Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 21,048,657 | $1.60B | 1.21% | −1,504,112−6.7% | Reduced |
| Primecap Management Co | 17,453,150 | $1.33B | 1.28% | −150,930−0.9% | Reduced |
| Loomis Sayles & Co L P | 14,929,752 | $1.13B | 2.30% | −555,468−3.6% | Reduced |
| Bank of America Corp | 7,217,174 | $548.6M | 0.07% | −207,077−2.8% | Reduced |
| Franklin Resources Inc | 7,199,679 | $547.2M | 0.30% | −288,495−3.9% | Reduced |
| Dimensional Fund Advisors LP | 6,503,191 | $494.3M | 0.19% | +465,677+7.7% | Added |
| Morgan Stanley | 6,110,503 | $464.5M | 0.06% | −288,283−4.5% | Reduced |
| Wellington Management Group LLP | 5,087,602 | $386.7M | 0.08% | +482,080+10.5% | Added |
| Charles Schwab Investment Management Inc | 4,527,461 | $344.1M | 0.12% | +83,210+1.9% | Added |
| Cullen Capital Management LLC | 3,467,273 | $263.5M | 2.82% | +103,941+3.1% | Added |
| Janus Henderson Group PLC | 3,339,270 | $253.8M | 0.19% | +149,986+4.7% | Added |
| Renaissance Technologies LLC | 3,181,870 | $241.9M | 0.34% | −601,500−15.9% | Reduced |
| Goldman Sachs Group Inc | 2,685,463 | $204.1M | 0.06% | +50,131+1.9% | Added |
| Northern Trust Corp | 2,627,123 | $199.7M | 0.05% | −140,671−5.1% | Reduced |
| Principal Financial Group Inc | 2,458,231 | $186.8M | 0.15% | +189,855+8.4% | Added |
| UBS Group AG | 2,343,023 | $178.1M | 0.10% | −263,265−10.1% | Reduced |
| Two Sigma Advisers, LP | 2,335,800 | $177.5M | 0.51% | −237,400−9.2% | Reduced |
| Wells Fargo & Company | 2,317,185 | $176.1M | 0.06% | −311,335−11.8% | Reduced |
| State Street Corp | 1,927,277 | $146.5M | 0.01% | −42,628−2.2% | Reduced |
| Manning & Napier Group, LLC | 1,790,690 | $136.1M | 1.78% | −12,243−0.7% | Reduced |
| Boston Partners | 1,772,449 | $135.1M | 0.20% | −2,811,869−61.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 1,628,727 | $123.8M | 0.18% | +59,534+3.8% | Added |
| FMR LLC | 1,435,751 | $109.1M | 0.01% | +23,034+1.6% | Added |
| Scharf Investments, LLC | 1,415,620 | $107.6M | 4.06% | +93,014+7.0% | Added |
| BlackRock Inc. | 1,391,569 | $105.8M | 0.00% | −153,713−9.9% | Reduced |
| Natixis Advisors, L.P. | 1,381,746 | $105.0M | 0.44% | −41,834−2.9% | Reduced |
| Envestnet Asset Management Inc | 1,362,594 | $103.6M | 0.06% | +105,955+8.4% | Added |
| Two Sigma Investments, LP | 1,197,995 | $91.1M | 0.32% | −409,537−25.5% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 1,167,465 | $88.7M | 0.38% | +113,674+10.8% | Added |
| Voloridge Investment Management, LLC | 1,151,706 | $87.5M | 0.47% | +263,003+29.6% | Added |
| Sanders Capital, LLC | 1,131,680 | $86.0M | 0.24% | −1,740−0.2% | Reduced |
| Fisher Asset Management, LLC | 1,093,381 | $83.1M | 0.06% | −10,152,699−90.3% | Reduced |
