Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 20,751,372 | $1.88B | 1.29% | −297,285−1.4% | Reduced |
| Primecap Management Co | 17,194,880 | $1.56B | 1.43% | −258,270−1.5% | Reduced |
| Loomis Sayles & Co L P | 10,945,998 | $993.0M | 1.99% | −3,983,754−26.7% | Reduced |
| Franklin Resources Inc | 6,702,293 | $608.0M | 0.32% | −497,386−6.9% | Reduced |
| Morgan Stanley | 6,488,196 | $588.6M | 0.07% | +377,693+6.2% | Added |
| Bank of America Corp | 6,369,378 | $577.8M | 0.07% | −847,796−11.7% | Reduced |
| Dimensional Fund Advisors LP | 5,993,485 | $543.7M | 0.19% | −509,706−7.8% | Reduced |
| Wellington Management Group LLP | 4,854,407 | $440.4M | 0.09% | −233,195−4.6% | Reduced |
| Charles Schwab Investment Management Inc | 4,568,714 | $389.4M | 0.13% | +41,253+0.9% | Added |
| Arrowstreet Capital, Limited Partnership | 4,127,082 | $374.4M | 0.52% | +2,498,355+153.4% | Added |
| Janus Henderson Group PLC | 3,933,293 | $356.8M | 0.25% | +594,023+17.8% | Added |
| Renaissance Technologies LLC | 3,420,970 | $310.4M | 0.42% | +239,100+7.5% | Added |
| Cullen Capital Management LLC | 2,787,713 | $252.9M | 3.25% | −679,560−19.6% | Reduced |
| Northern Trust Corp | 2,533,740 | $229.9M | 0.05% | −93,383−3.6% | Reduced |
| Principal Financial Group Inc | 2,466,037 | $223.7M | 0.17% | +7,806+0.3% | Added |
| Wells Fargo & Company | 2,147,916 | $194.9M | 0.06% | −169,269−7.3% | Reduced |
| UBS Group AG | 2,084,493 | $189.1M | 0.09% | −258,530−11.0% | Reduced |
| State Street Corp | 1,888,357 | $171.3M | 0.01% | −38,920−2.0% | Reduced |
| Goldman Sachs Group Inc | 1,876,503 | $170.2M | 0.05% | −808,960−30.1% | Reduced |
| Manning & Napier Group, LLC | 1,758,099 | $159.5M | 1.96% | −32,591−1.8% | Reduced |
| Two Sigma Advisers, LP | 1,606,500 | $145.7M | 0.41% | −729,300−31.2% | Reduced |
| Scharf Investments, LLC | 1,575,293 | $142.9M | 4.67% | +159,673+11.3% | Added |
| BlackRock Inc. | 1,532,138 | $139.0M | 0.00% | +140,569+10.1% | Added |
| Envestnet Asset Management Inc | 1,376,081 | $124.8M | 0.06% | +13,487+1.0% | Added |
| FMR LLC | 1,282,757 | $116.4M | 0.01% | −152,994−10.7% | Reduced |
| Natixis Advisors, L.P. | 1,251,603 | $113.5M | 0.43% | −130,143−9.4% | Reduced |
| Sanders Capital, LLC | 1,129,860 | $102.5M | 0.27% | −1,820−0.2% | Reduced |
| Capital Research Global Investors | 984,408 | $89.3M | 0.03% | 00.0% | Unchanged |
| Chevy Chase Trust Holdings, Inc. | 960,068 | $87.1M | 0.37% | −207,397−17.8% | Reduced |
| Truist Financial Corp | 955,779 | $86.7M | 0.15% | −10,416−1.1% | Reduced |
| Fisher Asset Management, LLC | 880,317 | $79.9M | 0.05% | −213,064−19.5% | Reduced |
| Earnest Partners LLC | 857,077 | $77.8M | 0.48% | −14,641−1.7% | Reduced |
