Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Scotia Capital Inc. | 46,529 | $5.35M | 0.03% | +3,322+7.7% | Added |
| First Manhattan Co | 46,441 | $5.34M | 0.02% | −1,591−3.3% | Reduced |
| Atria Investments LLC | 46,040 | $5.30M | 0.07% | +191+0.4% | Added |
| Henry James International Management, Inc. | 45,981 | $5.29M | 1.84% | +1,245+2.8% | Added |
| Farmers & Merchants Investments Inc | 45,763 | $5.26M | 0.16% | −110−0.2% | Reduced |
| Meritage Portfolio Management | 45,638 | $5.25M | 0.32% | −617−1.3% | Reduced |
| Benjamin Edwards Inc | 45,491 | $5.24M | 0.08% | +21,561+90.1% | Added |
| Auto-Owners Insurance Co | 45,143 | $5.19M | 0.13% | 00.0% | Unchanged |
| Tri Ri Asset Management Corp | 33,202 | $5.15M | 2.61% | +33,202 | New |
| Greenfield Seitz Capital Management, LLC | 43,642 | $5.02M | 1.84% | −888−2.0% | Reduced |
| Keybank National Association | 43,120 | $4.96M | 0.02% | +1,058+2.5% | Added |
| Advisors Capital Management, LLC | 43,102 | $4.96M | 0.08% | +366+0.9% | Added |
| Allspring Global Investments Holdings, LLC | 42,831 | $4.93M | 0.01% | +34,685+425.8% | Added |
| TownSquare Capital, LLC | 42,759 | $4.92M | 0.06% | +11,866+38.4% | Added |
| Timber Creek Capital Management LLC | 42,368 | $4.87M | 1.36% | −8,603−16.9% | Reduced |
| Garland Capital Management Inc | 42,195 | $4.85M | 3.73% | −7,815−15.6% | Reduced |
| Bryn Mawr Trust Co | 41,404 | $4.76M | 0.09% | +30,016+263.6% | Added |
| Acadian Asset Management LLC | 41,295 | $4.75M | 0.01% | +11,301+37.7% | Added |
| Logan Capital Management Inc | 40,836 | $4.70M | 0.19% | +1,702+4.3% | Added |
| Signaturefd, LLC | 40,486 | $4.66M | 0.09% | +1,718+4.4% | Added |
| Rhumbline Advisers | 40,390 | $4.65M | 0.00% | +2,580+6.8% | Added |
| Hayek Kallen Investment Management | 40,320 | $4.64M | 1.64% | −375−0.9% | Reduced |
| Fayez Sarofim & Co | 40,240 | $4.63M | 0.01% | +250+0.6% | Added |
| Millennium Management LLC | 40,193 | $4.62M | 0.00% | +31,330+353.5% | Added |
| Quantbot Technologies LP | 39,976 | $4.60M | 0.18% | +22,998+135.5% | Added |
| Carret Asset Management, LLC | 39,845 | $4.58M | 0.50% | −1,189−2.9% | Reduced |
| Great Valley Advisor Group, Inc. | 39,664 | $4.56M | 0.11% | +8,321+26.5% | Added |
| Private Advisor Group, LLC | 39,056 | $4.49M | 0.03% | +608+1.6% | Added |
| Pekin Hardy Strauss, Inc. | 38,493 | $4.43M | 0.56% | −325−0.8% | Reduced |
| Monte Financial Group, LLC | 38,113 | $4.38M | 1.82% | +114+0.3% | Added |
| Gluskin Sheff & Assoc Inc | 37,733 | $4.34M | 0.51% | +2,000+5.6% | Added |
| Woodmont Investment Counsel LLC | 37,658 | $4.33M | 0.33% | −728−1.9% | Reduced |
| Glenmede Trust Co NA | 37,613 | $4.33M | 0.02% | −2,005−5.1% | Reduced |
