Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 200,866 | $18.3M | 0.10% | +67,553+50.7% | Added |
| GW Henssler & Associates Ltd | 196,627 | $17.9M | 1.18% | +7,664+4.1% | Added |
| Comerica Bank | 187,614 | $17.5M | 0.11% | +726+0.4% | Added |
| Edgemoor Investment Advisors, Inc. | 189,633 | $17.3M | 1.61% | −552−0.3% | Reduced |
| Artisan Partners Limited Partnership | 183,621 | $16.8M | 0.02% | +176,058+2,327.9% | Added |
| Jane Street Group, LLC | 182,080 | $16.6M | 0.04% | +172,030+1,711.7% | Added |
| Somerville Kurt F | 180,624 | $16.5M | 2.46% | −630−0.3% | Reduced |
| Scotia Capital Inc. | 176,083 | $16.1M | 0.12% | −36,691−17.2% | Reduced |
| John G Ullman & Associates Inc | 175,134 | $16.0M | 2.08% | −2,330−1.3% | Reduced |
| Scout Investments, Inc. | 172,321 | $15.7M | 0.23% | +46,998+37.5% | Added |
| Banco Santander, S.A. | 171,465 | $15.6M | 0.09% | +16,190+10.4% | Added |
| First Fiduciary Investment Counsel, Inc. | 169,328 | $15.4M | 2.96% | −4,303−2.5% | Reduced |
| CORDA Investment Management, LLC. | 168,114 | $15.3M | 1.32% | +4,444+2.7% | Added |
| Boston Common Asset Management, LLC | 166,004 | $15.1M | 0.65% | +8,673+5.5% | Added |
| Cardinal Capital Management, Inc. | 164,745 | $15.0M | 0.81% | +16,545+11.2% | Added |
| Brown Brothers Harriman & Co | 152,548 | $13.9M | 0.08% | −45,346−22.9% | Reduced |
| DDD Partners, LLC | 149,572 | $13.6M | 2.07% | +4,177+2.9% | Added |
| CIBC World Markets Inc. | 149,338 | $13.6M | 0.04% | +4,975+3.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 146,627 | $13.4M | 0.04% | −205−0.1% | Reduced |
| Gamble Jones Investment Counsel | 146,348 | $13.4M | 0.87% | −80−0.1% | Reduced |
| Jones Financial Companies LLLP | 145,717 | $13.3M | 0.02% | +5,133+3.7% | Added |
| Gluskin Sheff & Assoc Inc | 142,047 | $13.0M | 0.60% | +14,796+11.6% | Added |
| Bahl & Gaynor Inc | 141,176 | $12.9M | 0.08% | −19,234−12.0% | Reduced |
| Tower Bridge Advisors | 139,641 | $12.7M | 0.85% | −2,544−1.8% | Reduced |
| Guyasuta Investment Advisors Inc | 138,676 | $12.7M | 0.91% | −292−0.2% | Reduced |
| Richard C. Young & CO., LTD. | 137,270 | $12.5M | 1.59% | +3,154+2.4% | Added |
| Tekla Capital Management LLC | 136,225 | $12.4M | 0.40% | 00.0% | Unchanged |
| Grandfield & Dodd, LLC | 132,939 | $12.1M | 0.84% | +3,824+3.0% | Added |
| Reynders McVeigh Capital Management, LLC | 129,981 | $11.9M | 0.73% | −32,366−19.9% | Reduced |
| American Century Companies Inc | 128,941 | $11.8M | 0.01% | +12,390+10.6% | Added |
| Wilkins Investment Counsel Inc | 128,190 | $11.7M | 2.88% | +2,075+1.6% | Added |
| Van Eck Associates Corp | 128,110 | $11.7M | 0.03% | −9,498−6.9% | Reduced |
| Advisor Group Holdings, Inc. | 122,273 | $11.2M | 0.02% | +2,228+1.9% | Added |
| Millennium Management LLC | 118,348 | $10.8M | 0.01% | +63,675+116.5% | Added |
| Tweedy, Browne Co LLC | 115,403 | $10.5M | 0.30% | −12,301−9.6% | Reduced |
| Clifford Swan Investment Counsel LLC | 113,436 | $10.4M | 0.39% | +6,106+5.7% | Added |
| Allianz Asset Management GmbH | 111,356 | $10.2M | 0.01% | −2,615−2.3% | Reduced |
| Cambridge Trust Co | 110,893 | $10.1M | 0.38% | +2,992+2.8% | Added |
| Federated Hermes, Inc. | 109,197 | $9.96M | 0.02% | +18,736+20.7% | Added |
| Fort Washington Investment Advisors Inc | 108,623 | $9.91M | 0.09% | −2,120−1.9% | Reduced |
| Qube Research & Technologies Ltd | 104,224 | $9.51M | 0.12% | +101,518+3,751.6% | Added |
| Dixon Mitchell Investment Counsel Inc. | 103,207 | $9.42M | 0.70% | −107−0.1% | Reduced |
| Trust Co of Virginia | 101,230 | $9.30M | 1.02% | +3,159+3.2% | Added |
| Manufacturers Life Insurance Company, The | 100,040 | $9.13M | 0.01% | −663,039−86.9% | Reduced |
| Ingalls & Snyder LLC | 99,490 | $9.08M | 0.41% | +433+0.4% | Added |
| Oxbow Advisors, LLC | 98,709 | $9.01M | 0.94% | +3,570+3.8% | Added |
| Buckhead Capital Management LLC | 96,290 | $8.79M | 1.95% | +110.0% | Added |
| Blair William & Co | 95,501 | $8.71M | 0.03% | −34,468−26.5% | Reduced |
