.0% | Reduced |
| Gluskin Sheff & Assoc Inc | 61,628 | $5.67M | 0.31% | +20,500+49.8% | Added |
| Ritholtz Wealth Management | 60,816 | $5.60M | 0.28% | −6,629−9.8% | Reduced |
| Greenwood Gearhart Inc | 60,763 | $5.59M | 0.71% | −54,632−47.3% | Reduced |
| Sphera Funds Management Ltd. | 60,000 | $5.52M | 1.20% | +60,000 | New |
| Old Mission Capital LLC | 57,892 | $5.33M | 0.16% | −29,626−33.9% | Reduced |
| Seven Eight Capital, LP | 57,388 | $5.28M | 1.10% | +57,388 | New |
| Sawtooth Solutions, LLC | 56,984 | $5.24M | 0.14% | +8,509+17.6% | Added |
| FDx Advisors, Inc. | 57,787 | $5.24M | 0.23% | 00.0% | Unchanged |
| Fiduciary Trust Co | 55,324 | $5.09M | 0.09% | −1,742−3.1% | Reduced |
| Narwhal Capital Management | 55,173 | $5.08M | 0.64% | −106−0.2% | Reduced |
| NorthCrest Asset Manangement, LLC | 54,333 | $5.00M | 0.21% | +49,721+1,078.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,239 | $4.99M | 0.02% | −2,065−3.7% | Reduced |
| Garland Capital Management Inc | 53,885 | $4.96M | 3.37% | −3,035−5.3% | Reduced |
| Bleakley Financial Group, LLC | 53,096 | $4.88M | 0.16% | +5,249+11.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 53,081 | $4.88M | 2.56% | +3,845+7.8% | Added |
| Baldwin Brothers Inc | 52,735 | $4.85M | 0.42% | +227+0.4% | Added |
| Prentiss Smith & Co Inc | 52,649 | $4.84M | 3.59% | −629−1.2% | Reduced |
| Mar Vista Investment Partners LLC | 51,661 | $4.75M | 0.21% | +1,582+3.2% | Added |
| Cornerstone Wealth Group, LLC | 51,510 | $4.74M | 0.84% | +348+0.7% | Added |
| Pittenger & Anderson Inc | 50,820 | $4.68M | 0.24% | −3,250−6.0% | Reduced |
| Vestmark Advisory Solutions, Inc. | 49,781 | $4.58M | 0.20% | +96+0.2% | Added |