Skip to main content
Livermore
Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2023

Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,225
+37 vs. Q2 2023
Shares held
148.6M
+305.7K (+0.2%) vs. Q2 2023
Total value
$15.1B
+$174.1M (+1.2%) vs. Q2 2023
New holders
97
375 more added
Sold out
60
448 more reduced

15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 1,225 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ3 2023: $15.1B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.

Institutions holding NVS in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Covestor Ltd3$00.00%00.0%Unchanged
BOK Financial Private Wealth, Inc.1$1020.00%00.0%Unchanged
Financial Freedom, LLC3$3140.00%00.0%Unchanged
Hibernia Wealth Partners, LLC4$4070.00%+4New
Highline Wealth Partners LLC6$6110.00%00.0%Unchanged
Plante Moran Financial Advisors, LLC12$1.22K0.00%00.0%Unchanged
Armstrong Advisory Group, Inc13$1.32K0.00%00.0%Unchanged
Cornerstone Planning Group LLC15$1.53K0.00%00.0%Unchanged
Hartford Financial Management Inc.16$1.63K0.00%+2+14.3%Added
Marquette Asset Management, LLC17$1.73K0.00%00.0%Unchanged
Nisa Investment Advisors, LLC22$2.24K0.00%00.0%Unchanged
Delta Asset Management LLC25$2.55K0.00%00.0%Unchanged
Westside Investment Management, Inc.26$2.65K0.00%00.0%Unchanged
LGT Financial Advisors LLC26$2.65K0.00%+26New
Iron Horse Wealth Management, LLC29$2.95K0.00%+29New
Sound Income Strategies, LLC30$3.06K0.00%00.0%Unchanged
Buck Wealth Strategies, LLC30$3.08K0.00%00.0%Unchanged
Johnson Financial Group, Inc.31$3.16K0.00%−55−64.0%Reduced
Thompson Investment Management, Inc.31$3.16K0.00%00.0%Unchanged
Stonebridge Capital Advisors LLC32$3.26K0.00%−269−89.4%Reduced
Tucker Asset Management LLC33$3.36K0.00%00.0%Unchanged
Abound Wealth Management38$3.87K0.00%00.0%Unchanged
Steward Financial Group LLC49$4.00K0.00%+49New
Studio Investment Management LLC40$4.07K0.00%+40New
Sofos Investments, Inc.44$4.11K0.00%−57−56.4%Reduced
Provence Wealth Management Group41$4.18K0.00%+41New
Flaharty Asset Management, LLC43$4.38K0.00%+43New
Raleigh Capital Management Inc.50$5.09K0.00%00.0%Unchanged
Glass Jacobson Investment Advisors llc51$5.20K0.00%00.0%Unchanged
Toth Financial Advisory Corp54$5.50K0.00%+54New
HighMark Wealth Management LLC55$5.60K0.00%−4−6.8%Reduced
Jackson, Grant Investment Advisers, Inc.56$5.70K0.00%00.0%Unchanged
Team Financial Group, LLC58$5.91K0.00%+58New
AdvisorNet Financial, Inc60$6.11K0.00%−438−88.0%Reduced
MV Capital Management, Inc.60$6.11K0.00%+60New
Legend Financial Advisors, Inc.61$6.21K0.01%00.0%Unchanged
Richard W. Paul & Associates, LLC65$6.62K0.00%00.0%Unchanged
Mascoma Wealth Management LLC67$6.83K0.00%00.0%Unchanged
Indiana Trust & Investment Management CO75$7.64K0.00%+75New
Castleview Partners, LLC77$7.84K0.01%00.0%Unchanged
Bollard Group LLC79$8.00K0.00%00.0%Unchanged
WR Wealth Planners, LLC82$8.35K0.00%−8−8.9%Reduced
TFC Financial Management83$8.46K0.00%+20+31.7%Added
VitalStone Financial, LLC97$9.00K0.01%+97New
Archer Investment Corp89$9.07K0.00%00.0%Unchanged