| Capital Research Global Investors | 984,408 | $74.8M | 0.02% | −3430.0% | Reduced |
| Truist Financial Corp | 966,195 | $73.4M | 0.14% | −8,089−0.8% | Reduced |
| First Trust Advisors LP | 881,874 | $67.0M | 0.09% | +160,685+22.3% | Added |
| Marshall Wace, LLP | 872,741 | $66.3M | 0.17% | −44,958−4.9% | Reduced |
| Earnest Partners LLC | 871,718 | $66.3M | 0.45% | +4,784+0.6% | Added |
| Macquarie Group Ltd | 800,634 | $60.9M | 0.07% | −17,012−2.1% | Reduced |
| Raymond James & Associates | 784,118 | $59.6M | 0.06% | +21,322+2.8% | Added |
| Mondrian Investment Partners LTD | 749,627 | $57.0M | 1.40% | −48,071−6.0% | Reduced |
| Neuberger Berman Group LLC | 730,709 | $55.6M | 0.06% | −88,091−10.8% | Reduced |
| Bristol John W & Co Inc | 679,666 | $51.7M | 1.29% | −10,228−1.5% | Reduced |
| Bank of New York Mellon Corp | 666,443 | $50.7M | 0.01% | −98,241−12.8% | Reduced |
| Point72 Asset Management, L.P. | 649,700 | $49.4M | 0.21% | +348,500+115.7% | Added |
| Ameriprise Financial Inc | 644,687 | $49.0M | 0.02% | −66,093−9.3% | Reduced |
| Royal Bank of Canada | 636,167 | $48.4M | 0.02% | −313,859−33.0% | Reduced |
| SEI Investments Co | 600,234 | $45.6M | 0.10% | −44,644−6.9% | Reduced |
| Aristotle Capital Management, LLC | 585,867 | $44.5M | 0.10% | −9,205−1.5% | Reduced |
| JPMorgan Chase & Co | 546,745 | $41.6M | 0.01% | −116,250−17.5% | Reduced |
| D.A. Davidson & Co. | 483,865 | $36.8M | 0.48% | +10,043+2.1% | Added |
| Morningstar Investment Services LLC | 419,745 | $33.4M | 0.47% | −7,164−1.7% | Reduced |
| Managed Asset Portfolios, LLC | 421,827 | $32.1M | 5.69% | −435−0.1% | Reduced |
| CIBC Private Wealth Group, LLC | 420,938 | $32.0M | 0.09% | −1,895−0.4% | Reduced |
| GW Henssler & Associates Ltd | 410,831 | $31.2M | 2.34% | +28,523+7.5% | Added |
| TCTC Holdings, LLC | 397,433 | $30.2M | 1.31% | −2,634−0.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 388,639 | $29.5M | 0.07% | +7,394+1.9% | Added |
| Fayez Sarofim & Co | 377,845 | $28.7M | 0.11% | −26,486−6.6% | Reduced |
| Invesco Ltd. | 364,837 | $27.7M | 0.01% | +33,179+10.0% | Added |
| The PNC Financial Services Group, Inc. | 354,736 | $27.0M | 0.03% | +2,193+0.6% | Added |
| Brown Advisory Inc | 347,948 | $26.4M | 0.05% | −4,011−1.1% | Reduced |
| Van Eck Associates Corp | 340,215 | $25.9M | 0.08% | −2,989−0.9% | Reduced |
| Cambiar Investors LLC | 330,248 | $25.1M | 1.26% | +330,248 | New |
| Saturna Capital CORP | 326,215 | $24.8M | 0.60% | +257+0.1% | Added |
| Martin Investment Management, LLC | 322,267 | $24.5M | 8.57% | +995+0.3% | Added |
| LPL Financial LLC | 310,714 | $23.6M | 0.02% | −14,106−4.3% | Reduced |
| Oppenheimer Asset Management Inc. | 309,675 | $23.5M | 0.42% | −44,010−12.4% | Reduced |
