Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q2 2021
Institutional positions in Novartis AG as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,123
- −5 vs. Q1 2021
- Shares held
- 216.9M
- −1.40M (−0.6%) vs. Q1 2021
- Total value
- $19.8B
- +$1.16B (+6.2%) vs. Q1 2021
- New holders
- 74
- 400 more added
- Sold out
- 79
- 416 more reduced
10 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Institutional & Family Asset Management, LLC | 11 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sierra Capital LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Personal Wealth Partners | 7 | $1.00K | 0.00% | +7 | New |
| Corsicana & Co. | 16 | $1.00K | 0.00% | +16 | New |
| Kelly Financial Services LLC | 126,334 | $1.39K | 0.05% | +124,949+9,021.6% | Added |
| Arlington Partners LLC | 27 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 21 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 25 | $2.00K | 0.00% | 00.0% | Unchanged |
| Summit Wealth Group, LLC | 26 | $2.00K | 0.00% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 27 | $2.00K | 0.00% | 00.0% | Unchanged |
| Carolina Wealth Advisors, LLC | 34 | $3.00K | 0.00% | −84−71.2% | Reduced |
| Nisa Investment Advisors, LLC | 34 | $3.00K | 0.00% | 00.0% | Unchanged |
| True Link Financial Advisors, LLC | 34 | $3.00K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 46 | $4.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 52 | $4.00K | 0.00% | 00.0% | Unchanged |
| FormulaFolio Investments, LLC | 42 | $4.00K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 49 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 47 | $4.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 45 | $4.00K | 0.00% | 00.0% | Unchanged |
| Eubel Brady & Suttman Asset Management Inc | 51 | $4.00K | 0.00% | +51 | New |
| Sutton Wealth Advisors Inc. | 53 | $4.84K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 51 | $5.00K | 0.00% | −250−83.1% | Reduced |
| Mach-1 Financial Group, Inc. | 56 | $5.00K | 0.00% | −144−72.0% | Reduced |
| Stonebridge Capital Advisors LLC | 53 | $5.00K | 0.00% | −23−30.3% | Reduced |
| First Bank & Trust | 56 | $5.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 59 | $5.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 54 | $5.00K | 0.00% | +54 | New |
| West Branch Capital LLC | 60 | $5.00K | 0.00% | +60 | New |
| Ten Capital Wealth Advisors, LLC | 50 | $5.00K | 0.00% | +50 | New |
| Central Bank & Trust Co | 70 | $6.00K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 69 | $6.00K | 0.00% | +16+30.2% | Added |
| Arcadia Investment Management Corp | 71 | $6.00K | 0.00% | +71 | New |
| MCF Advisors LLC | 81 | $7.00K | 0.00% | −120−59.7% | Reduced |
| Carolinas Wealth Consulting LLC | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 75 | $7.00K | 0.00% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 78 | $7.00K | 0.00% | +78 | New |
| Newbridge Financial Services Group, Inc. | 89 | $8.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 85 | $8.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 104 | $9.00K | 0.01% | −60−36.6% | Reduced |
| TSFG, LLC | 100 | $9.00K | 0.00% | −15−13.0% | Reduced |
| Cowen Prime Services LLC | 100 | $9.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 100 | $9.00K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 98 | $9.00K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 100 | $9.00K | 0.01% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 100 | $9.00K | 0.00% | +100 | New |
| Migdal Insurance & Financial Holdings Ltd. | 110 | $10.0K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 109 | $10.0K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 108 | $10.0K | 0.01% | 00.0% | Unchanged |
| Delta Asset Management LLC | 125 | $11.0K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 125 | $11.0K | 0.01% | 00.0% | Unchanged |
| Adirondack Trust Co | 130 | $12.0K | 0.01% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 130 | $12.0K | 0.00% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 132 | $12.0K | 0.00% | +132 | New |
| Schroder Investment Management Group | 139 | $13.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 144 | $13.0K | 0.00% | +144 | New |
| Highlander Capital Management, LLC | 150 | $14.0K | 0.01% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 161 | $14.0K | 0.01% | +161 | New |
| Sterling Investment Advisors, Ltd. | 163 | $15.0K | 0.00% | −60−26.9% | Reduced |
| American National Bank | 161 | $15.0K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 170 | $15.5K | 0.01% | −193−53.2% | Reduced |
| Laurel Wealth Advisors LLC | 172 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 188 | $17.0K | 0.00% | +188 | New |
| Country Trust Bank | 194 | $18.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 200 | $18.0K | 0.01% | 00.0% | Unchanged |
| Trust Co | 200 | $18.0K | 0.01% | 00.0% | Unchanged |
| Close Asset Management Ltd | 200 | $18.0K | 0.00% | 00.0% | Unchanged |
| Burleson & Company, LLC | 200 | $18.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 200 | $18.0K | 0.00% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 200 | $18.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 202 | $18.0K | 0.00% | +16+8.6% | Added |
| TFC Financial Management | 209 | $19.0K | 0.01% | −125−37.4% | Reduced |
| McClarren Financial Advisors, Inc. | 217 | $19.0K | 0.02% | 00.0% | Unchanged |
| Private Ocean, LLC | 217 | $20.0K | 0.00% | 00.0% | Unchanged |
| Sawyer & Company, Inc | 233 | $21.0K | 0.01% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 250 | $23.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 264 | $24.0K | 0.00% | −255−49.1% | Reduced |
| Farmers & Merchants Trust Co of Chambersburg PA | 261 | $24.0K | 0.02% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 271 | $25.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 273 | $25.0K | 0.00% | 00.0% | Unchanged |
| Solstein Capital, LLC | 287 | $26.0K | 0.03% | +12+4.4% | Added |
| Centerpoint Advisors, LLC | 280 | $26.0K | 0.01% | 00.0% | Unchanged |
| Phoenix Wealth Advisors | 284 | $26.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $27.0K | 0.01% | 00.0% | Unchanged |
| Compagnie Lombard Odier SCmA | 300 | $27.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 294 | $27.0K | 0.00% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 319 | $29.0K | 0.01% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 333 | $30.0K | 0.01% | +333 | New |
| Legacy Bridge, LLC | 339 | $31.0K | 0.02% | −128−27.4% | Reduced |
| First Command Bank | 348 | $32.0K | 0.00% | 00.0% | Unchanged |
| First Command Financial Services, Inc. | 348 | $32.0K | 0.00% | 00.0% | Unchanged |
| Savior LLC | 353 | $32.0K | 0.03% | 00.0% | Unchanged |
| Front Row Advisors LLC | 351 | $33.0K | 0.01% | −78−18.2% | Reduced |
| Rockbridge Investment Management, LCC | 366 | $33.0K | 0.01% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 369 | $34.0K | 0.00% | +16+4.5% | Added |
| Old North State Trust, LLC | 409 | $37.0K | 0.03% | 00.0% | Unchanged |
| Barnett & Company, Inc. | 402 | $37.0K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 403 | $37.0K | 0.00% | +174+76.0% | Added |
| Kings Point Capital Management | 415 | $38.0K | 0.00% | 00.0% | Unchanged |