Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dodge & Cox | 28,249,540 | $2.47B | 1.53% | −1,016,360−3.5% | Reduced |
| Primecap Management Co | 18,165,590 | $1.59B | 1.10% | −896,060−4.7% | Reduced |
| Loomis Sayles & Co L P | 17,893,566 | $1.57B | 1.89% | −1,045,879−5.5% | Reduced |
| Fisher Asset Management, LLC | 10,384,666 | $908.3M | 0.51% | +79,637+0.8% | Added |
| Franklin Resources Inc | 9,140,807 | $799.5M | 0.29% | +2,361,944+34.8% | Added |
| Bank of America Corp | 7,788,298 | $681.2M | 0.07% | −1,424,172−15.5% | Reduced |
| Boston Partners | 4,677,403 | $409.2M | 0.49% | +292,854+6.7% | Added |
| Charles Schwab Investment Management Inc | 4,205,694 | $367.9M | 0.11% | +89,226+2.2% | Added |
| UBS Group AG | 4,178,900 | $365.5M | 0.14% | −331,179−7.3% | Reduced |
| Wellington Management Group LLP | 4,096,452 | $358.3M | 0.06% | −118,480−2.8% | Reduced |
| Dimensional Fund Advisors LP | 3,870,136 | $338.5M | 0.10% | +1,003,235+35.0% | Added |
| Renaissance Technologies LLC | 3,727,570 | $326.1M | 0.41% | +420,333+12.7% | Added |
| Janus Henderson Group PLC | 3,559,179 | $311.3M | 0.13% | −426,338−10.7% | Reduced |
| Morgan Stanley | 3,483,649 | $304.7M | 0.04% | +267,670+8.3% | Added |
| Wells Fargo & Company | 3,166,044 | $276.9M | 0.07% | −2,149,285−40.4% | Reduced |
| Northern Trust Corp | 3,108,273 | $271.9M | 0.04% | −146,325−4.5% | Reduced |
| Two Sigma Advisers, LP | 2,869,700 | $251.0M | 0.63% | +772,900+36.9% | Added |
| Cullen Capital Management LLC | 2,802,628 | $245.1M | 2.30% | −196,010−6.5% | Reduced |
| Parametric Portfolio Associates LLC | 2,523,333 | $220.7M | 0.11% | −256,939−9.2% | Reduced |
| Principal Financial Group Inc | 2,278,193 | $199.2M | 0.12% | +209,629+10.1% | Added |
| Goldman Sachs Group Inc | 2,187,402 | $191.3M | 0.05% | +108,936+5.2% | Added |
| State Street Corp | 1,954,700 | $171.0M | 0.01% | −60,564−3.0% | Reduced |
| Manning & Napier Group, LLC | 1,928,226 | $168.7M | 1.41% | +18,232+1.0% | Added |
| D. E. Shaw & Co., Inc. | 1,819,904 | $159.2M | 0.19% | +1,793,934+6,907.7% | Added |
| Two Sigma Investments, LP | 1,798,325 | $157.3M | 0.39% | +36,833+2.1% | Added |
| Natixis Advisors, L.P. | 1,690,703 | $147.9M | 0.56% | −414,039−19.7% | Reduced |
| Ameriprise Financial Inc | 1,348,037 | $117.9M | 0.03% | −66,951−4.7% | Reduced |
| BlackRock Inc. | 1,315,829 | $115.1M | 0.00% | −75,861−5.5% | Reduced |
| Mawer Investment Management Ltd. | 1,280,972 | $112.0M | 0.50% | −61,100−4.6% | Reduced |
| Scharf Investments, LLC | 1,262,077 | $110.4M | 3.27% | +17,366+1.4% | Added |
| Parnassus Investments | 1,242,128 | $108.6M | 0.21% | +90,109+7.8% | Added |
| FMR LLC | 1,180,173 | $103.2M | 0.01% | +71,753+6.5% | Added |
| Lazard Asset Management LLC | 1,143,745 | $100.0M | 0.11% | +18,605+1.7% | Added |