| Rathbone Brothers plc | 94,712 | $8.64M | 0.10% | −1,746−1.8% | Reduced |
| Puzo Michael J | 94,582 | $8.63M | 2.68% | −3,405−3.5% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $8.54M | 1.12% | 00.0% | Unchanged |
| Gabelli Funds LLC | 93,000 | $8.48M | 0.05% | −2,000−2.1% | Reduced |
| Russell Investments Group, Ltd. | 91,981 | $8.39M | 0.01% | +91,981 | New |
| Moreno Evelyn V | 91,758 | $8.37M | 1.97% | +12,729+16.1% | Added |
| Welch & Forbes LLC | 90,886 | $8.29M | 0.14% | +340.0% | Added |
| Usca Ria LLC | 90,427 | $8.25M | 0.50% | +1,716+1.9% | Added |
| Atria Investments LLC | 90,399 | $8.25M | 0.16% | +6,772+8.1% | Added |
| Baird Financial Group, Inc. | 90,201 | $8.23M | 0.02% | +162+0.2% | Added |
| Dearborn Partners LLC | 89,765 | $8.19M | 0.33% | +997+1.1% | Added |
| Advisors Capital Management, LLC | 89,481 | $8.16M | 0.26% | −47,620−34.7% | Reduced |
| CWM, LLC | 88,552 | $8.08M | 0.06% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 87,421 | $7.98M | 1.29% | +4,155+5.0% | Added |
| Investment House LLC | 86,401 | $7.88M | 0.55% | +1,455+1.7% | Added |
| Narwhal Capital Management | 86,097 | $7.86M | 0.99% | −14,712−14.6% | Reduced |
| Euro Pacific Asset Management, LLC | 86,046 | $7.85M | 1.91% | +2,912+3.5% | Added |
| Grimes & Company, Inc. | 85,871 | $7.83M | 0.34% | +1,787+2.1% | Added |
| FourThought Financial, LLC | 83,221 | $7.59M | 1.02% | +9,386+12.7% | Added |
| Fifth Third Bancorp | 82,884 | $7.56M | 0.03% | −4,089−4.7% | Reduced |
| Mengis Capital Management, Inc. | 82,429 | $7.52M | 1.56% | +1,687+2.1% | Added |
| Cohen Capital Management, Inc. | 82,016 | $7.48M | 1.28% | −100.0% | Reduced |
| Broderick Brian C | 80,504 | $7.34M | 1.95% | −4,869−5.7% | Reduced |
| ProVise Management Group, LLC | 80,381 | $7.33M | 0.75% | −528−0.7% | Reduced |
| Freestone Capital Holdings, LLC | 80,031 | $7.30M | 0.37% | −2,548−3.1% | Reduced |
| New York State Common Retirement Fund | 78,447 | $7.16M | 0.01% | −1,836−2.3% | Reduced |
| Captrust Financial Advisors | 78,394 | $7.15M | 0.07% | −2,691−3.3% | Reduced |
| Guardian Capital LP | 77,116 | $7.04M | 0.14% | −5,568−6.7% | Reduced |
| Allegiant Private Advisors, LLC | 76,675 | $7.00M | 1.13% | −5,511−6.7% | Reduced |
| Fiduciary Trust Co | 76,644 | $6.99M | 0.14% | −14,884−16.3% | Reduced |
| Advisors Asset Management, Inc. | 76,055 | $6.94M | 0.10% | −28,175−27.0% | Reduced |
| BBVA USA | 75,810 | $6.92M | 0.39% | +75,810 | New |
| Peapack Gladstone Financial Corp | 75,715 | $6.91M | 0.17% | −1,539−2.0% | Reduced |
| Pinnacle Associates Ltd | 75,005 | $6.84M | 0.12% | −725−1.0% | Reduced |
| Trust Co of Vermont | 74,060 | $6.76M | 0.47% | −381−0.5% | Reduced |
| Avalon Investment & Advisory | 73,709 | $6.72M | 0.15% | +7,209+10.8% | Added |
| TCW Group Inc | 73,049 | $6.66M | 0.06% | −9,670−11.7% | Reduced |
| Creative Planning | 72,103 | $6.58M | 0.01% | −14,140−16.4% | Reduced |
| Squarepoint Ops LLC | 70,836 | $6.46M | 0.05% | +46,269+188.3% | Added |
| Geode Capital Management, LLC | 70,039 | $6.39M | 0.00% | +4,528+6.9% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 68,363 | $6.24M | 1.93% | +2,678+4.1% | Added |
| AMG National Trust Bank | 66,329 | $6.05M | 0.19% | +17,468+35.8% | Added |
| Kestra Advisory Services, LLC | 66,041 | $6.03M | 0.07% | −2,337−3.4% | Reduced |
| Zevin Asset Management LLC | 65,911 | $6.01M | 1.20% | +3,232+5.2% | Added |
| MML Investors Services, LLC | 65,803 | $6.00M | 0.05% | −1,254−1.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 65,738 | $6.00M | 0.01% | −8,525−11.5% | Reduced |
| NewEdge Wealth, LLC | 65,658 | $5.99M | 0.46% | +6,338+10.7% | Added |
| Timber Creek Capital Management LLC | 65,182 | $5.95M | 1.93% | +9,522+17.1% | Added |
| Camden National Bank | 65,175 | $5.95M | 1.12% | −614−0.9% | Reduced |
| Lowell Blake & Associates Inc. | 65,037 | $5.93M | 2.73% | −514−0.8% | Reduced |
| Kidder Stephen W | 63,205 | $5.77M | 1.78% | −6,586−9.4% | Reduced |
| Fairfield, Bush & Co. | 61,894 | $5.65M | 1.53% | −3,109−4.8% | Reduced |