| Marshall Wace, LLP | 814,287 | $73.9M | 0.19% | −58,454−6.7% | Reduced |
| First Trust Advisors LP | 793,380 | $72.0M | 0.09% | −88,494−10.0% | Reduced |
| Voloridge Investment Management, LLC | 745,744 | $67.7M | 0.38% | −405,962−35.2% | Reduced |
| Point72 Asset Management, L.P. | 705,800 | $64.0M | 0.24% | +56,100+8.6% | Added |
| Raymond James & Associates | 699,150 | $63.4M | 0.06% | −84,968−10.8% | Reduced |
| Mondrian Investment Partners LTD | 691,627 | $62.7M | 1.39% | −58,000−7.7% | Reduced |
| Bank of New York Mellon Corp | 690,215 | $62.6M | 0.01% | +23,772+3.6% | Added |
| Macquarie Group Ltd | 686,166 | $62.2M | 0.07% | −114,468−14.3% | Reduced |
| Bristol John W & Co Inc | 683,203 | $62.0M | 1.47% | +3,537+0.5% | Added |
| Two Sigma Investments, LP | 651,942 | $59.1M | 0.19% | −546,053−45.6% | Reduced |
| SEI Investments Co | 629,758 | $57.1M | 0.13% | +29,524+4.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 619,932 | $56.2M | 0.32% | +556,154+872.0% | Added |
| Royal Bank of Canada | 619,114 | $56.2M | 0.02% | −17,053−2.7% | Reduced |
| MUFG Securities EMEA plc | 600,000 | $55.1M | 1.00% | +600,000 | New |
| Ameriprise Financial Inc | 568,297 | $51.6M | 0.02% | −76,390−11.8% | Reduced |
| Aristotle Capital Management, LLC | 563,373 | $51.1M | 0.11% | −22,494−3.8% | Reduced |
| Harvest Portfolios Group Inc. | 517,129 | $46.9M | 2.70% | +517,129 | New |
| D.A. Davidson & Co. | 487,684 | $44.2M | 0.52% | +3,819+0.8% | Added |
| Jane Street Group, LLC | 466,587 | $42.3M | 0.08% | +170,466+57.6% | Added |
| JPMorgan Chase & Co | 435,731 | $39.5M | 0.01% | −111,014−20.3% | Reduced |
| GW Henssler & Associates Ltd | 418,688 | $38.0M | 2.67% | +7,857+1.9% | Added |
| Managed Asset Portfolios, LLC | 417,230 | $37.9M | 5.92% | −4,597−1.1% | Reduced |
| Morningstar Investment Services LLC | 405,395 | $37.2M | 0.51% | −14,350−3.4% | Reduced |
| TCTC Holdings, LLC | 399,583 | $36.3M | 1.48% | +2,150+0.5% | Added |
| Optiver Holding B.V. | 391,487 | $35.5M | 2.15% | +207,944+113.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 356,113 | $32.3M | 0.06% | −32,526−8.4% | Reduced |
| Fayez Sarofim & Co | 346,530 | $31.4M | 0.12% | −31,315−8.3% | Reduced |
| Neuberger Berman Group LLC | 335,450 | $30.5M | 0.03% | −395,259−54.1% | Reduced |
| Invesco Ltd. | 334,824 | $30.4M | 0.01% | −30,013−8.2% | Reduced |
| Brown Advisory Inc | 328,718 | $29.8M | 0.06% | −19,230−5.5% | Reduced |
| The PNC Financial Services Group, Inc. | 323,031 | $29.3M | 0.03% | −31,705−8.9% | Reduced |
| LPL Financial LLC | 321,373 | $29.2M | 0.02% | +10,659+3.4% | Added |
| Van Eck Associates Corp | 317,655 | $28.8M | 0.07% | −22,560−6.6% | Reduced |
| Martin Investment Management, LLC | 312,980 | $28.4M | 8.91% | −9,287−2.9% | Reduced |
