Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 29,265,900 | $2.39B | 1.56% | +4,812,635+19.7% | Added |
| Primecap Management Co | 19,061,650 | $1.56B | 1.10% | −220,200−1.1% | Reduced |
| Loomis Sayles & Co L P | 18,939,445 | $1.55B | 1.90% | −80,144−0.4% | Reduced |
| Fisher Asset Management, LLC | 10,305,029 | $842.7M | 0.52% | +342,603+3.4% | Added |
| Bank of America Corp | 9,212,470 | $753.4M | 0.08% | +210,828+2.3% | Added |
| Aristotle Capital Management, LLC | 8,127,686 | $664.7M | 1.26% | +61,589+0.8% | Added |
| Franklin Resources Inc | 6,778,863 | $554.4M | 0.21% | −743,343−9.9% | Reduced |
| Wells Fargo & Company | 5,315,329 | $434.7M | 0.10% | −80,504−1.5% | Reduced |
| UBS Group AG | 4,510,079 | $368.8M | 0.15% | −249,657−5.2% | Reduced |
| Boston Partners | 4,384,549 | $358.6M | 0.45% | −1,915,211−30.4% | Reduced |
| Wellington Management Group LLP | 4,214,932 | $344.7M | 0.06% | +745,157+21.5% | Added |
| Charles Schwab Investment Management Inc | 4,116,468 | $336.6M | 0.11% | +38,337+0.9% | Added |
| Janus Henderson Group PLC | 3,985,517 | $325.9M | 0.14% | −253,150−6.0% | Reduced |
| Renaissance Technologies LLC | 3,307,237 | $270.5M | 0.35% | +897,298+37.2% | Added |
| Northern Trust Corp | 3,254,598 | $266.2M | 0.05% | −312,235−8.8% | Reduced |
| Morgan Stanley | 3,215,979 | $263.0M | 0.04% | +256,018+8.6% | Added |
| Cullen Capital Management LLC | 2,998,638 | $245.2M | 2.41% | +131,051+4.6% | Added |
| Dimensional Fund Advisors LP | 2,866,901 | $234.5M | 0.08% | +40,495+1.4% | Added |
| Parametric Portfolio Associates LLC | 2,780,272 | $227.4M | 0.13% | −35,648−1.3% | Reduced |
| Natixis Advisors, L.P. | 2,104,742 | $172.1M | 0.71% | +733,859+53.5% | Added |
| Two Sigma Advisers, LP | 2,096,800 | $171.5M | 0.44% | +203,700+10.8% | Added |
| Goldman Sachs Group Inc | 2,078,466 | $170.0M | 0.04% | −208,520−9.1% | Reduced |
| Principal Financial Group Inc | 2,068,564 | $169.2M | 0.11% | +401,585+24.1% | Added |
| State Street Corp | 2,015,264 | $164.8M | 0.01% | −24,225−1.2% | Reduced |
| Manning & Napier Group, LLC | 1,909,994 | $156.2M | 1.34% | +25,665+1.4% | Added |
| Two Sigma Investments, LP | 1,761,492 | $144.1M | 0.39% | +190,151+12.1% | Added |
| Ameriprise Financial Inc | 1,414,988 | $115.7M | 0.04% | −313,799−18.2% | Reduced |
| BlackRock Inc. | 1,391,690 | $113.8M | 0.00% | −48,877−3.4% | Reduced |
| Mawer Investment Management Ltd. | 1,342,072 | $109.8M | 0.53% | −2,176,642−61.9% | Reduced |
| Royal Bank of Canada | 1,331,457 | $108.9M | 0.03% | −167,130−11.2% | Reduced |
| Scharf Investments, LLC | 1,244,711 | $101.8M | 3.21% | −17,882−1.4% | Reduced |
| Parnassus Investments | 1,152,019 | $94.2M | 0.20% | +212,225+22.6% | Added |
| Lazard Asset Management LLC | 1,125,140 | $92.0M | 0.10% | −13,024−1.1% | Reduced |
| FMR LLC | 1,108,420 | $90.6M | 0.01% | −157,783−12.5% | Reduced |
| Envestnet Asset Management Inc | 1,070,890 | $87.6M | 0.05% | +35,192+3.4% | Added |
| Truist Financial Corp | 1,035,261 | $84.7M | 0.14% | +35,423+3.5% | Added |
| Neuberger Berman Group LLC | 1,022,158 | $83.4M | 0.07% | −45,328−4.2% | Reduced |
| Earnest Partners LLC | 942,212 | $77.1M | 0.47% | −53,037−5.3% | Reduced |
| Capital Research Global Investors | 903,040 | $73.9M | 0.02% | +3200.0% | Added |
| SEI Investments Co | 880,067 | $72.0M | 0.15% | +34,275+4.1% | Added |
| Madison Asset Management, LLC | 872,500 | $71.4M | 0.98% | −7,525−0.9% | Reduced |
| Raymond James & Associates | 828,353 | $67.7M | 0.06% | −1150.0% | Reduced |
| Millennium Management LLC | 785,867 | $64.3M | 0.09% | +667,519+564.0% | Added |
| Macquarie Group Ltd | 778,850 | $63.7M | 0.05% | −5,478−0.7% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 770,461 | $63.0M | 0.22% | −141,234−15.5% | Reduced |
| Bristol John W & Co Inc | 734,244 | $60.0M | 1.12% | −11,024−1.5% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 723,900 | $59.2M | 0.15% | +704,500+3,631.4% | Added |
| First Trust Advisors LP | 712,282 | $58.3M | 0.06% | +87,184+13.9% | Added |
| Bank of New York Mellon Corp | 689,059 | $56.4M | 0.01% | +42,795+6.6% | Added |
