Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 12,221,876 | $1.41B | 0.79% | −14,650−0.1% | Reduced |
| Primecap Management Co | 12,008,055 | $1.38B | 1.02% | −171,290−1.4% | Reduced |
| Dimensional Fund Advisors LP | 8,093,032 | $930.9M | 0.23% | +685,340+9.3% | Added |
| Morgan Stanley | 6,984,872 | $803.4M | 0.06% | −431,807−5.8% | Reduced |
| Loomis Sayles & Co L P | 5,769,638 | $663.6M | 0.87% | −175,745−3.0% | Reduced |
| Bank of America Corp | 4,964,330 | $571.0M | 0.05% | +119,277+2.5% | Added |
| Franklin Resources Inc | 4,377,042 | $509.0M | 0.14% | −962,448−18.0% | Reduced |
| Wellington Management Group LLP | 3,999,175 | $460.0M | 0.08% | −385,475−8.8% | Reduced |
| Goldman Sachs Group Inc | 3,486,231 | $401.0M | 0.08% | +405,155+13.1% | Added |
| Janus Henderson Group PLC | 2,541,861 | $292.4M | 0.15% | −7,052−0.3% | Reduced |
| Principal Financial Group Inc | 2,469,568 | $284.0M | 0.16% | −11,997−0.5% | Reduced |
| Renaissance Technologies LLC | 2,300,678 | $264.6M | 0.40% | −199,104−8.0% | Reduced |
| Cullen Capital Management LLC | 2,251,968 | $259.0M | 2.82% | −618,413−21.5% | Reduced |
| Wells Fargo & Company | 1,983,847 | $228.2M | 0.06% | −104,727−5.0% | Reduced |
| Envestnet Asset Management Inc | 1,953,697 | $224.7M | 0.07% | +24,844+1.3% | Added |
| BlackRock, Inc. | 1,947,905 | $224.0M | 0.00% | +1,947,905 | New |
| Northern Trust Corp | 1,732,729 | $199.3M | 0.03% | −326,514−15.9% | Reduced |
| Fisher Asset Management, LLC | 1,706,009 | $196.2M | 0.08% | +231,851+15.7% | Added |
| State Street Corp | 1,695,309 | $195.0M | 0.01% | −58,665−3.3% | Reduced |
| UBS Group AG | 1,369,821 | $157.6M | 0.04% | −13,225−1.0% | Reduced |
| FMR LLC | 1,353,412 | $155.7M | 0.01% | +70,314+5.5% | Added |
| Scharf Investments, LLC | 1,277,793 | $147.0M | 4.05% | −73,659−5.5% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 1,109,095 | $127.6M | 0.39% | −3,396−0.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 899,920 | $122.4M | 0.10% | +269,209+42.7% | Added |
| Mondrian Investment Partners LTD | 1,000,159 | $115.0M | 1.74% | −272,323−21.4% | Reduced |
| Natixis Advisors, L.P. | 938,844 | $108.0M | 0.21% | +26,317+2.9% | Added |
| Capital Research Global Investors | 905,435 | $104.1M | 0.02% | +1,307+0.1% | Added |
| Earnest Partners LLC | 809,147 | $93.1M | 0.41% | −1400.0% | Reduced |
| Bank of Montreal | 780,980 | $90.3M | 0.04% | +123,077+18.7% | Added |
| Bank of New York Mellon Corp | 760,633 | $87.5M | 0.02% | −1,144,031−60.1% | Reduced |
| Truist Financial Corp | 744,563 | $85.6M | 0.13% | −5,842−0.8% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 665,019 | $76.5M | 0.24% | −114,662−14.7% | Reduced |
| Bristol John W & Co Inc | 623,709 | $71.7M | 1.15% | −1,214−0.2% | Reduced |
| Royal Bank of Canada | 585,903 | $67.4M | 0.01% | −52,742−8.3% | Reduced |
| CI Private Wealth, LLC | 579,792 | $66.7M | 0.11% | −941−0.2% | Reduced |
| Clark Capital Management Group, Inc. | 572,765 | $65.9M | 0.45% | +81,156+16.5% | Added |
| Raymond James & Associates | 518,181 | $59.6M | 0.04% | −18,426−3.4% | Reduced |
| SEI Investments Co | 515,366 | $59.3M | 0.08% | −54,586−9.6% | Reduced |
| First Trust Advisors LP | 512,735 | $59.0M | 0.06% | +45,219+9.7% | Added |
| American Century Companies Inc | 509,218 | $58.6M | 0.03% | +16,974+3.4% | Added |
| Harvest Portfolios Group Inc. | 498,263 | $57.3M | 1.90% | −19,676−3.8% | Reduced |
| CIBC Private Wealth Group, LLC | 492,656 | $56.7M | 0.10% | +3,783+0.8% | Added |
| D.A. Davidson & Co. | 487,140 | $56.0M | 0.46% | −4,942−1.0% | Reduced |
| LPL Financial LLC | 431,589 | $49.6M | 0.02% | +29,495+7.3% | Added |
| Ameriprise Financial Inc | 424,828 | $48.9M | 0.01% | −22,846−5.1% | Reduced |
| TCTC Holdings, LLC | 395,012 | $45.4M | 1.54% | −508−0.1% | Reduced |
| Todd Asset Management LLC | 394,338 | $45.4M | 1.06% | −2,373−0.6% | Reduced |
| NewEdge Wealth, LLC | 392,250 | $45.1M | 0.81% | +28,190+7.7% | Added |
| Pacer Advisors, Inc. | 385,002 | $44.3M | 0.09% | +9,934+2.6% | Added |
| Morningstar Investment Services LLC | 375,916 | $43.5M | 0.44% | +918+0.2% | Added |