| Envestnet Asset Management Inc | 1,054,831 | $92.3M | 0.05% | −16,059−1.5% | Reduced |
| Truist Financial Corp | 1,018,400 | $89.1M | 0.14% | −16,861−1.6% | Reduced |
| Royal Bank of Canada | 986,810 | $86.3M | 0.02% | −344,647−25.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 981,752 | $85.9M | 0.11% | +304,383+44.9% | Added |
| Earnest Partners LLC | 904,818 | $79.1M | 0.46% | −37,394−4.0% | Reduced |
| Capital Research Global Investors | 902,656 | $79.0M | 0.02% | −3840.0% | Reduced |
| Neuberger Berman Group LLC | 867,119 | $74.8M | 0.06% | −155,039−15.2% | Reduced |
| Millennium Management LLC | 842,669 | $73.7M | 0.08% | +56,802+7.2% | Added |
| Raymond James & Associates | 839,860 | $73.5M | 0.06% | +11,507+1.4% | Added |
| Mondrian Investment Partners LTD | 806,698 | $70.6M | 1.39% | +173,188+27.3% | Added |
| Macquarie Group Ltd | 806,370 | $70.5M | 0.06% | +27,520+3.5% | Added |
| Chevy Chase Trust Holdings, Inc. | 783,636 | $68.5M | 0.22% | +13,175+1.7% | Added |
| Madison Asset Management, LLC | 773,372 | $67.6M | 0.89% | −99,128−11.4% | Reduced |
| Voloridge Investment Management, LLC | 763,845 | $66.8M | 0.37% | +701,382+1,122.9% | Added |
| Bank of New York Mellon Corp | 740,419 | $64.8M | 0.01% | +51,360+7.5% | Added |
| Bristol John W & Co Inc | 725,480 | $63.5M | 1.10% | −8,764−1.2% | Reduced |
| First Trust Advisors LP | 709,098 | $62.0M | 0.06% | −3,184−0.4% | Reduced |
| SEI Investments Co | 662,351 | $57.9M | 0.11% | −217,716−24.7% | Reduced |
| Aristotle Capital Management, LLC | 562,209 | $49.2M | 0.08% | −7,565,477−93.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 545,900 | $47.8M | 0.10% | −178,000−24.6% | Reduced |
| Capital World Investors | 539,778 | $47.2M | 0.01% | +3,292+0.6% | Added |
| D.A. Davidson & Co. | 449,462 | $39.3M | 0.42% | +15,638+3.6% | Added |
| Morningstar Investment Services LLC | 428,217 | $37.4M | 0.42% | −6,419−1.5% | Reduced |
| Fayez Sarofim & Co | 411,200 | $36.0M | 0.11% | +9,046+2.2% | Added |
| TCTC Holdings, LLC | 403,632 | $35.3M | 1.51% | +841+0.2% | Added |
| The PNC Financial Services Group, Inc. | 388,344 | $34.0M | 0.03% | +54,679+16.4% | Added |
| Managed Asset Portfolios, LLC | 386,923 | $33.8M | 4.78% | +5,145+1.3% | Added |
| Causeway Capital Management LLC | 381,967 | $33.4M | 0.73% | −19,149−4.8% | Reduced |
| Douglas Lane & Associates, LLC | 379,089 | $33.2M | 0.44% | −194,230−33.9% | Reduced |
| CIBC Private Wealth Group, LLC | 367,484 | $32.1M | 0.07% | +1,403+0.4% | Added |
| Stifel Financial Corp | 345,691 | $30.2M | 0.04% | −17,392−4.8% | Reduced |
| Brown Advisory Inc | 337,059 | $29.5M | 0.04% | −15,395−4.4% | Reduced |
| Oppenheimer Asset Management Inc. | 333,332 | $29.2M | 0.39% | +1,198+0.4% | Added |
