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Livermore
Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2022

Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,088
−33 vs. Q2 2022
Shares held
179.7M
−19.6M (−9.8%) vs. Q2 2022
Total value
$13.7B
−$3.18B (−18.9%) vs. Q2 2022
New holders
63
322 more added
Sold out
96
458 more reduced

21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 1,088 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ3 2022: $13.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.

Institutions holding NVS in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd6$00.00%00.0%Unchanged
BOK Financial Private Wealth, Inc.1$00.00%00.0%Unchanged
Highline Wealth Partners LLC6$4560.00%+6New
Credential Qtrade Securities Inc.13$9880.00%+13New
Financial Management Professionals, Inc.16$1.00K0.00%−304−95.0%Reduced
Westside Investment Management, Inc.26$1.00K0.00%−26−50.0%Reduced
Disciplined Investments, LLC10$1.00K0.00%00.0%Unchanged
Corsicana & Co.16$1.00K0.00%00.0%Unchanged
University of Texas/Texas Am Investment Managment Co14$1.00K0.00%+14New
Sound Income Strategies, LLC10$1.00K0.00%+10New
Versant Capital Management, Inc15$1.00K0.00%+15New
Archer Investment Corp24$1.82K0.00%00.0%Unchanged
Nisa Investment Advisors, LLC22$2.00K0.00%00.0%Unchanged
NewSquare Capital LLC25$2.00K0.00%00.0%Unchanged
Credit Suisse AG37$3.00K0.00%−1,417−97.5%Reduced
Financial Enhancement Group LLC45$3.00K0.00%00.0%Unchanged
Coston, McIsaac & Partners50$3.00K0.00%00.0%Unchanged
West Bancorporation Inc34$3.00K0.00%00.0%Unchanged
Cribstone Capital Management, LLC38$3.00K0.00%00.0%Unchanged
De Burlo Group Inc47$3.57K0.00%+47New
GPS Wealth Strategies Group, LLC48$4.00K0.00%00.0%Unchanged
Mach-1 Financial Group, Inc.56$4.00K0.00%00.0%Unchanged
Castle Wealth Management LLC47$4.00K0.00%00.0%Unchanged
Legend Financial Advisors, Inc.61$4.64K0.00%+61New
PYA Waltman Capital, LLC60$5.00K0.00%−17−22.1%Reduced
Central Bank & Trust Co70$5.00K0.00%00.0%Unchanged
Mascoma Wealth Management LLC67$5.00K0.00%00.0%Unchanged
HighMark Wealth Management LLC71$5.00K0.00%−4−5.3%Reduced
Bell Investment Advisors, Inc63$5.00K0.00%+7+12.5%Added
DT Investment Partners, LLC66$5.00K0.00%+66New
Laffer Tengler Investments71$5.40K0.00%+71New
Tucker Asset Management LLC73$5.92K0.00%+42+135.5%Added
Wolff Wiese Magana LLC78$6.00K0.00%−125−61.6%Reduced
Manchester Capital Management LLC79$6.00K0.00%00.0%Unchanged
Solstein Capital, LLC84$6.00K0.01%00.0%Unchanged
Axiom Investment Management LLC80$6.00K0.01%+80New
Leelyn Smith, LLC73$6.00K0.00%+73New
Albion Financial Group91$7.00K0.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.91$7.00K0.00%00.0%Unchanged
Raleigh Capital Management Inc.91$7.00K0.00%+41+82.0%Added
West Paces Advisors Inc.100$7.60K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.100$8.00K0.00%−200−66.7%Reduced
Advanced Research Investment Solutions, LLC109$8.00K0.00%00.0%Unchanged
Polaris Capital Management, LLC100$8.00K0.00%00.0%Unchanged
First Command Bank100$8.00K0.00%00.0%Unchanged
