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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

Q3 2021 vs. Q2 2021

How the institutions holding Novartis AG changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of NVS: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders1,123181,083−22
Shares216.9M336.8K219.9M+3.31M (+1.5%)
Value$19.8B$30.7M$18.0B−$1.77B (−8.9%)

18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (57)

Institutions that held Novartis AG at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to NVS in Q3 2021
InstitutionSharesValue% of portfolio
Godsey & Gibb Associates184,900$15.1M6.74%
Edgestream Partners, L.P.118,155$9.66M0.60%
StoneX Group Inc.105,169$8.60M1.24%
U.S. Capital Wealth Advisors, LLC95,546$7.81M0.34%
Aigen Investment Management, LP53,456$4.37M0.84%
Caption Management, LLC41,997$3.44M0.23%
Bokf, NA33,112$2.71M0.05%
FNY Investment Advisers, LLC32,400$2.65M1.24%
HRT Financial LP27,900$2.28M0.01%
Schonfeld Strategic Advisors LLC26,400$2.16M0.02%
Trexquant Investment LP23,059$1.89M0.15%
XML Financial, LLC12,746$1.04M0.14%
Cordatus Wealth Management LLC12,425$1.02M0.78%
Transcend Wealth Collective, LLC11,872$1.01M0.09%
Susquehanna International Group, LLP12,083$988.0K0.00%
Farmers National Bank9,047$854.3K0.34%
qPULA Trading Management LP9,699$793.0K1.24%
Wealthspire Advisors, LLC8,650$707.0K0.01%
OmniStar Financial Group, Inc.8,347$682.0K0.81%
First Affirmative Financial Network6,390$523.0K0.54%
HSBC Holdings PLC5,458$446.0K0.00%
Virtu Financial LLC5,142$421.0K0.04%
Marino, Stram & Associates LLC4,614$377.0K0.13%
Apollon Wealth Management, LLC4,316$353.0K0.05%
BFSG, LLC3,940$322.0K0.05%
Quantamental Technologies LLC3,821$312.0K0.21%
Parallax Volatility Advisers, L.P.3,641$298.0K0.00%
Blueprint Investment Partners LLC3,422$280.0K0.14%
Botty Investors LLC3,285$269.0K0.08%
Great Valley Advisor Group, Inc.3,250$265.0K0.02%
Baker Avenue Asset Management, LP3,154$257.0K0.01%
Americana Partners, LLC3,123$255.0K0.06%
Pinnacle Financial Partners Inc2,685$220.0K0.01%
Tompkins Financial Corp2,599$213.0K0.04%
Five Oceans Advisors2,470$202.0K0.23%
Personal Capital Advisors Corp2,446$200.0K0.00%
PEAK6 Investments LLC1,327$109.0K0.00%
D'Orazio & Associates, Inc.576$47.0K0.01%
Cahill Financial Advisors Inc514$42.0K0.01%
Consolidated Planning Corp519$42.0K0.03%
Herold Advisors, Inc.481$39.0K0.02%
PSI Advisors, LLC354$29.0K0.01%
Robinson Value Management, Ltd.298$24.0K0.02%
Antonetti Capital Management LLC250$20.0K0.02%
Meridian Wealth Partners, LLC236$19.0K0.00%
Red Tortoise LLC207$16.0K0.01%
Kowal Investment Group, LLC167$14.0K0.00%
RWM Asset Management, LLC142$12.0K0.00%
PFG Private Wealth Management, LLC100$8.00K0.00%
O'Dell Group, LLC50$4.00K0.00%
Ibex Wealth Advisors31$3.00K0.00%
Bell Investment Advisors, Inc41$3.00K0.00%
Guidance Point Advisors, LLC26$2.00K0.00%
Archer Investment Corp24$1.96K0.00%
Versant Capital Management, Inc9$1.00K0.00%
Cordant, Inc.6$00.00%
Gerber Kawasaki Wealth & Investment Management2––

Sold out (79)

