Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 16,264,221 | $1.66B | 1.12% | −142,892−0.9% | Reduced |
| Primecap Management Co | 14,595,152 | $1.49B | 1.25% | −415,523−2.8% | Reduced |
| Morgan Stanley | 6,977,833 | $710.8M | 0.07% | −287,598−4.0% | Reduced |
| Dimensional Fund Advisors LP | 6,273,886 | $639.1M | 0.21% | +16,543+0.3% | Added |
| Franklin Resources Inc | 6,211,092 | $632.7M | 0.32% | +27,546+0.4% | Added |
| Loomis Sayles & Co L P | 6,066,617 | $617.9M | 1.06% | −248,393−3.9% | Reduced |
| Bank of America Corp | 5,197,729 | $529.4M | 0.07% | +202,744+4.1% | Added |
| Wellington Management Group LLP | 4,691,916 | $477.9M | 0.10% | −60,036−1.3% | Reduced |
| Charles Schwab Investment Management Inc | 4,383,849 | $415.9M | 0.12% | −28,592−0.6% | Reduced |
| Goldman Sachs Group Inc | 2,774,357 | $282.6M | 0.07% | −123,107−4.2% | Reduced |
| Cullen Capital Management LLC | 2,714,809 | $276.5M | 3.23% | −81,081−2.9% | Reduced |
| Renaissance Technologies LLC | 2,636,845 | $268.6M | 0.46% | +282,000+12.0% | Added |
| Principal Financial Group Inc | 2,539,265 | $258.6M | 0.19% | +51,391+2.1% | Added |
| Janus Henderson Group PLC | 2,532,937 | $258.0M | 0.17% | −68,329−2.6% | Reduced |
| Northern Trust Corp | 2,167,357 | $220.8M | 0.04% | −62,739−2.8% | Reduced |
| Envestnet Asset Management Inc | 2,049,901 | $208.8M | 0.10% | +686,847+50.4% | Added |
| Wells Fargo & Company | 2,009,179 | $204.7M | 0.06% | −53,871−2.6% | Reduced |
| UBS Group AG | 1,856,657 | $189.1M | 0.09% | +58,406+3.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1,827,263 | $186.1M | 0.88% | +1,144,307+167.6% | Added |
| State Street Corp | 1,756,514 | $178.9M | 0.01% | −34,349−1.9% | Reduced |
| BlackRock Inc. | 1,723,936 | $175.6M | 0.01% | −1,071−0.1% | Reduced |
| Scharf Investments, LLC | 1,425,745 | $145.2M | 4.34% | −75,341−5.0% | Reduced |
| Fisher Asset Management, LLC | 1,408,212 | $143.4M | 0.08% | +544,682+63.1% | Added |
| FMR LLC | 1,221,589 | $124.4M | 0.01% | +36,269+3.1% | Added |
| Manning & Napier Group, LLC | 1,069,193 | $108.9M | 1.35% | −16,638−1.5% | Reduced |
| Marshall Wace, LLP | 1,057,042 | $107.7M | 0.23% | +14,730+1.4% | Added |
| Sanders Capital, LLC | 1,073,420 | $103.6M | 0.22% | +710+0.1% | Added |
| Natixis Advisors, L.P. | 927,857 | $94.5M | 0.29% | −2,553−0.3% | Reduced |
| Capital Research Global Investors | 903,617 | $92.0M | 0.03% | +3740.0% | Added |
| Truist Financial Corp | 863,859 | $88.0M | 0.15% | +85,075+10.9% | Added |
| Earnest Partners LLC | 815,838 | $83.1M | 0.48% | −24,170−2.9% | Reduced |
| Magnetar Financial LLC | 799,698 | $81.5M | 2.08% | +469,986+142.5% | Added |
| Chevy Chase Trust Holdings, Inc. | 732,895 | $74.7M | 0.29% | +2,267+0.3% | Added |