First Command Financial Services, Inc.100$8.00K0.00%00.0%Unchanged
Princeton Global Asset Management LLC100$8.00K0.00%00.0%Unchanged
PFG Private Wealth Management, LLC100$8.00K0.01%00.0%Unchanged
TSFG, LLC101$8.00K0.00%+1+1.0%Added
Cowen Prime Advisors LLC100$8.00K0.00%00.0%Unchanged
Worth Asset Management, LLC100$8.00K0.01%00.0%Unchanged
PrairieView Partners, LLC102$8.00K0.00%+102New
First Community Trust NA113$9.00K0.01%−99−46.7%Reduced
Horan Securities, Inc.125$10.0K0.01%−54−30.2%Reduced
Schubert & Co137$10.0K0.01%00.0%Unchanged
Quent Capital, LLC131$10.0K0.00%+50+61.7%Added
Raffa Wealth Management, LLC137$10.4K0.00%−44−24.3%Reduced
MCF Advisors LLC145$11.0K0.00%−1,463−91.0%Reduced
TD Ameritrade Investment Management, LLC148$11.0K0.00%−68−31.5%Reduced
Sawyer & Company, Inc145$11.0K0.01%−25−14.7%Reduced
Highlander Capital Management, LLC150$11.0K0.01%00.0%Unchanged
American National Bank139$11.0K0.00%00.0%Unchanged
O'Dell Group, LLC150$11.0K0.00%+100+200.0%Added
Belmont Capital, LLC141$11.0K0.01%+141New
Beacon Capital Management, LLC142$12.0K0.00%−60−29.7%Reduced
Center for Financial Planning, Inc.160$12.0K0.00%+60+60.0%Added
Core Alternative Capital155$12.0K0.00%+155New
Laurel Wealth Advisors LLC172$13.0K0.00%00.0%Unchanged
Stonebridge Capital Advisors LLC173$13.0K0.00%+120+226.4%Added
Castleview Partners, LLC177$13.0K0.01%+37+26.4%Added
Morgan Dempsey Capital Management LLC172$13.0K0.00%+172New
Householder Group Estate & Retirement Specialist, LLC173$13.0K0.01%+173New
Oliver Lagore Vanvalin Investment Group180$14.0K0.01%00.0%Unchanged
United Community Bank195$14.8K0.02%00.0%Unchanged
Asset Dedication, LLC196$15.0K0.00%00.0%Unchanged
Blume Capital Management, Inc.200$15.0K0.01%00.0%Unchanged
Trust Co200$15.0K0.00%00.0%Unchanged
Close Asset Management Ltd200$15.0K0.00%00.0%Unchanged
West Branch Capital LLC200$15.0K0.01%00.0%Unchanged
Coastal Capital Group, Inc.200$15.0K0.00%00.0%Unchanged
Mine & Arao Wealth Creation & Management, LLC.200$15.0K0.01%00.0%Unchanged
Transamerica Financial Advisors, Inc.188$15.0K0.00%00.0%Unchanged
Annapolis Financial Services, LLC200$15.0K0.01%+200New
Private Ocean, LLC217$16.0K0.00%−3−1.4%Reduced
TFC Financial Management209$16.0K0.01%00.0%Unchanged
RWM Asset Management, LLC217$16.0K0.00%00.0%Unchanged
Maryland Capital Advisors Inc.216$16.0K0.02%00.0%Unchanged
McClarren Financial Advisors, Inc.222$16.0K0.02%+222New
WR Wealth Planners, LLC219$16.6K0.01%00.0%Unchanged
PSI Advisors, LLC223$17.0K0.01%−260−53.8%Reduced
Pin Oak Investment Advisors Inc230$17.0K0.02%00.0%Unchanged
WFA Asset Management Corp233$17.7K0.01%00.0%Unchanged
Credit Agricole S A243$18.0K0.00%00.0%Unchanged
Antonetti Capital Management LLC250$19.0K0.02%00.0%Unchanged
Pacific Center for Financial Services248$19.0K0.01%00.0%Unchanged
Hallmark Capital Management Inc260$20.0K0.00%00.0%Unchanged
Northwest Investment Counselors, LLC262$20.0K0.01%00.0%Unchanged
Baystate Wealth Management LLC260$20.0K0.00%00.0%Unchanged
Bank of New Hampshire270$21.0K0.01%+115+74.2%Added
Meeder Asset Management Inc292$22.0K0.00%−39−11.8%Reduced