| Arlington Partners LLC | 37,556 | $4.32M | 1.69% | +6,404+20.6% | Added |
| Haverford Trust Co | 37,423 | $4.30M | 0.04% | +746+2.0% | Added |
| Nichols & Pratt Advisers LLP | 37,347 | $4.30M | 0.28% | −455−1.2% | Reduced |
| Boston Partners | 37,039 | $4.26M | 0.01% | +1,572+4.4% | Added |
| Financial Gravity Companies, Inc. | 36,603 | $4.21M | 1.13% | +36,603 | New |
| Azzad Asset Management Inc | 36,433 | $4.19M | 0.47% | +50+0.1% | Added |
| Greenup Street Wealth Management LLC | 35,979 | $4.14M | 0.85% | +2,111+6.2% | Added |
| Crossmark Global Holdings, Inc. | 35,617 | $4.10M | 0.07% | +7,824+28.2% | Added |
| Capital Wealth Planning, LLC | 35,470 | $4.08M | 0.04% | +11,607+48.6% | Added |
| Argent Trust Co | 35,015 | $4.03M | 0.17% | −560−1.6% | Reduced |
| Alliancebernstein L.P. | 34,974 | $4.02M | 0.00% | +12,367+54.7% | Added |
| Prudential Financial Inc | 34,918 | $4.02M | 0.01% | +6,993+25.0% | Added |
| WealthTrust Axiom LLC | 34,810 | $4.00M | 1.19% | −235−0.7% | Reduced |
| Fort Washington Investment Advisors Inc | 33,925 | $3.90M | 0.02% | −700−2.0% | Reduced |
| Oppenheimer & Co Inc | 33,856 | $3.89M | 0.06% | +1,150+3.5% | Added |
| Beach Investment Counsel Inc | 33,842 | $3.89M | 0.48% | −330−1.0% | Reduced |
| Yousif Capital Management, LLC | 33,805 | $3.89M | 0.04% | −1,497−4.2% | Reduced |
| Davenport & Co LLC | 33,778 | $3.89M | 0.02% | −715−2.1% | Reduced |
| Fort Pitt Capital Group, LLC | 33,709 | $3.88M | 0.11% | +899+2.7% | Added |
| Pensionmark Financial Group, LLC | 33,671 | $3.87M | 0.12% | +33,671 | New |
| Chesley Taft & Associates LLC | 33,502 | $3.85M | 0.18% | +1,100+3.4% | Added |
| Envestnet Portfolio Solutions, Inc. | 32,972 | $3.79M | 0.01% | +1,585+5.0% | Added |
| Park Avenue Securities LLC | 32,851 | $3.78M | 0.04% | −1,631−4.7% | Reduced |
| Choate Investment Advisors | 32,773 | $3.77M | 0.10% | −2,424−6.9% | Reduced |
| Patten & Patten Inc | 32,685 | $3.76M | 0.25% | −1,895−5.5% | Reduced |
| Advisory Services Network, LLC | 35,051 | $3.73M | 0.08% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 32,423 | $3.73M | 0.04% | +1,079+3.4% | Added |
| Orion Portfolio Solutions, LLC | 32,423 | $3.73M | 0.04% | +1,079+3.4% | Added |
| NBT Bank N A | 32,305 | $3.72M | 0.25% | −845−2.5% | Reduced |
| Triasima Portfolio Management inc. | 32,275 | $3.71M | 0.83% | +19,875+160.3% | Added |
| Northeast Investment Management | 32,098 | $3.69M | 0.17% | −55−0.2% | Reduced |
| Wambolt & Associates, LLC | 31,589 | $3.62M | 0.99% | +1,399+4.6% | Added |
| RSM US Wealth Management LLC | 31,439 | $3.60M | 0.05% | +2,619+9.1% | Added |
| CAPROCK Group, Inc. | 30,985 | $3.56M | 0.13% | −1,904−5.8% | Reduced |