| Jane Street Group, LLC | 328,730 | $28.8M | 0.06% | +178,825+119.3% | Added |
| Saturna Capital CORP | 320,128 | $28.7M | 0.51% | −1,150−0.4% | Reduced |
| Optiver Holding B.V. | 339,452 | $28.1M | 0.03% | +55,065+19.4% | Added |
| Commonwealth Equity Services, LLC | 217,523 | $27.8M | 0.06% | −22,792−9.5% | Reduced |
| Martin Investment Management, LLC | 315,999 | $27.6M | 6.85% | +26,075+9.0% | Added |
| HighTower Advisors, LLC | 306,193 | $26.7M | 0.06% | −2,332−0.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 300,305 | $26.3M | 0.05% | +6,832+2.3% | Added |
| First Manhattan Co | 297,537 | $26.0M | 0.09% | −1,750−0.6% | Reduced |
| Citadel Advisors LLC | 292,278 | $25.6M | 0.03% | +119,816+69.5% | Added |
| Invesco Ltd. | 291,490 | $25.5M | 0.01% | −85,591−22.7% | Reduced |
| Nichols & Pratt Advisers LLP | 290,147 | $25.4M | 1.75% | −8,580−2.9% | Reduced |
| Professional Advisory Services Inc | 278,786 | $24.4M | 3.32% | +11,007+4.1% | Added |
| Cambridge Trust Co | 272,978 | $23.9M | 0.77% | −20,590−7.0% | Reduced |
| JPMorgan Chase & Co | 268,370 | $23.5M | 0.00% | −38,165−12.5% | Reduced |
| Gofen & Glossberg LLC | 264,388 | $23.1M | 0.50% | −653−0.2% | Reduced |
| Bank of Montreal | 261,655 | $22.9M | 0.01% | +67,661+34.9% | Added |
| Eaton Vance Management | 255,280 | $22.3M | 0.03% | +11,682+4.8% | Added |
| Woodley Farra Manion Portfolio Management Inc | 252,571 | $22.1M | 1.54% | +22,296+9.7% | Added |
| LPL Financial LLC | 250,516 | $21.9M | 0.02% | −15,634−5.9% | Reduced |
| US Bancorp | 247,372 | $21.6M | 0.03% | −56,933−18.7% | Reduced |
| Janney Montgomery Scott LLC | 245,615 | $21.5M | 0.08% | −1,599−0.6% | Reduced |
| Financial Counselors Inc | 236,106 | $20.7M | 0.42% | −15,771−6.3% | Reduced |
| Brandes Investment Partners, LP | 224,666 | $19.7M | 0.43% | −17,586−7.3% | Reduced |
| Rockefeller Capital Management L.P. | 223,545 | $19.6M | 0.09% | +13,505+6.4% | Added |
| Van Eck Associates Corp | 217,655 | $19.0M | 0.04% | +27,874+14.7% | Added |
| Jarislowsky, Fraser Ltd | 216,906 | $19.0M | 0.09% | −57,630−21.0% | Reduced |
| Bartlett & Co. Wealth Management LLC | 215,985 | $18.9M | 0.32% | −4,938−2.2% | Reduced |
| Bartlett & Co. LLC | 215,985 | $18.9M | 0.32% | −4,938−2.2% | Reduced |
| Reilly Financial Advisors, LLC | 215,399 | $18.8M | 1.40% | +8,018+3.9% | Added |
| Oak Associates, Ltd | 213,474 | $18.7M | 0.99% | −1,604−0.7% | Reduced |
| GW Henssler & Associates Ltd | 208,154 | $18.2M | 1.16% | −724−0.3% | Reduced |
| Hemenway Trust Co LLC | 207,377 | $18.1M | 1.65% | −13,054−5.9% | Reduced |
| Banco Santander, S.A. | 195,939 | $17.1M | 0.09% | +37,814+23.9% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 195,700 | $17.1M | 0.08% | +32,800+20.1% | Added |