Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 27,844,209 | $2.44B | 1.48% | −405,331−1.4% | Reduced |
| Primecap Management Co | 17,784,730 | $1.56B | 1.18% | −380,860−2.1% | Reduced |
| Loomis Sayles & Co L P | 17,307,187 | $1.52B | 2.03% | −586,379−3.3% | Reduced |
| Fisher Asset Management, LLC | 10,871,033 | $953.9M | 0.56% | +486,367+4.7% | Added |
| Bank of America Corp | 7,865,735 | $690.2M | 0.07% | +77,437+1.0% | Added |
| Franklin Resources Inc | 7,229,344 | $634.4M | 0.25% | −1,911,463−20.9% | Reduced |
| Boston Partners | 4,610,175 | $405.0M | 0.49% | −67,228−1.4% | Reduced |
| Charles Schwab Investment Management Inc | 4,399,213 | $386.0M | 0.12% | +193,519+4.6% | Added |
| Dimensional Fund Advisors LP | 4,357,362 | $382.4M | 0.12% | +487,226+12.6% | Added |
| Wellington Management Group LLP | 4,131,935 | $362.6M | 0.06% | +35,483+0.9% | Added |
| Renaissance Technologies LLC | 3,381,170 | $296.7M | 0.35% | −346,400−9.3% | Reduced |
| Janus Henderson Group PLC | 3,380,885 | $296.7M | 0.14% | −178,294−5.0% | Reduced |
| Cullen Capital Management LLC | 3,295,271 | $289.2M | 2.66% | +492,643+17.6% | Added |
| Morgan Stanley | 3,263,976 | $286.4M | 0.04% | −219,673−6.3% | Reduced |
| UBS Group AG | 3,177,081 | $278.8M | 0.12% | −1,001,819−24.0% | Reduced |
| Wells Fargo & Company | 3,084,744 | $270.7M | 0.07% | −81,300−2.6% | Reduced |
| Two Sigma Advisers, LP | 2,936,700 | $257.7M | 0.69% | +67,000+2.3% | Added |
| Parametric Portfolio Associates LLC | 2,854,907 | $250.5M | 0.13% | +331,574+13.1% | Added |
| Northern Trust Corp | 2,842,988 | $249.5M | 0.04% | −265,285−8.5% | Reduced |
| Goldman Sachs Group Inc | 2,781,596 | $244.1M | 0.06% | +594,194+27.2% | Added |
| Principal Financial Group Inc | 2,293,107 | $201.2M | 0.13% | +14,914+0.7% | Added |
| Arrowstreet Capital, Limited Partnership | 1,992,558 | $174.8M | 0.22% | +1,010,806+103.0% | Added |
| State Street Corp | 1,962,760 | $172.2M | 0.01% | +8,060+0.4% | Added |
| Two Sigma Investments, LP | 1,931,954 | $169.5M | 0.51% | +133,629+7.4% | Added |
| Manning & Napier Group, LLC | 1,835,980 | $161.1M | 1.53% | −92,246−4.8% | Reduced |
| Natixis Advisors, L.P. | 1,740,726 | $152.7M | 0.58% | +50,023+3.0% | Added |
| BlackRock Inc. | 1,556,539 | $136.6M | 0.00% | +240,710+18.3% | Added |
| Ameriprise Financial Inc | 1,477,047 | $129.6M | 0.04% | +129,010+9.6% | Added |
| FMR LLC | 1,342,581 | $117.8M | 0.01% | +162,408+13.8% | Added |
| Scharf Investments, LLC | 1,340,680 | $117.7M | 3.49% | +78,603+6.2% | Added |
| Parnassus Investments | 1,242,128 | $109.0M | 0.22% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 1,205,128 | $105.8M | 0.05% | +150,297+14.2% | Added |
| Sanders Capital, LLC | 1,136,640 | $99.7M | 0.22% | +1,136,640 | New |