| XTX Topco Ltd | 30,519 | $3.51M | 0.26% | +30,519 | New |
| Colony Group, LLC | 29,637 | $3.41M | 0.01% | −6,747−18.5% | Reduced |
| Walleye Capital LLC | 29,306 | $3.37M | 0.04% | +25,743+722.5% | Added |
| Wiley Bros.-Aintree Capital, LLC | 29,193 | $3.36M | 0.06% | +11,833+68.2% | Added |
| Geneos Wealth Management Inc. | 29,098 | $3.35M | 0.13% | +2,137+7.9% | Added |
| Ashton Thomas Securities, LLC | 29,001 | $3.34M | 0.65% | +2,297+8.6% | Added |
| Providence Capital Advisors, LLC | 28,913 | $3.33M | 0.66% | −6,620−18.6% | Reduced |
| Bradley Foster & Sargent Inc | 28,883 | $3.32M | 0.06% | −495−1.7% | Reduced |
| Moors & Cabot, Inc. | 28,559 | $3.28M | 0.16% | −250−0.9% | Reduced |
| Two Sigma Investments, LP | 28,374 | $3.26M | 0.01% | −128,038−81.9% | Reduced |
| Transform Wealth, LLC | 28,292 | $3.25M | 0.22% | +5,141+22.2% | Added |
| Cornerstone Wealth Group, LLC | 28,122 | $3.23M | 0.27% | +204+0.7% | Added |
| Naples Global Advisors, LLC | 28,059 | $3.23M | 0.30% | −80−0.3% | Reduced |
| Americana Partners, LLC | 28,018 | $3.22M | 0.22% | +129+0.5% | Added |
| McIntyre Freedman & Flynn Investment Advisers Inc | 27,930 | $3.21M | 2.29% | −200−0.7% | Reduced |
| Daymark Wealth Partners, LLC | 27,877 | $3.21M | 0.14% | +1,056+3.9% | Added |
| Barclays PLC | 27,652 | $3.18M | 0.00% | +26,139+1,727.6% | Added |
| Hall Laurie J Trustee | 27,552 | $3.17M | 1.00% | −40−0.1% | Reduced |
| Sequoia Financial Advisors, LLC | 27,119 | $3.12M | 0.03% | −18−0.1% | Reduced |
| Avantax Advisory Services, Inc. | 27,103 | $3.12M | 0.02% | +914+3.5% | Added |
| Diamond Hill Capital Management Inc | 27,000 | $3.11M | 0.01% | 00.0% | Unchanged |
| Capital Insight Partners, LLC | 26,932 | $3.10M | 0.54% | +4,317+19.1% | Added |
| Telos Capital Management, Inc. | 26,647 | $3.06M | 0.32% | −430−1.6% | Reduced |
| Fred Alger Management, LLC | 26,295 | $3.02M | 0.01% | 00.0% | Unchanged |
| Principal Securities, Inc. | 26,144 | $3.01M | 0.07% | +4,153+18.9% | Added |
| BNP Paribas Arbitrage, SA | 25,890 | $2.98M | 0.00% | +1,552+6.4% | Added |
| CWA Asset Management Group, LLC | 25,676 | $2.95M | 0.16% | +25,676 | New |
| Oxbow Advisors, LLC | 25,402 | $2.92M | 0.29% | −145−0.6% | Reduced |
| Susquehanna International Securities, Ltd. | 25,400 | $2.92M | 0.97% | +25,400 | New |
| Peapack Gladstone Financial Corp | 25,157 | $2.90M | 0.04% | +39+0.2% | Added |
| Somerville Kurt F | 25,108 | $2.89M | 0.46% | −6,117−19.6% | Reduced |
| Lighthouse Investment Partners, LLC | 25,000 | $2.88M | 0.16% | −23,310−48.3% | Reduced |
| Penobscot Investment Management Company, Inc. | 24,967 | $2.87M | 0.26% | +200+0.8% | Added |