Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tocqueville Asset Management L.P. | 192,937 | $16.9M | 0.23% | −57,164−22.9% | Reduced |
| Godsey & Gibb Associates | 191,150 | $16.7M | 5.36% | +6,250+3.4% | Added |
| CORDA Investment Management, LLC. | 184,926 | $16.2M | 1.27% | +11,000+6.3% | Added |
| Tobias Financial Advisors, Inc. | 184,926 | $16.2M | 1.27% | +184,926 | New |
| First Republic Investment Management, Inc. | 182,736 | $16.0M | 0.03% | −36,984−16.8% | Reduced |
| Confluence Investment Management LLC | 181,928 | $15.9M | 0.21% | −42,311−18.9% | Reduced |
| Cardinal Capital Management, Inc. | 180,926 | $15.8M | 0.74% | +9,588+5.6% | Added |
| Exencial Wealth Advisors, LLC | 180,499 | $15.8M | 0.77% | −105,268−36.8% | Reduced |
| Boston Common Asset Management, LLC | 179,923 | $15.7M | 0.64% | +4,833+2.8% | Added |
| John G Ullman & Associates Inc | 178,239 | $15.6M | 2.14% | +3,285+1.9% | Added |
| Somerville Kurt F | 174,652 | $15.3M | 2.12% | −5,234−2.9% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 170,223 | $14.9M | 2.64% | +2,845+1.7% | Added |
| McDaniel Terry & Co | 168,702 | $14.8M | 1.48% | −43,773−20.6% | Reduced |
| Manufacturers Life Insurance Company, The | 167,067 | $14.6M | 0.01% | 00.0% | Unchanged |
| Marshall Wace, LLP | 155,773 | $13.6M | 0.03% | +155,773 | New |
| M&T Bank Corp | 154,867 | $13.5M | 0.06% | −54,576−26.1% | Reduced |
| Scout Investments, Inc. | 153,875 | $13.5M | 0.20% | −2,930−1.9% | Reduced |
| Citigroup Inc | 153,721 | $13.4M | 0.01% | −42,016−21.5% | Reduced |
| DDD Partners, LLC | 153,222 | $13.4M | 1.84% | +2,285+1.5% | Added |
| Point72 Asset Management, L.P. | 152,900 | $13.4M | 0.06% | +152,900 | New |
| Mariner, LLC | 151,600 | $13.3M | 0.06% | +24,750+19.5% | Added |
| Edgemoor Investment Advisors, Inc. | 150,400 | $13.2M | 1.35% | −2,433−1.6% | Reduced |
| CIBC World Markets Inc. | 148,657 | $13.0M | 0.04% | +237+0.2% | Added |
| Gamble Jones Investment Counsel | 147,906 | $12.9M | 0.77% | +639+0.4% | Added |
| National Bank of Canada | 147,595 | $12.9M | 0.05% | +147,595 | New |
| Jones Financial Companies LLLP | 142,664 | $12.5M | 0.02% | −811−0.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 142,345 | $12.5M | 0.03% | −4,060−2.8% | Reduced |
| Cubist Systematic Strategies, LLC | 139,825 | $12.2M | 0.12% | +129,992+1,322.0% | Added |
| Parallax Volatility Advisers, L.P. | 138,997 | $12.2M | 0.15% | +135,356+3,717.6% | Added |
| Guyasuta Investment Advisors Inc | 137,986 | $12.1M | 0.79% | −1,291−0.9% | Reduced |
| Tekla Capital Management LLC | 136,225 | $11.9M | 0.38% | 00.0% | Unchanged |
| American Century Companies Inc | 135,137 | $11.8M | 0.01% | −3,956−2.8% | Reduced |
| Wilkins Investment Counsel Inc | 132,790 | $11.6M | 2.56% | +2,200+1.7% | Added |
| Bahl & Gaynor Inc | 131,981 | $11.5M | 0.06% | −7,603−5.4% | Reduced |
| Richard C. Young & CO., LTD. | 131,902 | $11.5M | 1.45% | −5,016−3.7% | Reduced |
| Reynders McVeigh Capital Management, LLC | 129,615 | $11.3M | 0.64% | +264+0.2% | Added |
| Grandfield & Dodd, LLC | 129,585 | $11.3M | 0.73% | +3,940+3.1% | Added |
| Balyasny Asset Management LLC | 129,088 | $11.3M | 0.05% | +129,088 | New |
| Advisor Group Holdings, Inc. | 124,792 | $10.9M | 0.02% | +6,536+5.5% | Added |
| Brown Brothers Harriman & Co | 123,990 | $10.8M | 0.06% | −18,014−12.7% | Reduced |
| Allianz Asset Management GmbH | 121,051 | $10.6M | 0.01% | −915−0.8% | Reduced |
| Tower Bridge Advisors | 119,110 | $10.4M | 0.64% | −17,984−13.1% | Reduced |
| Simplex Trading, LLC | 117,859 | $10.3M | 0.34% | +113,384+2,533.7% | Added |
| Clifford Swan Investment Counsel LLC | 111,534 | $9.76M | 0.34% | −374−0.3% | Reduced |
| Tweedy, Browne Co LLC | 106,089 | $9.28M | 0.29% | −5,091−4.6% | Reduced |
| Fort Washington Investment Advisors Inc | 103,164 | $9.02M | 0.05% | −5,159−4.8% | Reduced |
| Greenwood Gearhart Inc | 102,462 | $8.96M | 1.24% | +8,697+9.3% | Added |
| Everett Harris & Co | 102,358 | $8.95M | 0.12% | −130,665−56.1% | Reduced |
