Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WS Portfolio Advisory, LLC | 49,475 | $4.55M | 1.16% | −38,525−43.8% | Reduced |
| Russell Investments Group, Ltd. | 49,266 | $4.53M | 0.01% | −55,484−53.0% | Reduced |
| Whittier Trust Co | 48,335 | $4.45M | 0.08% | −485−1.0% | Reduced |
| Guardian Capital Advisors LP | 45,853 | $4.42M | 0.51% | −55−0.1% | Reduced |
| Jones Financial Companies LLLP | 47,944 | $4.41M | 0.01% | −5,951−11.0% | Reduced |
| Farmers & Merchants Investments Inc | 47,282 | $4.35M | 0.17% | +2,120+4.7% | Added |
| Aquatic Capital Management LLC | 46,800 | $4.31M | 0.27% | +46,800 | New |
| Mirabella Financial Services LLP | 60,958 | $4.28M | 0.92% | +60,958 | New |
| Atria Investments LLC | 46,221 | $4.25M | 0.08% | −17,452−27.4% | Reduced |
| Auto-Owners Insurance Co | 45,143 | $4.15M | 0.14% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 44,908 | $4.13M | 0.24% | +50.0% | Added |
| Y.D. More Investments Ltd | 43,806 | $4.03M | 0.98% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 43,702 | $4.02M | 0.62% | −29−0.1% | Reduced |
| Notis-McConarty Edward | 43,241 | $3.98M | 1.58% | −440−1.0% | Reduced |
| Carret Asset Management, LLC | 43,053 | $3.96M | 0.55% | −3,993−8.5% | Reduced |
| Woodmont Investment Counsel LLC | 42,968 | $3.95M | 0.43% | −364−0.8% | Reduced |
| Scotia Capital Inc. | 42,513 | $3.91M | 0.03% | +266+0.6% | Added |
| JustInvest LLC | 42,398 | $3.90M | 0.14% | +6,519+18.2% | Added |
| Avalon Investment & Advisory | 42,250 | $3.89M | 0.11% | −1,294−3.0% | Reduced |
| Smithbridge Asset Management Inc | 41,997 | $3.86M | 0.97% | +1,370+3.4% | Added |
| Cardinal Capital Management | 41,443 | $3.81M | 0.79% | −100−0.2% | Reduced |
| Keybank National Association | 41,428 | $3.81M | 0.02% | −1,024−2.4% | Reduced |
| Fairfield, Bush & Co. | 41,211 | $3.79M | 1.34% | +7,461+22.1% | Added |
| Davenport & Co LLC | 40,615 | $3.74M | 0.03% | +3,504+9.4% | Added |
| Yousif Capital Management, LLC | 40,484 | $3.72M | 0.05% | +159+0.4% | Added |
| Beach Investment Counsel Inc | 39,695 | $3.65M | 0.49% | −3,300−7.7% | Reduced |
| Catalyst Capital Advisors LLC | 39,589 | $3.64M | 0.11% | −991−2.4% | Reduced |
| Logan Capital Management Inc | 39,358 | $3.62M | 0.18% | +117+0.3% | Added |
| Hayek Kallen Investment Management | 39,188 | $3.60M | 1.63% | −1,157−2.9% | Reduced |
| Private Advisor Group, LLC | 38,722 | $3.56M | 0.03% | −5,459−12.4% | Reduced |
| Glenmede Trust Co NA | 38,173 | $3.51M | 0.02% | +2,450+6.9% | Added |
| Bradley Foster & Sargent Inc | 37,679 | $3.47M | 0.08% | −432−1.1% | Reduced |
| Patten & Patten Inc | 36,443 | $3.35M | 0.29% | −10,139−21.8% | Reduced |
| Advisory Services Network, LLC | 36,034 | $3.32M | 0.09% | +1,936+5.7% | Added |
| Argent Trust Co | 35,761 | $3.29M | 0.21% | +1,323+3.8% | Added |
| Perennial Advisors, LLC | 35,348 | $3.25M | 0.93% | +310+0.9% | Added |
| Providence Capital Advisors, LLC | 34,696 | $3.19M | 0.84% | +588+1.7% | Added |
| Advisors Capital Management, LLC | 34,415 | $3.17M | 0.08% | +4,051+13.3% | Added |
| We Are One Seven, LLC | 34,218 | $3.15M | 0.20% | +1,263+3.8% | Added |
| Azzad Asset Management Inc | 34,160 | $3.14M | 0.45% | −2,284−6.3% | Reduced |
| First Hawaiian Bank | 33,843 | $3.11M | 0.11% | −1,254−3.6% | Reduced |
| Haverford Trust Co | 33,716 | $3.10M | 0.04% | +1,631+5.1% | Added |
| Chesley Taft & Associates LLC | 33,337 | $3.07M | 0.20% | +150+0.5% | Added |
| EP Wealth Advisors, LLC | 19,260 | $3.07M | 0.06% | +14,185+279.5% | Added |
| WealthTrust Axiom LLC | 33,200 | $3.05M | 1.04% | −150.0% | Reduced |
| Delaney Dennis R | 32,671 | $3.01M | 2.56% | +220+0.7% | Added |
| Kestra Advisory Services, LLC | 32,352 | $2.98M | 0.03% | −15,609−32.5% | Reduced |
| AMG National Trust Bank | 31,799 | $2.93M | 0.10% | −216−0.7% | Reduced |
| Everett Harris & Co | 31,319 | $2.88M | 0.05% | −950−2.9% | Reduced |
| Oppenheimer & Co Inc | 31,060 | $2.86M | 0.06% | −493−1.6% | Reduced |