| Lazard Asset Management LLC | 1,119,623 | $98.2M | 0.11% | −24,122−2.1% | Reduced |
| Truist Financial Corp | 1,094,633 | $96.1M | 0.15% | +76,233+7.5% | Added |
| Voloridge Investment Management, LLC | 1,067,567 | $93.7M | 0.53% | +303,722+39.8% | Added |
| Royal Bank of Canada | 1,008,332 | $88.5M | 0.02% | +21,522+2.2% | Added |
| Capital Research Global Investors | 985,114 | $86.4M | 0.02% | +82,458+9.1% | Added |
| Earnest Partners LLC | 893,526 | $78.4M | 0.46% | −11,292−1.2% | Reduced |
| Raymond James & Associates | 890,881 | $78.2M | 0.07% | +51,021+6.1% | Added |
| Mondrian Investment Partners LTD | 866,698 | $76.1M | 1.65% | +60,000+7.4% | Added |
| Macquarie Group Ltd | 835,785 | $73.3M | 0.07% | +29,415+3.6% | Added |
| Neuberger Berman Group LLC | 822,183 | $72.1M | 0.06% | −44,936−5.2% | Reduced |
| Madison Asset Management, LLC | 776,652 | $68.2M | 0.97% | +3,280+0.4% | Added |
| Bank of New York Mellon Corp | 775,789 | $68.1M | 0.01% | +35,370+4.8% | Added |
| Chevy Chase Trust Holdings, Inc. | 770,746 | $67.6M | 0.23% | −12,890−1.6% | Reduced |
| First Trust Advisors LP | 711,296 | $62.4M | 0.06% | +2,198+0.3% | Added |
| Bristol John W & Co Inc | 708,618 | $62.2M | 1.23% | −16,862−2.3% | Reduced |
| Marshall Wace, LLP | 678,661 | $59.6M | 0.12% | +522,888+335.7% | Added |
| SEI Investments Co | 670,395 | $58.8M | 0.12% | +8,044+1.2% | Added |
| Jane Street Group, LLC | 592,675 | $52.0M | 0.10% | +263,945+80.3% | Added |
| Aristotle Capital Management, LLC | 585,489 | $51.4M | 0.09% | +23,280+4.1% | Added |
| Capital World Investors | 517,113 | $45.4M | 0.01% | −22,665−4.2% | Reduced |
| D. E. Shaw & Co., Inc. | 479,889 | $42.1M | 0.06% | −1,340,015−73.6% | Reduced |
| D.A. Davidson & Co. | 469,585 | $41.2M | 0.45% | +20,123+4.5% | Added |
| Morningstar Investment Services LLC | 429,087 | $37.7M | 0.42% | +870+0.2% | Added |
| Managed Asset Portfolios, LLC | 417,183 | $36.6M | 5.02% | +30,260+7.8% | Added |
| Fayez Sarofim & Co | 415,356 | $36.4M | 0.12% | +4,156+1.0% | Added |
| TCTC Holdings, LLC | 402,366 | $35.3M | 1.45% | −1,266−0.3% | Reduced |
| Causeway Capital Management LLC | 391,762 | $34.4M | 0.82% | +9,795+2.6% | Added |
| CIBC Private Wealth Group, LLC | 387,311 | $34.0M | 0.07% | +19,827+5.4% | Added |
| Stifel Financial Corp | 374,265 | $32.8M | 0.04% | +28,574+8.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 370,630 | $32.5M | 0.06% | +70,325+23.4% | Added |
| The PNC Financial Services Group, Inc. | 366,653 | $32.2M | 0.03% | −21,691−5.6% | Reduced |
| Oppenheimer Asset Management Inc. | 360,086 | $31.6M | 0.45% | +26,754+8.0% | Added |
| Brown Advisory Inc | 344,557 | $30.2M | 0.05% | +7,498+2.2% | Added |