| Euro Pacific Asset Management, LLC | 101,362 | $8.94M | 2.01% | +10,830+12.0% | Added |
| Oxbow Advisors, LLC | 101,241 | $8.86M | 0.85% | −1,479−1.4% | Reduced |
| Blair William & Co | 101,049 | $8.84M | 0.03% | +10,304+11.4% | Added |
| Moreno Evelyn V | 100,819 | $8.82M | 1.76% | +9,651+10.6% | Added |
| Trust Co of Virginia | 100,601 | $8.80M | 0.88% | −2,034−2.0% | Reduced |
| Ingalls & Snyder LLC | 98,137 | $8.58M | 0.39% | −601−0.6% | Reduced |
| Federated Hermes, Inc. | 97,121 | $8.49M | 0.02% | −20,445−17.4% | Reduced |
| Caption Management, LLC | 95,000 | $8.31M | 0.52% | +53,003+126.2% | Added |
| American Assets Investment Management, LLC | 93,610 | $8.19M | 0.88% | 00.0% | Unchanged |
| Rathbone Brothers plc | 93,057 | $8.14M | 0.08% | −1,442−1.5% | Reduced |
| Gabelli Funds LLC | 92,000 | $8.05M | 0.05% | −1,000−1.1% | Reduced |
| Welch & Forbes LLC | 91,483 | $8.00M | 0.12% | +2,187+2.4% | Added |
| Baird Financial Group, Inc. | 91,355 | $7.99M | 0.02% | −189−0.2% | Reduced |
| Grimes & Company, Inc. | 90,772 | $7.94M | 0.36% | +2,205+2.5% | Added |
| Russell Investments Group, Ltd. | 90,635 | $7.93M | 0.01% | +1,775+2.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 90,534 | $7.92M | 0.31% | −5,012−5.2% | Reduced |
| Puzo Michael J | 89,569 | $7.83M | 2.21% | −3,433−3.7% | Reduced |
| CWM, LLC | 88,887 | $7.78M | 0.05% | +88,887 | New |
| ProVise Management Group, LLC | 87,847 | $7.68M | 0.70% | +3,664+4.4% | Added |
| FourThought Financial, LLC | 86,767 | $7.59M | 0.95% | +1,610+1.9% | Added |
| Creative Planning | 86,281 | $7.55M | 0.01% | −18,846−17.9% | Reduced |
| Mengis Capital Management, Inc. | 85,029 | $7.44M | 1.40% | +2,350+2.8% | Added |
| Captrust Financial Advisors | 84,874 | $7.42M | 0.05% | +1,975+2.4% | Added |
| Buckhead Capital Management LLC | 84,847 | $7.42M | 1.57% | −3,354−3.8% | Reduced |
| Gluskin Sheff & Assoc Inc | 82,047 | $7.18M | 0.30% | −100,000−54.9% | Reduced |
| Cohen Capital Management, Inc. | 82,016 | $7.17M | 1.17% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 79,327 | $6.94M | 0.01% | +880+1.1% | Added |
| Fifth Third Bancorp | 78,281 | $6.85M | 0.03% | −1,104−1.4% | Reduced |
| Atria Investments LLC | 76,585 | $6.70M | 0.12% | −17,971−19.0% | Reduced |
| Foster Victor Wealth Advisors, LLC | 73,767 | $6.62M | 0.90% | +11,940+19.3% | Added |
| Peapack Gladstone Financial Corp | 75,662 | $6.62M | 0.12% | +54+0.1% | Added |
| Comerica Bank | 78,020 | $6.60M | 0.05% | −6,982−8.2% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 73,891 | $6.46M | 1.86% | +5,301+7.7% | Added |
| NewEdge Wealth, LLC | 73,364 | $6.42M | 0.27% | +4,924+7.2% | Added |
| TCW Group Inc | 72,868 | $6.37M | 0.05% | −50.0% | Reduced |
| Freestone Capital Holdings, LLC | 72,122 | $6.31M | 0.27% | −170−0.2% | Reduced |
| Timber Creek Capital Management LLC | 69,869 | $6.11M | 1.82% | +1,350+2.0% | Added |
| Lowell Blake & Associates Inc. | 69,772 | $6.10M | 2.40% | +3,463+5.2% | Added |
| Scotia Capital Inc. | 69,756 | $6.10M | 0.04% | −118,510−62.9% | Reduced |
| Trust Co of Vermont | 69,570 | $6.09M | 0.38% | −2,998−4.1% | Reduced |
| Live Oak Private Wealth LLC | 69,358 | $6.07M | 1.14% | +2,792+4.2% | Added |
| Private Advisor Group, LLC | 69,292 | $6.06M | 0.05% | −20,386−22.7% | Reduced |
| MML Investors Services, LLC | 67,623 | $5.92M | 0.04% | −2,177−3.1% | Reduced |
| Dearborn Partners LLC | 67,327 | $5.89M | 0.21% | −23,219−25.6% | Reduced |
| Investment House LLC | 66,773 | $5.84M | 0.38% | −12,740−16.0% | Reduced |
| Pinnacle Associates Ltd | 66,581 | $5.82M | 0.10% | −7,179−9.7% | Reduced |
| Camden National Bank | 66,126 | $5.78M | 1.02% | −488−0.7% | Reduced |
| AMG National Trust Bank | 65,989 | $5.77M | 0.17% | −835−1.2% | Reduced |
| Geode Capital Management, LLC | 65,680 | $5.75M | 0.00% | −1,277−1.9% | Reduced |
| Guardian Capital LP | 65,467 | $5.73M | 0.11% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 63,430 | $5.55M | 0.06% | −49,738−44.0% | Reduced |
| Brinker Capital Investments, LLC | 63,109 | $5.52M | 0.08% | +3,278+5.5% | Added |