| Bristol John W & Co Inc | 675,409 | $68.8M | 1.36% | −7,121−1.0% | Reduced |
| First Trust Advisors LP | 670,804 | $68.3M | 0.08% | −40,081−5.6% | Reduced |
| Mondrian Investment Partners LTD | 664,627 | $67.7M | 1.39% | 00.0% | Unchanged |
| Macquarie Group Ltd | 648,453 | $66.1M | 0.08% | −11,828−1.8% | Reduced |
| Bank of New York Mellon Corp | 621,319 | $63.3M | 0.01% | −3,836−0.6% | Reduced |
| SEI Investments Co | 606,317 | $61.8M | 0.11% | −29,231−4.6% | Reduced |
| Aristotle Capital Management, LLC | 589,356 | $60.0M | 0.13% | +2,594+0.4% | Added |
| Royal Bank of Canada | 586,727 | $59.8M | 0.02% | −25,347−4.1% | Reduced |
| Raymond James & Associates | 518,382 | $52.8M | 0.04% | −24,235−4.5% | Reduced |
| Harvest Portfolios Group Inc. | 517,617 | $52.7M | 2.49% | +28,079+5.7% | Added |
| D.A. Davidson & Co. | 497,177 | $50.6M | 0.55% | +669+0.1% | Added |
| CIBC Private Wealth Group, LLC | 485,044 | $49.4M | 0.12% | +2,739+0.6% | Added |
| CI Private Wealth, LLC | 457,985 | $46.6M | 0.11% | +3,634+0.8% | Added |
| Creative Planning | 447,582 | $45.6M | 0.06% | +146,327+48.6% | Added |
| Woodley Farra Manion Portfolio Management Inc | 406,966 | $41.5M | 2.76% | −4,829−1.2% | Reduced |
| Clark Capital Management Group, Inc. | 406,807 | $41.4M | 0.41% | +13,141+3.3% | Added |
| TCTC Holdings, LLC | 398,826 | $40.6M | 1.57% | −1,300−0.3% | Reduced |
| American Century Companies Inc | 383,904 | $39.1M | 0.03% | +29,631+8.4% | Added |
| Ameriprise Financial Inc | 377,049 | $38.4M | 0.01% | −46,338−10.9% | Reduced |
| Morningstar Investment Services LLC | 375,246 | $38.4M | 0.49% | −6,209−1.6% | Reduced |
| GWM Advisors LLC | 372,429 | $37.9M | 0.42% | +8,708+2.4% | Added |
| JPMorgan Chase & Co | 359,899 | $36.7M | 0.00% | −27,138−7.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 347,427 | $35.4M | 0.06% | +6,500+1.9% | Added |
| LPL Financial LLC | 330,042 | $33.6M | 0.02% | +4,510+1.4% | Added |
| Saturna Capital CORP | 329,461 | $33.6M | 0.59% | +17,795+5.7% | Added |
| Adage Capital Partners GP, L.L.C. | 311,972 | $31.8M | 0.07% | +73,564+30.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 305,150 | $31.1M | 0.16% | −167,264−35.4% | Reduced |
| Cambridge Trust Co | 303,171 | $30.9M | 1.42% | −4,750−1.5% | Reduced |
| The PNC Financial Services Group, Inc. | 295,439 | $30.1M | 0.03% | −11,720−3.8% | Reduced |
| Invesco Ltd. | 294,943 | $30.0M | 0.01% | −30,798−9.5% | Reduced |
| Brown Advisory Inc | 287,291 | $29.3M | 0.05% | −31,440−9.9% | Reduced |
| HighTower Advisors, LLC | 282,600 | $28.8M | 0.05% | +19,435+7.4% | Added |
| NewEdge Wealth, LLC | 281,795 | $28.7M | 0.91% | +43,547+18.3% | Added |