| Creative Planning | 301,150 | $22.9M | 0.04% | −11,654−3.7% | Reduced |
| Douglas Lane & Associates, LLC | 300,806 | $22.9M | 0.42% | −24,900−7.6% | Reduced |
| Janney Montgomery Scott LLC | 299,636 | $22.8M | 0.10% | +4,840+1.6% | Added |
| Jane Street Group, LLC | 296,121 | $22.5M | 0.04% | −62,373−17.4% | Reduced |
| Eaton Vance Management | 293,532 | $22.3M | 0.03% | −2,508−0.8% | Reduced |
| Cambridge Trust Co | 288,818 | $22.0M | 1.04% | −2,404−0.8% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 287,068 | $21.8M | 1.77% | +4,700+1.7% | Added |
| Stifel Financial Corp | 284,771 | $21.6M | 0.04% | −77,145−21.3% | Reduced |
| Boston Common Asset Management, LLC | 273,988 | $20.8M | 1.09% | −5,408−1.9% | Reduced |
| Causeway Capital Management LLC | 270,830 | $20.6M | 0.58% | −41,511−13.3% | Reduced |
| Financial Counselors Inc | 268,362 | $20.4M | 0.50% | −1,407−0.5% | Reduced |
| HighTower Advisors, LLC | 244,239 | $18.6M | 0.05% | +614+0.3% | Added |
| Gofen & Glossberg LLC | 231,989 | $17.6M | 0.50% | −2,457−1.0% | Reduced |
| American Century Companies Inc | 231,892 | $17.6M | 0.02% | −24,945−9.7% | Reduced |
| Bank of Montreal | 224,591 | $17.3M | 0.01% | +66,313+41.9% | Added |
| Rockefeller Capital Management L.P. | 213,828 | $16.3M | 0.08% | −525−0.2% | Reduced |
| Commonwealth Equity Services, LLC | 210,120 | $16.0M | 0.04% | −6,698−3.1% | Reduced |
| M&T Bank Corp | 207,027 | $15.7M | 0.07% | +4,413+2.2% | Added |
| First Manhattan Co | 201,100 | $15.3M | 0.06% | −2,034−1.0% | Reduced |
| Brandes Investment Partners, LP | 198,515 | $15.1M | 0.39% | −16,535−7.7% | Reduced |
| John G Ullman & Associates Inc | 197,894 | $15.0M | 2.63% | +9,180+4.9% | Added |
| Brookfield Asset Management Inc. | 195,744 | $14.9M | 0.05% | +90,571+86.1% | Added |
| DDD Partners, LLC | 193,934 | $14.7M | 2.67% | +35,985+22.8% | Added |
| Mariner, LLC | 192,376 | $14.6M | 0.06% | +31,377+19.5% | Added |
| US Bancorp | 191,342 | $14.5M | 0.03% | −66,954−25.9% | Reduced |
| Hemenway Trust Co LLC | 188,742 | $14.3M | 1.69% | −468−0.2% | Reduced |
| First Republic Investment Management, Inc. | 186,852 | $14.2M | 0.04% | −1,390−0.7% | Reduced |
| Oak Associates, Ltd | 185,082 | $14.1M | 1.19% | −22,092−10.7% | Reduced |
| Assetmark, Inc | 184,892 | $14.1M | 0.07% | +13,214+7.7% | Added |
| Optiver Holding B.V. | 183,543 | $14.0M | 0.01% | +34,811+23.4% | Added |
| Pacer Advisors, Inc. | 182,540 | $13.9M | 0.10% | +44,305+32.1% | Added |
| CORDA Investment Management, LLC. | 182,496 | $13.9M | 1.24% | −2,053−1.1% | Reduced |
| Tocqueville Asset Management L.P. | 181,379 | $13.8M | 0.28% | −3,281−1.8% | Reduced |
| Bartlett & Co. Wealth Management LLC | 181,265 | $13.8M | 0.30% | −2,848−1.5% | Reduced |