Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 24,453,265 | $2.23B | 1.46% | +2,783,028+12.8% | Added |
| Primecap Management Co | 19,281,850 | $1.76B | 1.18% | −1,261,950−6.1% | Reduced |
| Loomis Sayles & Co L P | 19,019,589 | $1.74B | 2.10% | −749,188−3.8% | Reduced |
| Fisher Asset Management, LLC | 9,962,426 | $909.0M | 0.57% | +304,823+3.2% | Added |
| Bank of America Corp | 9,001,642 | $821.3M | 0.09% | −187,390−2.0% | Reduced |
| Aristotle Capital Management, LLC | 8,066,097 | $736.0M | 1.41% | +157,444+2.0% | Added |
| Franklin Resources Inc | 7,522,206 | $686.3M | 0.26% | −922,205−10.9% | Reduced |
| Boston Partners | 6,299,760 | $574.8M | 0.73% | +439,189+7.5% | Added |
| Wells Fargo & Company | 5,395,833 | $492.3M | 0.11% | −416,666−7.2% | Reduced |
| UBS Group AG | 4,759,736 | $434.3M | 0.18% | −271,730−5.4% | Reduced |
| Janus Henderson Group PLC | 4,238,667 | $386.7M | 0.17% | −342,698−7.5% | Reduced |
| Charles Schwab Investment Management Inc | 4,078,131 | $372.1M | 0.12% | +58,840+1.5% | Added |
| Northern Trust Corp | 3,566,833 | $325.4M | 0.06% | −259,720−6.8% | Reduced |
| Mawer Investment Management Ltd. | 3,518,714 | $321.0M | 1.59% | −1,400,566−28.5% | Reduced |
| Wellington Management Group LLP | 3,469,775 | $316.6M | 0.05% | −397,106−10.3% | Reduced |
| Morgan Stanley | 2,959,961 | $270.1M | 0.04% | +119,862+4.2% | Added |
| Cullen Capital Management LLC | 2,867,587 | $261.6M | 2.53% | +274,919+10.6% | Added |
| Dimensional Fund Advisors LP | 2,826,406 | $257.9M | 0.08% | +46,445+1.7% | Added |
| Parametric Portfolio Associates LLC | 2,815,920 | $256.9M | 0.14% | +133,415+5.0% | Added |
| Renaissance Technologies LLC | 2,409,939 | $219.9M | 0.27% | +39,600+1.7% | Added |
| Goldman Sachs Group Inc | 2,286,986 | $208.7M | 0.06% | −402,569−15.0% | Reduced |
| State Street Corp | 2,039,489 | $186.1M | 0.01% | +32,764+1.6% | Added |
| Two Sigma Advisers, LP | 1,893,100 | $172.7M | 0.46% | +1,893,100 | New |
| Manning & Napier Group, LLC | 1,884,329 | $171.9M | 1.41% | +153,982+8.9% | Added |
| Ameriprise Financial Inc | 1,728,787 | $157.7M | 0.05% | +3,619+0.2% | Added |
| Principal Financial Group Inc | 1,666,979 | $152.1M | 0.10% | −20,061−1.2% | Reduced |
| Two Sigma Investments, LP | 1,571,341 | $143.4M | 0.38% | +1,571,341 | New |
| Royal Bank of Canada | 1,498,587 | $136.7M | 0.04% | −6,052−0.4% | Reduced |
| BlackRock Inc. | 1,440,567 | $131.4M | 0.00% | +190,337+15.2% | Added |
| Natixis Advisors, L.P. | 1,370,883 | $125.1M | 0.59% | −32,675−2.3% | Reduced |
| FMR LLC | 1,266,203 | $115.5M | 0.01% | +102,131+8.8% | Added |
| Scharf Investments, LLC | 1,262,593 | $115.2M | 3.50% | +57,893+4.8% | Added |
| Lazard Asset Management LLC | 1,138,164 | $103.8M | 0.12% | +2,223+0.2% | Added |