| Creative Planning | 342,466 | $30.1M | 0.05% | +256,185+296.9% | Added |
| Douglas Lane & Associates, LLC | 332,264 | $29.2M | 0.41% | −46,825−12.4% | Reduced |
| Invesco Ltd. | 327,674 | $28.8M | 0.01% | +36,184+12.4% | Added |
| Saturna Capital CORP | 325,738 | $28.6M | 0.58% | +5,610+1.8% | Added |
| Twin Tree Management, LP | 323,725 | $28.4M | 0.56% | +323,725 | New |
| Martin Investment Management, LLC | 318,637 | $28.0M | 7.08% | +2,638+0.8% | Added |
| Millennium Management LLC | 314,324 | $27.6M | 0.03% | −528,345−62.7% | Reduced |
| Eaton Vance Management | 311,623 | $27.3M | 0.03% | +56,343+22.1% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 308,000 | $27.0M | 0.10% | −237,900−43.6% | Reduced |
| HighTower Advisors, LLC | 300,142 | $26.3M | 0.06% | −6,051−2.0% | Reduced |
| Janney Montgomery Scott LLC | 292,561 | $25.7M | 0.11% | +46,946+19.1% | Added |
| Nichols & Pratt Advisers LLP | 282,836 | $24.8M | 1.80% | −7,311−2.5% | Reduced |
| LPL Financial LLC | 279,162 | $24.5M | 0.02% | +28,646+11.4% | Added |
| Cambridge Trust Co | 279,064 | $24.5M | 0.86% | +6,086+2.2% | Added |
| Woodley Farra Manion Portfolio Management Inc | 275,336 | $24.2M | 1.80% | +22,765+9.0% | Added |
| Financial Counselors Inc | 261,984 | $23.0M | 0.48% | +25,878+11.0% | Added |
| Gofen & Glossberg LLC | 247,819 | $21.7M | 0.50% | −16,569−6.3% | Reduced |
| Brandes Investment Partners, LP | 247,016 | $21.7M | 0.46% | +22,350+9.9% | Added |
| US Bancorp | 236,862 | $20.8M | 0.03% | −10,510−4.2% | Reduced |
| Boston Common Asset Management, LLC | 233,216 | $20.5M | 0.88% | +53,293+29.6% | Added |
| GW Henssler & Associates Ltd | 226,121 | $19.8M | 1.21% | +17,967+8.6% | Added |
| Van Eck Associates Corp | 219,555 | $19.3M | 0.04% | +1,900+0.9% | Added |
| JPMorgan Chase & Co | 218,594 | $19.2M | 0.00% | −49,776−18.5% | Reduced |
| Commonwealth Equity Services, LLC | 217,596 | $19.1M | 0.04% | +730.0% | Added |
| Bartlett & Co. Wealth Management LLC | 215,442 | $18.9M | 0.33% | −543−0.3% | Reduced |
| Bartlett & Co. LLC | 215,442 | $18.9M | 0.33% | −543−0.3% | Reduced |
| Manufacturers Life Insurance Company, The | 209,545 | $18.4M | 0.01% | +42,478+25.4% | Added |
| Oak Associates, Ltd | 209,020 | $18.3M | 1.12% | −4,454−2.1% | Reduced |
| Hemenway Trust Co LLC | 203,606 | $17.9M | 1.72% | −3,771−1.8% | Reduced |
| First Manhattan Co | 202,783 | $17.8M | 0.06% | −94,754−31.8% | Reduced |
| Rockefeller Capital Management L.P. | 201,279 | $17.7M | 0.09% | −22,266−10.0% | Reduced |
| Old Mission Capital LLC | 199,491 | $17.5M | 0.52% | +199,491 | New |
| First Republic Investment Management, Inc. | 187,515 | $16.5M | 0.04% | +4,779+2.6% | Added |
| CORDA Investment Management, LLC. | 187,092 | $16.4M | 1.27% | +2,166+1.2% | Added |