Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CORDA Investment Management, LLC. | 166,969 | $15.1M | 1.23% | −15,527−8.5% | Reduced |
| First Republic Investment Management, Inc. | 166,441 | $15.1M | 0.03% | −20,411−10.9% | Reduced |
| Qube Research & Technologies Ltd | 165,124 | $15.0M | 0.09% | +49,736+43.1% | Added |
| Bank of Montreal | 159,440 | $14.6M | 0.01% | −65,151−29.0% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 158,397 | $14.4M | 3.15% | −2,382−1.5% | Reduced |
| Segall Bryant & Hamill, LLC | 158,119 | $14.3M | 0.16% | −19,334−10.9% | Reduced |
| Nichols & Pratt Advisers LLP | 157,768 | $14.3M | 1.15% | −9,708−5.8% | Reduced |
| Grandfield & Dodd, LLC | 152,063 | $13.8M | 1.01% | +12,860+9.2% | Added |
| National Bank of Canada | 145,221 | $13.2M | 0.04% | +1,022+0.7% | Added |
| Somerville Kurt F | 143,605 | $13.0M | 2.53% | −10,295−6.7% | Reduced |
| Gamble Jones Investment Counsel | 143,327 | $13.0M | 0.98% | −2,062−1.4% | Reduced |
| Grimes & Company, Inc. | 142,691 | $12.9M | 0.55% | +450.0% | Added |
| Edgemoor Investment Advisors, Inc. | 141,146 | $12.8M | 1.60% | −355−0.3% | Reduced |
| Richard C. Young & CO., LTD. | 140,766 | $12.8M | 1.70% | −392−0.3% | Reduced |
| Reynders McVeigh Capital Management, LLC | 140,755 | $12.8M | 0.94% | +1,147+0.8% | Added |
| Banco Santander, S.A. | 140,179 | $12.7M | 0.19% | −30,900−18.1% | Reduced |
| Guyasuta Investment Advisors Inc | 137,194 | $12.4M | 0.98% | −114−0.1% | Reduced |
| Federated Hermes, Inc. | 136,519 | $12.4M | 0.03% | −23,358−14.6% | Reduced |
| Tekla Capital Management LLC | 136,225 | $12.4M | 0.47% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 135,789 | $12.3M | 0.02% | −3,430−2.5% | Reduced |
| Wilkins Investment Counsel Inc | 134,960 | $12.2M | 3.22% | +1,175+0.9% | Added |
| CIBC World Markets Inc. | 131,578 | $11.9M | 0.05% | +540.0% | Added |
| O'Shaughnessy Asset Management, LLC | 129,928 | $11.8M | 0.19% | +65,943+103.1% | Added |
| United Capital Financial Advisers, LLC | 127,382 | $11.6M | 0.06% | −884−0.7% | Reduced |
| Euro Pacific Asset Management, LLC | 123,871 | $11.3M | 2.59% | +329+0.3% | Added |
| Greenwood Gearhart Inc | 115,395 | $10.5M | 1.48% | +3,211+2.9% | Added |
| Foster Victor Wealth Advisors, LLC | 113,199 | $10.4M | 1.33% | +7,386+7.0% | Added |
| ProVise Management Group, LLC | 113,042 | $10.3M | 1.04% | +7,756+7.4% | Added |
| NewEdge Wealth, LLC | 112,682 | $10.2M | 0.44% | +6,682+6.3% | Added |
| Simplex Trading, LLC | 111,100 | $10.1M | 0.48% | +50,141+82.3% | Added |
| Captrust Financial Advisors | 110,062 | $9.98M | 0.05% | −744−0.7% | Reduced |
| Trust Co of Virginia | 109,300 | $9.92M | 1.13% | +387+0.4% | Added |
| Tower Bridge Advisors | 108,120 | $9.81M | 0.81% | −2,530−2.3% | Reduced |
| Bahl & Gaynor Inc | 107,501 | $9.75M | 0.06% | +698+0.7% | Added |
| Ingalls & Snyder LLC | 105,606 | $9.58M | 0.52% | −1,880−1.7% | Reduced |
| Russell Investments Group, Ltd. | 104,750 | $9.50M | 0.02% | +79,517+315.1% | Added |
| Ethic Inc. | 103,794 | $9.42M | 0.51% | +33,521+47.7% | Added |
| Clifford Swan Investment Counsel LLC | 101,871 | $9.24M | 0.40% | −1,767−1.7% | Reduced |
| Tweedy, Browne Co LLC | 98,906 | $8.97M | 0.48% | −1,803−1.8% | Reduced |
| Fort Washington Investment Advisors Inc | 97,578 | $8.85M | 0.07% | −522−0.5% | Reduced |
| CWM, LLC | 97,485 | $8.84M | 0.07% | −3,976−3.9% | Reduced |
| Mercer Global Advisors Inc | 96,276 | $8.73M | 0.04% | −527−0.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 94,634 | $8.59M | 0.40% | −19,163−16.8% | Reduced |
| Manufacturers Life Insurance Company, The | 94,467 | $8.57M | 0.01% | −52,580−35.8% | Reduced |
| Price T Rowe Associates Inc | 93,829 | $8.51M | 0.00% | −774−0.8% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.49M | 0.98% | 00.0% | Unchanged |
| Blair William & Co | 90,720 | $8.23M | 0.04% | −8,130−8.2% | Reduced |
| Zevin Asset Management LLC | 89,888 | $8.15M | 1.77% | +937+1.1% | Added |
| Gabelli Funds LLC | 89,500 | $8.12M | 0.06% | 00.0% | Unchanged |