| Arrowstreet Capital, Limited Partnership | 677,369 | $55.4M | 0.07% | +340,669+101.2% | Added |
| Mondrian Investment Partners LTD | 633,510 | $51.8M | 1.05% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 573,319 | $46.9M | 0.67% | −79,248−12.1% | Reduced |
| Capital World Investors | 536,486 | $43.9M | 0.01% | +5,807+1.1% | Added |
| Morningstar Investment Services LLC | 434,636 | $36.0M | 0.42% | −4,325−1.0% | Reduced |
| D.A. Davidson & Co. | 433,824 | $35.5M | 0.41% | +3,455+0.8% | Added |
| TCTC Holdings, LLC | 402,791 | $32.9M | 1.52% | −3,333−0.8% | Reduced |
| Fayez Sarofim & Co | 402,154 | $32.9M | 0.11% | −12,117−2.9% | Reduced |
| Causeway Capital Management LLC | 401,116 | $32.8M | 0.74% | −25,866−6.1% | Reduced |
| Managed Asset Portfolios, LLC | 381,778 | $31.2M | 4.75% | +1,117+0.3% | Added |
| Invesco Ltd. | 377,081 | $30.8M | 0.01% | −136,799−26.6% | Reduced |
| CIBC Private Wealth Group, LLC | 366,081 | $29.9M | 0.07% | +4,896+1.4% | Added |
| Stifel Financial Corp | 363,083 | $29.7M | 0.04% | +35,711+10.9% | Added |
| Brown Advisory Inc | 352,454 | $28.8M | 0.04% | +40,781+13.1% | Added |
| The PNC Financial Services Group, Inc. | 333,665 | $27.3M | 0.03% | −4,127−1.2% | Reduced |
| Oppenheimer Asset Management Inc. | 332,134 | $27.2M | 0.39% | +7,335+2.3% | Added |
| Saturna Capital CORP | 321,278 | $26.3M | 0.53% | +37,605+13.3% | Added |
| HighTower Advisors, LLC | 308,525 | $25.2M | 0.07% | −3,340−1.1% | Reduced |
| JPMorgan Chase & Co | 306,535 | $25.1M | 0.00% | +4,378+1.4% | Added |
| US Bancorp | 304,305 | $24.9M | 0.05% | −19,316−6.0% | Reduced |
| Nichols & Pratt Advisers LLP | 298,727 | $24.5M | 1.85% | −15,649−5.0% | Reduced |
| First Manhattan Co | 299,287 | $24.5M | 0.09% | −602−0.2% | Reduced |
| Cambridge Trust Co | 293,568 | $24.0M | 0.91% | +182,675+164.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 293,473 | $24.0M | 0.05% | +19,635+7.2% | Added |
| Martin Investment Management, LLC | 289,924 | $23.7M | 5.98% | +21,355+8.0% | Added |
| Exencial Wealth Advisors, LLC | 285,767 | $23.4M | 1.01% | +79,616+38.6% | Added |
| Optiver Holding B.V. | 284,387 | $23.3M | 0.03% | +272,095+2,213.6% | Added |
| Jarislowsky, Fraser Ltd | 274,536 | $22.5M | 0.11% | −40,386−12.8% | Reduced |
| Professional Advisory Services Inc | 267,779 | $21.9M | 3.22% | +19,077+7.7% | Added |
| LPL Financial LLC | 266,150 | $21.8M | 0.02% | +2,027+0.8% | Added |
| Gofen & Glossberg LLC | 265,041 | $21.7M | 0.51% | −2,100−0.8% | Reduced |
| Financial Counselors Inc | 251,877 | $20.6M | 0.44% | +4,382+1.8% | Added |
| Tocqueville Asset Management L.P. | 250,101 | $20.5M | 0.30% | −1,863−0.7% | Reduced |
| Janney Montgomery Scott LLC | 247,214 | $20.2M | 0.09% | +9,389+3.9% | Added |
| Brandes Investment Partners, LP | 242,252 | $19.8M | 0.43% | +6,430+2.7% | Added |
| Commonwealth Equity Services, LLC | 240,315 | $19.7M | 0.05% | −11,947−4.7% | Reduced |
| Eaton Vance Management | 243,598 | $19.4M | 0.03% | −5,393−2.2% | Reduced |
| Everett Harris & Co | 233,023 | $19.1M | 0.30% | −63,085−21.3% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 230,275 | $18.8M | 1.56% | −2,529−1.1% | Reduced |
| Segall Bryant & Hamill, LLC | 227,872 | $18.6M | 0.18% | −36,809−13.9% | Reduced |
| Confluence Investment Management LLC | 224,239 | $18.3M | 0.26% | −41,139−15.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 220,923 | $18.1M | 0.34% | −1,110−0.5% | Reduced |
| Bartlett & Co. LLC | 220,923 | $18.1M | 0.34% | −1,110−0.5% | Reduced |
| Hemenway Trust Co LLC | 220,431 | $18.0M | 1.82% | −5,384−2.4% | Reduced |
| First Republic Investment Management, Inc. | 219,720 | $18.0M | 0.04% | −8,033−3.5% | Reduced |
| Oak Associates, Ltd | 215,078 | $17.6M | 1.00% | 00.0% | Unchanged |
| McDaniel Terry & Co | 212,475 | $17.4M | 2.03% | +6,455+3.1% | Added |
| Rockefeller Capital Management L.P. | 210,040 | $17.2M | 0.09% | +9,174+4.6% | Added |
| M&T Bank Corp | 209,443 | $17.1M | 0.08% | +4,502+2.2% | Added |
| GW Henssler & Associates Ltd | 208,878 | $17.1M | 1.18% | +12,251+6.2% | Added |
| Reilly Financial Advisors, LLC | 207,381 | $17.0M | 1.46% | +4,913+2.4% | Added |