| Creative Planning | 344,951 | $39.7M | 0.04% | +13,486+4.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 330,063 | $38.0M | 0.05% | −24,386−6.9% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 323,100 | $37.2M | 1.87% | +3,721+1.2% | Added |
| Saturna Capital CORP | 318,018 | $36.6M | 0.48% | −8,395−2.6% | Reduced |
| Cerity Partners LLC | 315,488 | $36.3M | 0.08% | +46,232+17.2% | Added |
| JPMorgan Chase & Co | 312,076 | $35.9M | 0.00% | −5,738−1.8% | Reduced |
| Van Eck Associates Corp | 310,713 | $35.4M | 0.04% | +24,123+8.4% | Added |
| Citigroup Inc | 294,178 | $33.8M | 0.03% | +42,642+17.0% | Added |
| HighTower Advisors, LLC | 290,860 | $33.5M | 0.05% | −4,988−1.7% | Reduced |
| Financial Counselors Inc | 259,813 | $29.9M | 0.44% | −375−0.1% | Reduced |
| GW Henssler & Associates Ltd | 250,878 | $28.9M | 1.63% | +1,653+0.7% | Added |
| Janney Montgomery Scott LLC | 244,998 | $28.2M | 0.08% | −3,913−1.6% | Reduced |
| US Bancorp | 242,627 | $27.9M | 0.04% | +26,150+12.1% | Added |
| O'Shaughnessy Asset Management, LLC | 233,362 | $27.1M | 0.24% | +41,859+21.9% | Added |
| Martin Investment Management, LLC | 234,636 | $27.0M | 6.61% | +5,700+2.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 231,792 | $26.8M | 0.12% | +124,111+115.3% | Added |
| Oppenheimer Asset Management Inc. | 229,901 | $26.4M | 0.32% | −60,212−20.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 229,800 | $26.4M | 0.23% | 00.0% | Unchanged |
| Foresight Global Investors, Inc. | 224,816 | $25.9M | 14.03% | +53,520+31.2% | Added |
| Assetmark, Inc | 223,996 | $25.8M | 0.07% | +10,290+4.8% | Added |
| The PNC Financial Services Group, Inc. | 220,827 | $25.4M | 0.02% | −2,210−1.0% | Reduced |
| Stifel Financial Corp | 219,027 | $25.2M | 0.03% | +8,284+3.9% | Added |
| Brandes Investment Partners, LP | 213,759 | $24.6M | 0.28% | −10,465−4.7% | Reduced |
| First Financial Bankshares Inc | 210,808 | $24.2M | 0.51% | −2,226−1.0% | Reduced |
| Mediolanum International Funds Ltd | 207,506 | $24.1M | 0.34% | +207,506 | New |
| Commonwealth Equity Services, LLC | 203,510 | $23.4M | 0.04% | −13,169−6.1% | Reduced |
| Mariner, LLC | 203,048 | $23.4M | 0.04% | +5,267+2.7% | Added |
| Brown Advisory Inc | 202,758 | $23.3M | 0.03% | −20,052−9.0% | Reduced |
| Invesco Ltd. | 202,726 | $23.3M | 0.00% | −40,155−16.5% | Reduced |
| Integral Health Asset Management, LLC | 200,000 | $23.0M | 2.71% | −100,000−33.3% | Reduced |
| Managed Asset Portfolios, LLC | 193,359 | $22.2M | 3.14% | −51,451−21.0% | Reduced |
| Godsey & Gibb Associates | 191,338 | $22.0M | 2.10% | +420+0.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 191,317 | $22.0M | 0.11% | +113,260+145.1% | Added |
| Kestra Advisory Services, LLC | 188,747 | $21.7M | 0.12% | −590.0% | Reduced |
| Wilkins Investment Counsel Inc | 188,056 | $21.6M | 2.99% | −913−0.5% | Reduced |
| Public Employees Retirement System of Ohio | 183,256 | $21.1M | 0.09% | +183,256 | New |
| Citadel Advisors LLC | 182,181 | $21.0M | 0.02% | −64,380−26.1% | Reduced |
| QRG Capital Management, Inc. | 177,263 | $20.4M | 0.22% | −360−0.2% | Reduced |
| Old Mission Capital LLC | 173,923 | $20.0M | 0.44% | −71,053−29.0% | Reduced |
| Eastern Bank | 171,947 | $19.8M | 0.35% | +171,947 | New |
| Boston Common Asset Management, LLC | 166,173 | $19.1M | 0.50% | +5,369+3.3% | Added |
| Neuberger Berman Group LLC | 165,895 | $19.1M | 0.01% | −1,529−0.9% | Reduced |
| Douglas Lane & Associates, LLC | 164,853 | $19.0M | 0.26% | −12,449−7.0% | Reduced |
| Grandfield & Dodd, LLC | 162,363 | $18.7M | 1.11% | +1,821+1.1% | Added |
| M&T Bank Corp | 161,066 | $18.5M | 0.06% | −6,525−3.9% | Reduced |
| Qube Research & Technologies Ltd | 158,154 | $18.2M | 0.03% | −17,329−9.9% | Reduced |
| Charles Schwab Investment Management Inc | 157,256 | $18.1M | 0.00% | +18,990+13.7% | Added |
| Oak Associates, Ltd | 152,034 | $17.5M | 1.18% | +527+0.3% | Added |
| Mercer Global Advisors Inc | 148,170 | $17.0M | 0.04% | −4,885−3.2% | Reduced |
| Manning & Napier Advisors LLC | 141,763 | $16.3M | 0.18% | +449+0.3% | Added |