| Neuberger Berman Group LLC | 1,067,486 | $96.8M | 0.08% | −209,953−16.4% | Reduced |
| Envestnet Asset Management Inc | 1,035,698 | $94.5M | 0.05% | +77,686+8.1% | Added |
| Truist Financial Corp | 999,838 | $91.2M | 0.15% | +31,103+3.2% | Added |
| Earnest Partners LLC | 995,249 | $90.8M | 0.53% | −77,132−7.2% | Reduced |
| Parnassus Investments | 939,794 | $85.7M | 0.19% | +8,485+0.9% | Added |
| Chevy Chase Trust Holdings, Inc. | 911,695 | $83.2M | 0.28% | +44,601+5.1% | Added |
| Capital Research Global Investors | 902,720 | $82.4M | 0.02% | −1,463,025−61.8% | Reduced |
| Madison Asset Management, LLC | 880,025 | $80.3M | 1.08% | +122,760+16.2% | Added |
| SEI Investments Co | 845,792 | $77.1M | 0.17% | +37,401+4.6% | Added |
| Raymond James & Associates | 828,468 | $75.6M | 0.07% | −94,313−10.2% | Reduced |
| Macquarie Group Ltd | 784,328 | $71.6M | 0.06% | +67,092+9.4% | Added |
| Bristol John W & Co Inc | 745,268 | $68.0M | 1.25% | −5,776−0.8% | Reduced |
| Douglas Lane & Associates, LLC | 652,567 | $59.5M | 0.83% | −40,411−5.8% | Reduced |
| Bank of New York Mellon Corp | 646,264 | $59.0M | 0.01% | +22,588+3.6% | Added |
| Mondrian Investment Partners LTD | 633,510 | $57.8M | 1.10% | 00.0% | Unchanged |
| First Trust Advisors LP | 625,098 | $57.0M | 0.06% | −45,660−6.8% | Reduced |
| Capital World Investors | 530,679 | $48.5M | 0.01% | +48,391+10.0% | Added |
| Invesco Ltd. | 513,880 | $46.9M | 0.01% | −229,298−30.9% | Reduced |
| Morningstar Investment Services LLC | 438,961 | $40.3M | 0.48% | −1,562−0.4% | Reduced |
| D.A. Davidson & Co. | 430,369 | $39.3M | 0.46% | +17,893+4.3% | Added |
| Causeway Capital Management LLC | 426,982 | $39.0M | 0.80% | +29,624+7.5% | Added |
| Fayez Sarofim & Co | 414,271 | $37.8M | 0.13% | −12,954−3.0% | Reduced |
| TCTC Holdings, LLC | 406,124 | $37.1M | 1.70% | +1,821+0.5% | Added |
| Managed Asset Portfolios, LLC | 380,661 | $34.7M | 5.17% | +32,701+9.4% | Added |
| Welch Group, LLC | 379,811 | $34.7M | 2.36% | +16,047+4.4% | Added |
| Bank of Montreal | 365,069 | $33.8M | 0.02% | +194,537+114.1% | Added |
| CIBC Private Wealth Group, LLC | 361,185 | $33.0M | 0.08% | +10,886+3.1% | Added |
| The PNC Financial Services Group, Inc. | 337,792 | $30.8M | 0.03% | −9,317−2.7% | Reduced |
| Arrowstreet Capital, Limited Partnership | 336,700 | $30.7M | 0.04% | +135,046+67.0% | Added |
| Stifel Financial Corp | 327,372 | $29.9M | 0.04% | −6,736−2.0% | Reduced |
| Oppenheimer Asset Management Inc. | 324,799 | $29.6M | 0.42% | +22,819+7.6% | Added |
| Voloridge Investment Management, LLC | 323,908 | $29.6M | 0.20% | +159,811+97.4% | Added |
| US Bancorp | 323,621 | $29.5M | 0.06% | +19,444+6.4% | Added |