| Managed Asset Portfolios, LLC | 274,204 | $27.9M | 4.28% | −53,162−16.2% | Reduced |
| Janney Montgomery Scott LLC | 266,901 | $27.2M | 0.10% | −10,995−4.0% | Reduced |
| Neuberger Berman Group LLC | 262,613 | $26.8M | 0.02% | −15,591−5.6% | Reduced |
| Financial Counselors Inc | 262,125 | $26.7M | 0.53% | +483+0.2% | Added |
| Stifel Financial Corp | 251,681 | $25.6M | 0.04% | +5,468+2.2% | Added |
| Advisor Group Holdings, Inc. | 247,469 | $25.2M | 0.04% | +91,036+58.2% | Added |
| Oppenheimer Asset Management Inc. | 244,215 | $24.9M | 0.38% | −14,591−5.6% | Reduced |
| Holocene Advisors, LP | 243,609 | $24.8M | 0.11% | +243,609 | New |
| Cambiar Investors LLC | 238,661 | $24.3M | 1.03% | −17,292−6.8% | Reduced |
| GW Henssler & Associates Ltd | 236,835 | $24.1M | 1.65% | −343−0.1% | Reduced |
| US Bancorp | 235,091 | $23.9M | 0.04% | +26,946+12.9% | Added |
| Martin Investment Management, LLC | 229,184 | $23.3M | 7.00% | −9,325−3.9% | Reduced |
| Commonwealth Equity Services, LLC | 229,134 | $23.3M | 0.05% | −16,423−6.7% | Reduced |
| Van Eck Associates Corp | 220,109 | $22.4M | 0.05% | +29,252+15.3% | Added |
| Voloridge Investment Management, LLC | 204,305 | $20.8M | 0.10% | −307,219−60.1% | Reduced |
| Assetmark, Inc | 203,293 | $20.7M | 0.08% | +4,524+2.3% | Added |
| Integral Health Asset Management, LLC | 200,000 | $20.4M | 2.89% | +97,000+94.2% | Added |
| Godsey & Gibb Associates | 194,083 | $19.8M | 2.43% | −3,071−1.6% | Reduced |
| Hemenway Trust Co LLC | 192,012 | $19.6M | 2.05% | +205+0.1% | Added |
| Mariner, LLC | 189,747 | $19.3M | 0.05% | +3,694+2.0% | Added |
| Cerity Partners LLC | 189,406 | $19.3M | 0.09% | −38,567−16.9% | Reduced |
| Boston Common Asset Management, LLC | 187,472 | $19.1M | 0.46% | −5,696−2.9% | Reduced |
| M&T Bank Corp | 187,275 | $19.1M | 0.08% | −13,224−6.6% | Reduced |
| Causeway Capital Management LLC | 187,019 | $19.0M | 0.50% | −38,529−17.1% | Reduced |
| Citigroup Inc | 184,701 | $18.8M | 0.03% | +725+0.4% | Added |
| John G Ullman & Associates Inc | 182,690 | $18.6M | 3.04% | −2,245−1.2% | Reduced |
| Douglas Lane & Associates, LLC | 181,328 | $18.5M | 0.31% | −13,609−7.0% | Reduced |
| Point72 Asset Management, L.P. | 181,247 | $18.5M | 0.06% | −725,039−80.0% | Reduced |
| Optiver Holding B.V. | 179,787 | $18.3M | 0.52% | +179,787 | New |
| Jane Street Group, LLC | 176,780 | $18.0M | 0.03% | +57,567+48.3% | Added |
| O'Shaughnessy Asset Management, LLC | 161,871 | $16.5M | 0.24% | +16,882+11.6% | Added |
| Grandfield & Dodd, LLC | 155,026 | $15.8M | 1.16% | +1,269+0.8% | Added |
| Bank of Montreal | 152,318 | $15.7M | 0.01% | +378+0.2% | Added |
| Bartlett & Co. Wealth Management LLC | 153,046 | $15.6M | 0.28% | −2,722−1.7% | Reduced |