Albion Financial Group91$9.27K0.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.94$9.55K0.00%00.0%Unchanged
Horrell Capital Management, Inc.100$10.0K0.00%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA101$10.0K0.01%00.0%Unchanged
Strengthening Families & Communities, LLC100$10.0K0.00%00.0%Unchanged
Impact Partnership Wealth, LLC99$10.1K0.00%+50+102.0%Added
PFG Private Wealth Management, LLC100$10.2K0.01%00.0%Unchanged
West Paces Advisors Inc.100$10.2K0.00%00.0%Unchanged
First Command Advisory Services, Inc.100$10.2K0.00%+100New
ORG Partners LLC110$11.2K0.00%−139−55.8%Reduced
Creative Capital Management Investments LLC112$11.4K0.01%+112New
First Community Trust NA113$11.5K0.01%00.0%Unchanged
MCF Advisors LLC115$11.7K0.00%00.0%Unchanged
Pacific Center for Financial Services123$12.5K0.00%00.0%Unchanged
Quent Capital, LLC126$12.8K0.00%00.0%Unchanged
Coppell Advisory Solutions LLC143$13.0K0.00%+119+495.8%Added
Centerpoint Advisors, LLC125$13.0K0.01%+125New
Bell Investment Advisors, Inc134$13.7K0.00%+23+20.7%Added
Raffa Wealth Management, LLC137$14.0K0.00%00.0%Unchanged
TSFG, LLC136$14.0K0.00%00.0%Unchanged
Foster Dykema Cabot & Co Inc133$14.0K0.00%+133New
Princeton Global Asset Management LLC138$14.1K0.00%00.0%Unchanged
Beacon Capital Management, LLC142$14.3K0.00%00.0%Unchanged
Coston, McIsaac & Partners150$15.0K0.01%00.0%Unchanged
Maryland Capital Advisors Inc.150$15.3K0.01%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC153$15.6K0.01%+153New
NewSquare Capital LLC154$15.7K0.00%+138+862.5%Added
Legacy Financial Group LLC161$16.4K0.00%+161New
Annapolis Financial Services, LLC161$16.4K0.00%00.0%Unchanged
Carolinas Wealth Consulting LLC176$16.5K0.00%−235−57.2%Reduced
PSI Advisors, LLC163$16.6K0.01%+42+34.7%Added
Eagle Bay Advisors LLC184$18.7K0.01%00.0%Unchanged
Country Trust Bank194$19.8K0.00%00.0%Unchanged
Close Asset Management Ltd200$20.0K0.00%00.0%Unchanged
Trust Co200$20.4K0.00%00.0%Unchanged
Independence Bank of Kentucky200$20.4K0.01%00.0%Unchanged
West Branch Capital LLC200$20.4K0.01%00.0%Unchanged
GW&K Investment Management, LLC207$21.0K0.00%00.0%Unchanged
Red Tortoise LLC207$21.1K0.01%00.0%Unchanged
Financial Synergies Wealth Advisors, Inc.208$21.2K0.00%00.0%Unchanged
Center for Financial Planning, Inc.210$21.4K0.00%+110+110.0%Added
Cedar Wealth Management, LLC217$22.1K0.01%−400−64.8%Reduced
Thompson Siegel & Walmsley LLC229$23.0K0.00%00.0%Unchanged
McClarren Financial Advisors, Inc.234$23.0K0.02%00.0%Unchanged
Credit Agricole S A243$23.4K0.00%00.0%Unchanged
Hollencrest Capital Management232$23.6K0.00%00.0%Unchanged
Retirement Group, LLC232$23.6K0.01%00.0%Unchanged
WFA Asset Management Corp233$23.7K0.01%00.0%Unchanged
LFA - Lugano Financial Advisors SA250$24.1K0.02%00.0%Unchanged
Boyd Watterson Asset Management LLC242$24.6K0.01%00.0%Unchanged
Antonetti Capital Management LLC250$25.5K0.04%00.0%Unchanged
Silicon Valley Capital Partners250$25.5K0.00%00.0%Unchanged
Nalls Sherbakoff Group, LLC250$25.5K0.02%00.0%Unchanged
McCarthy Grittinger Financial Group, LLC250$25.5K0.01%+250New
Paladin Advisory Group, LLC252$25.7K0.02%00.0%Unchanged