| WS Portfolio Advisory, LLC | 88,000 | $7.98M | 2.27% | +88,000 | New |
| Old Mission Capital LLC | 87,518 | $7.94M | 0.35% | +13,320+18.0% | Added |
| Comerica Bank | 84,338 | $7.79M | 0.06% | −896−1.1% | Reduced |
| Jarislowsky, Fraser Ltd | 85,334 | $7.74M | 0.05% | −8,906−9.5% | Reduced |
| Investment House LLC | 84,757 | $7.69M | 0.72% | −3,510−4.0% | Reduced |
| Matthew Goff Investment Advisor, LLC | 82,504 | $7.48M | 1.95% | +616+0.8% | Added |
| Mengis Capital Management, Inc. | 82,258 | $7.46M | 1.63% | −470−0.6% | Reduced |
| Cohen Capital Management, Inc. | 80,516 | $7.30M | 1.49% | 00.0% | Unchanged |
| Franklin, Parlapiano, Turner & Welch, LLC | 80,241 | $7.28M | 2.39% | +473+0.6% | Added |
| New York State Common Retirement Fund | 80,216 | $7.28M | 0.01% | +889+1.1% | Added |
| Welch & Forbes LLC | 79,791 | $7.24M | 0.13% | −8,316−9.4% | Reduced |
| MML Investors Services, LLC | 78,375 | $7.11M | 0.05% | +1,827+2.4% | Added |
| Puzo Michael J | 77,799 | $7.06M | 2.55% | +75+0.1% | Added |
| Cerity Partners LLC | 68,237 | $6.98M | 0.05% | +28,376+71.2% | Added |
| Live Oak Private Wealth LLC | 75,480 | $6.85M | 1.42% | +901+1.2% | Added |
| HSBC Holdings PLC | 73,350 | $6.63M | 0.01% | +73,350 | New |
| Baird Financial Group, Inc. | 72,940 | $6.62M | 0.02% | −16,278−18.2% | Reduced |
| TCW Group Inc | 72,181 | $6.55M | 0.09% | +220.0% | Added |
| Moreno Evelyn V | 71,597 | $6.50M | 1.50% | +33,043+85.7% | Added |
| Brown Brothers Harriman & Co | 71,015 | $6.44M | 0.06% | −2,578−3.5% | Reduced |
| Susquehanna International Group, LLP | 68,356 | $6.20M | 0.01% | −44,137−39.2% | Reduced |
| Camden National Bank | 68,182 | $6.19M | 1.29% | −261−0.4% | Reduced |
| Timber Creek Capital Management LLC | 68,164 | $6.18M | 2.34% | −546−0.8% | Reduced |
| Ritholtz Wealth Management | 67,445 | $6.12M | 0.34% | +47,603+239.9% | Added |
| Fifth Third Bancorp | 67,394 | $6.11M | 0.03% | +133+0.2% | Added |
| Altrius Capital Management Inc | 67,284 | $6.10M | 1.92% | +2,147+3.3% | Added |
| Rathbone Brothers plc | 66,385 | $6.02M | 0.07% | −15,276−18.7% | Reduced |
| Pinnacle Associates Ltd | 64,600 | $5.86M | 0.13% | +540+0.8% | Added |
| Atria Investments LLC | 63,673 | $5.78M | 0.12% | −3,039−4.6% | Reduced |
| Peapack Gladstone Financial Corp | 63,504 | $5.76M | 0.11% | −1,935−3.0% | Reduced |
| Dearborn Partners LLC | 63,093 | $5.72M | 0.23% | −429−0.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 62,573 | $5.68M | 0.01% | −2,597−4.0% | Reduced |
| Trust Co of Vermont | 62,393 | $5.66M | 0.41% | −3,507−5.3% | Reduced |
| Cetera Advisor Networks LLC | 61,989 | $5.62M | 0.05% | +25,192+68.5% | Added |
| Osterweis Capital Management Inc | 60,823 | $5.52M | 0.40% | +902+1.5% | Added |
| FDx Advisors, Inc. | 57,787 | $5.24M | 0.23% | −936−1.6% | Reduced |
| Fiduciary Trust Co | 57,066 | $5.18M | 0.10% | −1,319−2.3% | Reduced |
| Garland Capital Management Inc | 56,920 | $5.16M | 3.37% | +2,235+4.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,304 | $5.11M | 0.03% | −99−0.2% | Reduced |
| Narwhal Capital Management | 55,279 | $5.01M | 0.67% | −90−0.2% | Reduced |
| Pittenger & Anderson Inc | 54,070 | $4.91M | 0.27% | +6,000+12.5% | Added |
| Jones Financial Companies LLLP | 53,895 | $4.89M | 0.01% | −4,405−7.6% | Reduced |
| Prentiss Smith & Co Inc | 53,278 | $4.83M | 4.38% | −673−1.2% | Reduced |
| Baldwin Brothers Inc | 52,508 | $4.76M | 0.43% | +50,894+3,153.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 51,301 | $4.65M | 0.01% | −10,531−17.0% | Reduced |
| Cornerstone Wealth Group, LLC | 51,162 | $4.64M | 0.88% | +826+1.6% | Added |
| Zeke Capital Advisors, LLC | 50,236 | $4.56M | 0.30% | −9,374−15.7% | Reduced |
| Mar Vista Investment Partners LLC | 50,079 | $4.54M | 0.20% | +3,030+6.4% | Added |
| Employees Retirement System of Texas | 49,957 | $4.53M | 0.07% | +14,864+42.4% | Added |
| Vestmark Advisory Solutions, Inc. | 49,685 | $4.51M | 0.22% | −490−1.0% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 49,236 | $4.47M | 3.04% | −220−0.4% | Reduced |