| Jarislowsky, Fraser Ltd | 314,922 | $28.7M | 0.13% | −124,014−28.3% | Reduced |
| Nichols & Pratt Advisers LLP | 314,376 | $28.7M | 2.16% | −1,425−0.5% | Reduced |
| HighTower Advisors, LLC | 311,865 | $28.5M | 0.08% | +12,734+4.3% | Added |
| Brown Advisory Inc | 311,673 | $28.4M | 0.04% | +14,520+4.9% | Added |
| JPMorgan Chase & Co | 302,157 | $27.6M | 0.00% | +16,007+5.6% | Added |
| First Manhattan Co | 299,889 | $27.4M | 0.10% | −232−0.1% | Reduced |
| Citadel Advisors LLC | 296,334 | $27.0M | 0.03% | +240,836+434.0% | Added |
| Everett Harris & Co | 296,108 | $27.0M | 0.43% | +3,962+1.4% | Added |
| Citigroup Inc | 286,347 | $26.1M | 0.02% | +10,830+3.9% | Added |
| Saturna Capital CORP | 283,673 | $25.9M | 0.53% | +2,700+1.0% | Added |
| Osterweis Capital Management Inc | 274,065 | $25.0M | 1.29% | −9,930−3.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 273,838 | $25.0M | 0.05% | +16,385+6.4% | Added |
| Martin Investment Management, LLC | 268,569 | $24.5M | 6.31% | +7,560+2.9% | Added |
| Gofen & Glossberg LLC | 267,141 | $24.4M | 0.58% | −222−0.1% | Reduced |
| Confluence Investment Management LLC | 265,378 | $24.2M | 0.32% | +14,547+5.8% | Added |
| Segall Bryant & Hamill, LLC | 264,681 | $24.2M | 0.23% | −25,786−8.9% | Reduced |
| LPL Financial LLC | 264,123 | $24.1M | 0.02% | −3,424−1.3% | Reduced |
| Commonwealth Equity Services, LLC | 252,262 | $23.0M | 0.06% | +2,126+0.8% | Added |
| Tocqueville Asset Management L.P. | 251,964 | $23.0M | 0.33% | −45,703−15.4% | Reduced |
| Eaton Vance Management | 248,991 | $22.7M | 0.03% | −14,083−5.4% | Reduced |
| Professional Advisory Services Inc | 248,702 | $22.7M | 3.29% | +2,846+1.2% | Added |
| Financial Counselors Inc | 247,495 | $22.6M | 0.49% | +1,857+0.8% | Added |
| Janney Montgomery Scott LLC | 237,825 | $21.7M | 0.10% | +7,150+3.1% | Added |
| Brandes Investment Partners, LP | 235,822 | $21.5M | 0.48% | +17,052+7.8% | Added |
| Woodley Farra Manion Portfolio Management Inc | 232,804 | $21.2M | 1.64% | −85,772−26.9% | Reduced |
| First Republic Investment Management, Inc. | 227,753 | $20.8M | 0.05% | +23,449+11.5% | Added |
| Hemenway Trust Co LLC | 225,815 | $20.6M | 2.08% | −3,434−1.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 222,033 | $20.3M | 0.39% | −7,837−3.4% | Reduced |
| Bartlett & Co. LLC | 222,033 | $20.3M | 0.39% | −7,837−3.4% | Reduced |
| Oak Associates, Ltd | 215,078 | $19.6M | 1.11% | −1,250−0.6% | Reduced |
| Exencial Wealth Advisors, LLC | 206,151 | $18.8M | 1.02% | −15,545−7.0% | Reduced |
| McDaniel Terry & Co | 206,020 | $18.8M | 2.17% | +2,861+1.4% | Added |
| M&T Bank Corp | 204,941 | $18.7M | 0.08% | −8,570−4.0% | Reduced |
| Reilly Financial Advisors, LLC | 202,468 | $18.5M | 1.49% | −1,711−0.8% | Reduced |