| Cambridge Trust Co | 312,864 | $28.4M | 1.27% | +24,046+8.3% | Added |
| Saturna Capital CORP | 310,696 | $28.2M | 0.61% | −15,519−4.8% | Reduced |
| Janney Montgomery Scott LLC | 305,309 | $27.7M | 0.11% | +5,673+1.9% | Added |
| Cambiar Investors LLC | 304,207 | $27.6M | 1.26% | −26,041−7.9% | Reduced |
| Oppenheimer Asset Management Inc. | 302,951 | $27.5M | 0.44% | −6,724−2.2% | Reduced |
| American Century Companies Inc | 299,719 | $27.2M | 0.02% | +67,827+29.2% | Added |
| Woodley Farra Manion Portfolio Management Inc | 290,188 | $26.3M | 1.91% | +3,120+1.1% | Added |
| Creative Planning | 289,136 | $26.2M | 0.04% | −12,014−4.0% | Reduced |
| CIBC Private Wealth Group, LLC | 411,676 | $25.3M | 0.08% | −9,262−2.2% | Reduced |
| Financial Counselors Inc | 267,323 | $24.3M | 0.54% | −1,039−0.4% | Reduced |
| Stifel Financial Corp | 259,632 | $23.6M | 0.04% | −25,139−8.8% | Reduced |
| CI Private Wealth, LLC | 256,886 | $23.3M | 0.08% | +256,886 | New |
| Boston Common Asset Management, LLC | 255,039 | $23.1M | 1.11% | −18,949−6.9% | Reduced |
| HighTower Advisors, LLC | 246,439 | $22.4M | 0.05% | +2,200+0.9% | Added |
| Pacer Advisors, Inc. | 232,836 | $21.1M | 0.11% | +50,296+27.6% | Added |
| US Bancorp | 231,879 | $21.0M | 0.04% | +40,537+21.2% | Added |
| Gofen & Glossberg LLC | 227,555 | $20.6M | 0.53% | −4,434−1.9% | Reduced |
| Causeway Capital Management LLC | 222,832 | $20.2M | 0.59% | −47,998−17.7% | Reduced |
| Douglas Lane & Associates, LLC | 220,356 | $20.0M | 0.33% | −80,450−26.7% | Reduced |
| Commonwealth Equity Services, LLC | 219,622 | $19.9M | 0.05% | +9,502+4.5% | Added |
| Rockefeller Capital Management L.P. | 213,585 | $19.4M | 0.10% | −243−0.1% | Reduced |
| M&T Bank Corp | 207,033 | $18.8M | 0.08% | +60.0% | Added |
| First Manhattan Co | 202,022 | $18.3M | 0.07% | +922+0.5% | Added |
| DDD Partners, LLC | 197,981 | $18.0M | 2.87% | +4,047+2.1% | Added |
| John G Ullman & Associates Inc | 194,211 | $17.6M | 2.81% | −3,683−1.9% | Reduced |
| Mariner, LLC | 193,924 | $17.6M | 0.06% | +1,548+0.8% | Added |
| Assetmark, Inc | 187,391 | $17.0M | 0.07% | +2,499+1.4% | Added |
| Hemenway Trust Co LLC | 184,917 | $16.8M | 1.87% | −3,825−2.0% | Reduced |
| Tocqueville Asset Management L.P. | 181,321 | $16.4M | 0.31% | −580.0% | Reduced |
| Bartlett & Co. LLC | 177,871 | $16.1M | 0.32% | −3,394−1.9% | Reduced |
| Bartlett & Co. Wealth Management LLC | 177,871 | $16.1M | 0.32% | −3,394−1.9% | Reduced |
| Citigroup Inc | 176,546 | $16.0M | 0.02% | +8,415+5.0% | Added |
| Oak Associates, Ltd | 175,742 | $15.9M | 1.34% | −9,340−5.0% | Reduced |
| Exencial Wealth Advisors, LLC | 175,551 | $15.9M | 0.87% | −2,687−1.5% | Reduced |