Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| John G Ullman & Associates Inc | 141,466 | $16.3M | 2.34% | −35,782−20.2% | Reduced |
| Promethos Capital, LLC | 141,076 | $16.2M | 5.78% | 00.0% | Unchanged |
| First Fiduciary Investment Counsel, Inc. | 140,451 | $16.2M | 3.23% | −1,121−0.8% | Reduced |
| ProVise Management Group, LLC | 131,890 | $15.2M | 1.20% | +3,337+2.6% | Added |
| Captrust Financial Advisors | 131,045 | $15.1M | 0.04% | +1,730+1.3% | Added |
| MML Investors Services, LLC | 129,201 | $14.9M | 0.05% | +10,763+9.1% | Added |
| Exencial Wealth Advisors, LLC | 127,144 | $14.6M | 0.53% | −4,744−3.6% | Reduced |
| Edgemoor Investment Advisors, Inc. | 126,444 | $14.5M | 1.26% | −3,525−2.7% | Reduced |
| Cambiar Investors LLC | 125,609 | $14.4M | 0.56% | −91,047−42.0% | Reduced |
| Quantinno Capital Management LP | 123,390 | $14.2M | 0.18% | +11,811+10.6% | Added |
| Nixon Peabody Trust Co | 121,770 | $14.0M | 1.17% | +1,294+1.1% | Added |
| Price T Rowe Associates Inc | 120,721 | $13.9M | 0.00% | +113,634+1,603.4% | Added |
| Bartlett & Co. Wealth Management LLC | 117,169 | $13.5M | 0.19% | −4,507−3.7% | Reduced |
| National Bank of Canada | 116,898 | $13.4M | 0.02% | −61,102−34.3% | Reduced |
| Ingalls & Snyder LLC | 116,434 | $13.4M | 0.53% | +2,209+1.9% | Added |
| Cetera Investment Advisers | 113,885 | $13.1M | 0.03% | +4,229+3.9% | Added |
| Ethic Inc. | 132,747 | $12.8M | 0.32% | −8,210−5.8% | Reduced |
| Advisor Group Holdings, Inc. | 110,514 | $12.7M | 0.03% | +3,083+2.9% | Added |
| Reynders McVeigh Capital Management, LLC | 109,084 | $12.5M | 0.66% | −5,258−4.6% | Reduced |
| Tocqueville Asset Management L.P. | 107,518 | $12.4M | 0.19% | −2,758−2.5% | Reduced |
| New York State Common Retirement Fund | 106,377 | $12.2M | 0.02% | +10,667+11.1% | Added |
| Rockefeller Capital Management L.P. | 105,613 | $12.1M | 0.03% | −4,910−4.4% | Reduced |
| Pathstone Holdings, LLC | 103,150 | $11.9M | 0.05% | −32,123−23.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 102,418 | $11.8M | 0.03% | −3,449−3.3% | Reduced |
| Jones Financial Companies LLLP | 101,105 | $11.7M | 0.01% | +32,689+47.8% | Added |
| HSBC Holdings PLC | 100,904 | $11.6M | 0.01% | −114,058−53.1% | Reduced |
| Bahl & Gaynor Inc | 98,572 | $11.3M | 0.06% | −3,623−3.5% | Reduced |
| JustInvest LLC | 97,749 | $11.2M | 0.18% | +27,975+40.1% | Added |
| Euro Pacific Asset Management, LLC | 97,224 | $11.2M | 2.06% | −1,185−1.2% | Reduced |
| Ritholtz Wealth Management | 96,313 | $11.1M | 0.33% | +1,257+1.3% | Added |
| Federated Hermes, Inc. | 94,488 | $10.9M | 0.02% | −3,448−3.5% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $10.8M | 0.94% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 89,758 | $10.3M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 89,751 | $10.3M | 0.02% | +2,467+2.8% | Added |
| Zevin Asset Management LLC | 87,936 | $10.1M | 1.56% | −506−0.6% | Reduced |
| Matthew Goff Investment Advisor, LLC | 87,476 | $10.1M | 1.91% | −427−0.5% | Reduced |
| GWM Advisors LLC | 85,386 | $9.82M | 0.06% | −19,771−18.8% | Reduced |
| Tweedy, Browne Co LLC | 85,347 | $9.82M | 0.47% | −2,259−2.6% | Reduced |
| Sanctuary Advisors, LLC | 93,276 | $9.73M | 0.06% | +12,118+14.9% | Added |
| Gabelli Funds LLC | 84,500 | $9.72M | 0.07% | −500−0.6% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 82,813 | $9.53M | 2.86% | −5,612−6.3% | Reduced |
| Investment House LLC | 82,379 | $9.48M | 0.51% | −50−0.1% | Reduced |
| Clifford Swan Investment Counsel LLC | 82,041 | $9.44M | 0.33% | −5,946−6.8% | Reduced |
| Osterweis Capital Management Inc | – | $9.42M | 0.48% | – | – |
| Tower Bridge Advisors | 81,336 | $9.36M | 0.97% | −2,026−2.4% | Reduced |
| Aquatic Capital Management LLC | 81,000 | $9.32M | 0.24% | +61,800+321.9% | Added |
| Blair William & Co | 80,819 | $9.30M | 0.03% | −343−0.4% | Reduced |
| United Capital Financial Advisers, LLC | 80,505 | $9.26M | 0.08% | −2,051−2.5% | Reduced |
| Cohen Capital Management, Inc. | 80,078 | $9.21M | 1.49% | 00.0% | Unchanged |