| Private Asset Management Inc | 30,949 | $2.85M | 0.47% | +865+2.9% | Added |
| Cubic Asset Management, LLC | 30,758 | $2.83M | 0.79% | −850−2.7% | Reduced |
| Beacon Financial Group | 29,334 | $2.81M | 0.39% | −3,942−11.8% | Reduced |
| Summit Global Investments | 30,453 | $2.80M | 0.22% | +183+0.6% | Added |
| Crossmark Global Holdings, Inc. | 30,078 | $2.77M | 0.07% | +466+1.6% | Added |
| Moors & Cabot, Inc. | 30,047 | $2.76M | 0.19% | +265+0.9% | Added |
| FORA Capital, LLC | 30,040 | $2.76M | 0.28% | +13,564+82.3% | Added |
| Capital World Investors | 29,754 | $2.72M | 0.00% | +491+1.7% | Added |
| apricus wealth, LLC | 29,541 | $2.72M | 2.48% | +560+1.9% | Added |
| Naples Global Advisors, LLC | 29,399 | $2.70M | 0.34% | +55+0.2% | Added |
| Hantz Financial Services, Inc. | 29,346 | $2.70M | 0.07% | +112+0.4% | Added |
| Foyston, Gordon, & Payne Inc | 29,330 | $2.70M | 0.73% | −673−2.2% | Reduced |
| Arvest Trust Co N A | 29,239 | $2.69M | 0.17% | +6,234+27.1% | Added |
| Employees Retirement System of Texas | 28,874 | $2.66M | 0.04% | −21,083−42.2% | Reduced |
| Brinker Capital Investments, LLC | 28,840 | $2.65M | 0.03% | −501−1.7% | Reduced |
| Orion Portfolio Solutions, LLC | 28,840 | $2.65M | 0.03% | +28,840 | New |
| Signaturefd, LLC | 28,683 | $2.64M | 0.07% | +1,979+7.4% | Added |
| Northeast Investment Management | 28,520 | $2.62M | 0.16% | −64−0.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 28,204 | $2.59M | 0.01% | −23,097−45.0% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,140 | $2.59M | 2.20% | −2,010−6.7% | Reduced |
| Peapack Gladstone Financial Corp | 28,213 | $2.59M | 0.05% | −35,291−55.6% | Reduced |
| AE Wealth Management LLC | 28,046 | $2.58M | 0.02% | −9,013−24.3% | Reduced |
| Kidder Stephen W | 27,995 | $2.58M | 0.90% | −1,100−3.8% | Reduced |
| Broderick Brian C | 27,950 | $2.57M | 0.72% | −525−1.8% | Reduced |
| Hall Laurie J Trustee | 27,702 | $2.55M | 1.09% | +1,775+6.8% | Added |
| Boston Partners | 27,690 | $2.55M | 0.00% | −2,410−8.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 27,344 | $2.52M | 0.04% | +1,438+5.6% | Added |
| Telos Capital Management, Inc. | 27,336 | $2.51M | 0.35% | +187+0.7% | Added |
| Bokf, NA | 27,297 | $2.51M | 0.05% | −4,969−15.4% | Reduced |
| Naviter Wealth, LLC | 26,633 | $2.45M | 0.86% | +391+1.5% | Added |
| Page Arthur B | 26,566 | $2.44M | 2.29% | +170+0.6% | Added |
| WCG Wealth Advisors LLC | 26,527 | $2.44M | 0.31% | +1,877+7.6% | Added |
| Integrated Wealth Concepts LLC | 26,326 | $2.42M | 0.05% | −2,031−7.2% | Reduced |
| National Asset Management, Inc. | 26,191 | $2.41M | 0.06% | −387−1.5% | Reduced |
| Alliancebernstein L.P. | 25,879 | $2.38M | 0.00% | −869−3.2% | Reduced |
| Advisor Partners II, LLC | 25,724 | $2.37M | 0.13% | +2,202+9.4% | Added |
| Candriam Luxembourg S.C.A. | 27,767 | $2.35M | 0.02% | +27,767 | New |
| Whittier Trust Co of Nevada Inc | 25,300 | $2.33M | 0.09% | −3,193−11.2% | Reduced |
| Tealwood Asset Management Inc | 25,211 | $2.32M | 1.18% | −222−0.9% | Reduced |
| Connolly Sarah T. | 25,193 | $2.32M | 1.47% | +1,469+6.2% | Added |
| Cohen Lawrence B | 25,132 | $2.31M | 1.55% | +1,093+4.5% | Added |
| Atria Wealth Solutions, Inc. | 25,107 | $2.31M | 0.03% | −1,015−3.9% | Reduced |
| Fort Pitt Capital Group, LLC | 25,025 | $2.30M | 0.09% | +20.0% | Added |
| Nixon Peabody Trust Co | 25,024 | $2.30M | 1.61% | +3,517+16.4% | Added |
| Trexquant Investment LP | 24,411 | $2.25M | 0.06% | +24,411 | New |
| Forum Financial Management, LP | 23,841 | $2.19M | 0.06% | −1,094−4.4% | Reduced |
| Park Avenue Securities LLC | 23,625 | $2.17M | 0.04% | −219−0.9% | Reduced |
| Avantax Advisory Services, Inc. | 23,589 | $2.17M | 0.03% | +1,221+5.5% | Added |
| Mirador Capital Partners LP | 23,553 | $2.17M | 0.51% | −1,625−6.5% | Reduced |
| Atlantic Union Bankshares Corp | 23,515 | $2.16M | 0.23% | −1,317−5.3% | Reduced |