Institutions that held Novartis AG at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of NVS in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Artisan Partners Limited Partnership183,621$16.8M
Dixon Mitchell Investment Counsel Inc.103,207$9.42M
Squarepoint Ops LLC70,836$6.46M
Avitas Wealth Management LLC39,500$3.60M
Quantbot Technologies LP30,928$2.82M
Quantitative Investment Management, LLC28,768$2.62M
Twin Tree Management, LP21,562$1.97M
Claybrook Capital, LLC15,463$1.41M
swisspartners Advisors Ltd15,450$1.41M
PRW Wealth Management LLC14,421$1.32M
Accretive Wealth Partners, LLC11,133$1.02M
Lake Street Advisors Group, LLC9,003$836.0K
Ashton Thomas Private Wealth, LLC8,195$747.7K
Inscription Capital, LLC6,806$621.0K
IHT Wealth Management, LLC6,595$602.0K
Paloma Partners Management Co5,962$544.0K
Symphony Financial, Ltd. Co.4,198$383.0K
Choate Investment Advisors4,167$380.0K
Appleton Partners Inc4,084$373.0K
Fox Run Management, L.L.C.3,920$358.0K
Hotaling Investment Management, LLC3,630$331.0K
Koss-Olinger Consulting, LLC3,555$324.0K
Change Path, LLC3,481$317.0K
Trustmark National Bank Trust Department3,449$314.0K
1st Source Bank3,298$301.0K
Stokes Family Office, LLC3,285$300.0K
Stonnington Group, LLC3,145$290.0K
Forte Capital LLC2,765$252.0K
Fullerton Fund Management Co Ltd.2,692$246.0K
Taurus Asset Management, LLC2,600$237.0K
South Street Advisors LLC2,600$237.0K
Brooktree Capital Management2,542$232.0K
Mairs & Power Inc2,530$231.0K
Parsec Financial Management, Inc.2,518$230.0K
Cedar Brook Financial Partners, LLC2,503$228.0K
Shoker Investment Counsel, Inc.2,493$227.0K
Coastal Investment Advisors, Inc.2,476$226.0K
Farr Miller & Washington LLC2,439$223.0K
Boothbay Fund Management, LLC2,442$223.0K
Terry L. Blaker2,428$222.0K
Whalerock Point Partners, LLC2,390$218.1K
Oder Investment Management, LLC2,392$218.0K
Crawford Investment Counsel Inc2,368$216.0K
Marietta Investment Partners LLC2,362$216.0K
CRA Financial Services, LLC2,371$216.0K
Proficio Capital Partners LLC2,346$214.0K
Ironwood Investment Counsel, LLC2,337$213.0K
Perigon Wealth Management, LLC2,328$212.0K
Summit X, LLC2,307$209.0K
Epoch Investment Partners, Inc.2,276$208.0K
Adams Chetwood Wealth Management LLC2,260$206.0K
Opus Capital Group, LLC2,231$204.0K
LVW Advisors, LLC2,234$204.0K
Mezzasalma Advisors, LLC2,231$204.0K
Matrix Private Capital Group LLC2,233$204.0K
9258 Wealth Management, LLC2,224$203.0K
Founders Financial Securities LLC2,217$202.0K
Almanack Investment Partners, LLC.2,191$200.0K
Cary Street Partner Investment Advisory LLC1,877$171.0K
WealthShield Partners, LLC1,118$102.0K
Red Door Wealth Management, LLC634$57.0K
KB Financial Partners, LLC586$53.0K
Parisi Gray Wealth Management486$44.0K
Anfield Capital Management, LLC460$42.0K
Barnett & Company, Inc.402$37.0K
Compagnie Lombard Odier SCmA300$27.0K
Ford Financial Group, LLC161$14.0K
Schroder Investment Management Group139$13.0K
Strategic Blueprint, LLC132$12.0K
Northern Oak Wealth Management Inc78$7.00K
Arcadia Investment Management Corp71$6.00K
Ten Capital Wealth Advisors, LLC50$5.00K
Mach-1 Financial Group, Inc.56$5.00K
Eubel Brady & Suttman Asset Management Inc51$4.00K
NVWM, LLC49$4.00K
Carolina Wealth Advisors, LLC34$3.00K
Arlington Partners LLC27$2.00K
Summit Wealth Group, LLC26$2.00K
Personal Wealth Partners7$1.00K

Not filed for Q3 2021 yet (18)

Institutions that held Novartis AG at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding NVS in Q2 2021 that haven't filed for Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Usca Ria LLC90,427$8.25M
CWM, LLC88,552$8.08M
Allegiant Private Advisors, LLC76,675$7.00M
MACRO Consulting Group22,310$2.03M
First Horizon Corp13,455$1.23M
Kensington Investment Counsel, LLC12,994$1.19M
Elmwood Wealth Management, Inc.11,042$1.01M
Nachman Norwood & Parrott, Inc5,093$465.0K
GoalVest Advisory LLC4,239$387.0K
PNC Managed Account Solutions, Inc.4,010$366.0K
20/20 Capital Management, Inc.2,723$248.0K
Western Wealth Management, LLC2,493$228.0K
San Francisco Sentry Investment Group (Ca)1,225$112.0K
Castleview Partners, LLC850$78.0K
Hoover Financial Advisors, Inc.457$42.0K
Horan Securities, Inc.125$11.0K
Cowen Prime Services LLC100$9.00K
FormulaFolio Investments, LLC42$4.00K