| Mengis Capital Management, Inc. | 79,513 | $9.15M | 1.80% | −2,092−2.6% | Reduced |
| Cresset Asset Management, LLC | 78,138 | $8.99M | 0.03% | +8,452+12.1% | Added |
| Live Oak Private Wealth LLC | 76,173 | $8.76M | 1.42% | −3,150−4.0% | Reduced |
| CWM, LLC | 75,405 | $8.67M | 0.04% | −5,412−6.7% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 75,244 | $8.65M | 2.24% | −233−0.3% | Reduced |
| Altrius Capital Management Inc | 74,438 | $8.56M | 2.15% | −3,622−4.6% | Reduced |
| Camden National Bank | 73,938 | $8.50M | 1.22% | −1,444−1.9% | Reduced |
| TCW Group Inc | 73,745 | $8.48M | 0.07% | −239−0.3% | Reduced |
| Foster Victor Wealth Advisors, LLC | 71,512 | $8.27M | 0.66% | −54,965−43.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 70,942 | $8.16M | 0.01% | +4,062+6.1% | Added |
| Foundations Investment Advisors, LLC | 70,180 | $8.07M | 0.17% | +6,365+10.0% | Added |
| Welch & Forbes LLC | 65,576 | $7.54M | 0.10% | −805−1.2% | Reduced |
| Trustmark National Bank Trust Department | 65,017 | $7.48M | 0.57% | −1,615−2.4% | Reduced |
| Congress Wealth Management LLC | 64,528 | $7.42M | 0.10% | +38,408+147.0% | Added |
| Dearborn Partners LLC | 62,334 | $7.17M | 0.29% | +190.0% | Added |
| Country Club Bank | 61,132 | $7.07M | 0.47% | −1,427−2.3% | Reduced |
| Eldred Rock Partners, LLC | 60,543 | $6.96M | 2.33% | +32,816+118.4% | Added |
| Susquehanna International Group, LLP | 59,403 | $6.83M | 0.01% | +56,482+1,933.7% | Added |
| Jane Street Group, LLC | 58,954 | $6.78M | 0.01% | −45,283−43.4% | Reduced |
| Banco Santander, S.A. | 58,599 | $6.74M | 0.08% | −1,220−2.0% | Reduced |
| NorthCrest Asset Manangement, LLC | 57,534 | $6.62M | 0.20% | +381+0.7% | Added |
| Jarislowsky, Fraser Ltd | 56,767 | $6.53M | 0.04% | +39+0.1% | Added |
| Syon Capital LLC | 56,294 | $6.47M | 0.57% | −2,070−3.5% | Reduced |
| Rathbone Brothers plc | 56,203 | $6.46M | 0.03% | −1,857−3.2% | Reduced |
| Baldwin Brothers Inc | 54,805 | $6.30M | 0.43% | +7,247+15.2% | Added |
| Voya Investment Management LLC | 54,435 | $6.26M | 0.01% | +5,700+11.7% | Added |
| Community Financial Services Group, LLC | 54,188 | $6.23M | 1.28% | +1,236+2.3% | Added |
| Narwhal Capital Management | 53,875 | $6.20M | 0.56% | −92−0.2% | Reduced |
| Pinnacle Associates Ltd | 61,000 | $6.16M | 0.11% | +2,050+3.5% | Added |
| Brown Brothers Harriman & Co | 52,932 | $6.09M | 0.04% | −2,988−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,867 | $6.08M | 0.02% | +1,827+3.6% | Added |
| Wetherby Asset Management Inc | 52,065 | $5.99M | 0.27% | +709+1.4% | Added |
| Walled Lake Planning & Wealth Management, LLC | 51,795 | $5.96M | 2.24% | −95−0.2% | Reduced |
| Bleakley Financial Group, LLC | 51,136 | $5.88M | 0.18% | −7,585−12.9% | Reduced |
| Naviter Wealth, LLC | 50,362 | $5.79M | 0.81% | +531+1.1% | Added |
| Sphera Funds Management Ltd. | 50,000 | $5.75M | 0.94% | 00.0% | Unchanged |
| Fiduciary Trust Co | 49,957 | $5.75M | 0.08% | +600+1.2% | Added |
| CIBC World Markets Inc. | 49,048 | $5.64M | 0.01% | −209−0.4% | Reduced |
| Glassy Mountain Advisors, Inc. | 48,783 | $5.61M | 1.97% | +1,374+2.9% | Added |
| Chase Investment Counsel Corp | 48,599 | $5.59M | 1.86% | +48,599 | New |
| Deutsche Bank AG | 48,542 | $5.58M | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 48,424 | $5.57M | 0.01% | +45,588+1,607.5% | Added |
| Trust Co of Vermont | 48,365 | $5.56M | 0.28% | −313−0.6% | Reduced |
| Prentiss Smith & Co Inc | 48,357 | $5.56M | 3.56% | −456−0.9% | Reduced |
| Pittenger & Anderson Inc | 48,270 | $5.55M | 0.21% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 47,958 | $5.52M | 0.06% | +2,035+4.4% | Added |
| Whittier Trust Co | 47,605 | $5.48M | 0.07% | +663+1.4% | Added |
| Cardinal Capital Management | 47,319 | $5.44M | 0.85% | +444+0.9% | Added |
| Fifth Third Bancorp | 47,301 | $5.44M | 0.02% | +235+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 47,185 | $5.43M | 0.05% | +1,510+3.3% | Added |
| Smithbridge Asset Management Inc | 47,049 | $5.41M | 0.93% | +819+1.8% | Added |