Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2021
Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,147
- +80 vs. Q3 2021
- Shares held
- 211.3M
- −8.42M (−3.8%) vs. Q3 2021
- Total value
- $18.5B
- +$519.2M (+2.9%) vs. Q3 2021
- New holders
- 156
- 329 more added
- Sold out
- 76
- 473 more reduced
16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fiduciary Trust Co | 62,159 | $5.44M | 0.09% | −5,264−7.8% | Reduced |
| Zevin Asset Management LLC | 61,614 | $5.39M | 0.97% | −11,911−16.2% | Reduced |
| Matthew Goff Investment Advisor, LLC | 60,635 | $5.30M | 1.22% | +690+1.2% | Added |
| Osterweis Capital Management Inc | 60,576 | $5.30M | 0.27% | −18,491−23.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 59,720 | $5.22M | 0.01% | −6,775−10.2% | Reduced |
| Parcion Private Wealth LLC | 57,062 | $5.17M | 0.47% | +3,635+6.8% | Added |
| FDx Advisors, Inc. | 58,970 | $5.16M | 0.14% | +11,566+24.4% | Added |
| Sepio Capital, LP | 57,672 | $5.04M | 0.38% | −1,199−2.0% | Reduced |
| Narwhal Capital Management | 57,170 | $5.00M | 0.57% | −12,768−18.3% | Reduced |
| Prentiss Smith & Co Inc | 56,691 | $4.96M | 2.34% | −29−0.1% | Reduced |
| Mercer Global Advisors Inc | 56,040 | $4.90M | 0.03% | +3,634+6.9% | Added |
| Beach Investment Counsel Inc | 55,984 | $4.90M | 0.65% | −50−0.1% | Reduced |
| Blueshift Asset Management, LLC | 55,647 | $4.87M | 0.43% | +5,826+11.7% | Added |
| American Research & Management Co. | 54,960 | $4.81M | 1.04% | −150−0.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 54,791 | $4.79M | 0.01% | +54,791 | New |
| Patten & Patten Inc | 54,460 | $4.76M | 0.33% | −2,518−4.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,346 | $4.75M | 0.02% | +4,162+8.3% | Added |
| Nixon Peabody Trust Co | 51,698 | $4.52M | 1.37% | +3,528+7.3% | Added |
| Pacer Advisors, Inc. | 50,959 | $4.46M | 0.05% | +710+1.4% | Added |
| Whittier Trust Co | 49,132 | $4.30M | 0.07% | −2,819−5.4% | Reduced |
| Carret Asset Management, LLC | 48,653 | $4.26M | 0.47% | +1,100+2.3% | Added |
| Zeke Capital Advisors, LLC | 48,129 | $4.21M | 0.25% | +4,752+11.0% | Added |
| Farmers & Merchants Investments Inc | 48,001 | $4.20M | 0.16% | −2,292−4.6% | Reduced |
| First Hawaiian Bank | 47,910 | $4.19M | 0.12% | +38,650+417.4% | Added |
| Pekin Hardy Strauss, Inc. | 47,525 | $4.16M | 0.57% | −4,149−8.0% | Reduced |
| Garland Capital Management Inc | 47,455 | $4.15M | 2.86% | −3,300−6.5% | Reduced |
| Sawtooth Solutions, LLC | 46,210 | $4.04M | 0.45% | +27,789+150.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 45,565 | $3.99M | 0.02% | +45,565 | New |
| Bradley Foster & Sargent Inc | 45,102 | $3.94M | 0.08% | −6,894−13.3% | Reduced |
| Canal Capital Management, LLC | 44,745 | $3.91M | 0.94% | +2,006+4.7% | Added |
| Guardian Capital Advisors LP | 43,363 | $3.89M | 0.37% | −3,630−7.7% | Reduced |
| Keybank National Association | 44,272 | $3.87M | 0.02% | −840−1.9% | Reduced |
| Wetherby Asset Management Inc | 44,261 | $3.87M | 0.22% | +1,123+2.6% | Added |
| Country Club Trust Company, n.a. | 43,979 | $3.85M | 0.30% | +957+2.2% | Added |
| Notis-McConarty Edward | 43,914 | $3.84M | 1.28% | −1,997−4.3% | Reduced |
| Glenmede Trust Co NA | 43,915 | $3.84M | 0.02% | +2,405+5.8% | Added |
| Davis Selected Advisers | 43,035 | $3.76M | 0.02% | −1,933−4.3% | Reduced |
| Quantbot Technologies LP | 43,032 | $3.76M | 0.31% | +43,032 | New |
| Hayek Kallen Investment Management | 42,820 | $3.75M | 1.34% | −115−0.3% | Reduced |
| Kidder Stephen W | 42,745 | $3.74M | 1.14% | −13,923−24.6% | Reduced |
| Haverford Trust Co | 42,610 | $3.73M | 0.04% | 00.0% | Unchanged |
| Mar Vista Investment Partners LLC | 42,463 | $3.71M | 0.10% | −95−0.2% | Reduced |
| Smithbridge Asset Management Inc | 41,964 | $3.67M | 1.12% | +696+1.7% | Added |
| Fairfield, Bush & Co. | 41,565 | $3.64M | 1.75% | −11,525−21.7% | Reduced |
| Squarepoint Ops LLC | 41,508 | $3.63M | 0.02% | +41,508 | New |
| Bokf, NA | 41,121 | $3.60M | 0.06% | +8,009+24.2% | Added |
| Broderick Brian C | 41,100 | $3.60M | 0.86% | −27,295−39.9% | Reduced |
| United Capital Financial Advisers, LLC | 40,800 | $3.57M | 0.02% | −6,496−13.7% | Reduced |
| Cardinal Capital Management | 40,521 | $3.54M | 0.70% | +169+0.4% | Added |
| Ethic Inc. | 40,279 | $3.52M | 0.27% | +3,564+9.7% | Added |
| Catalyst Capital Advisors LLC | 40,080 | $3.51M | 0.16% | +3,000+8.1% | Added |
| Clearbridge Investments, LLC | 39,315 | $3.44M | 0.00% | −1,476−3.6% | Reduced |
| Private Asset Management Inc | 38,965 | $3.41M | 0.42% | −1,291−3.2% | Reduced |
| Smith, Salley & Associates | 38,835 | $3.40M | 0.24% | −1,046−2.6% | Reduced |
| Yousif Capital Management, LLC | 37,940 | $3.32M | 0.03% | +37,940 | New |
| Avalon Investment & Advisory | 37,500 | $3.28M | 0.08% | −19,864−34.6% | Reduced |
| Chesley Taft & Associates LLC | 37,457 | $3.28M | 0.17% | −975−2.5% | Reduced |
| GWM Advisors LLC | 37,328 | $3.27M | 0.05% | +14,749+65.3% | Added |
| Regions Financial Corp | 37,223 | $3.26M | 0.03% | −1,712−4.4% | Reduced |
| Argent Trust Co | 36,853 | $3.22M | 0.19% | −1,320−3.5% | Reduced |
| Advisory Services Network, LLC | 36,855 | $3.22M | 0.09% | +627+1.7% | Added |
| People's United Financial, Inc. | 36,405 | $3.18M | 0.08% | −11,551−24.1% | Reduced |
| WealthTrust Axiom LLC | 35,770 | $3.13M | 1.00% | −135−0.4% | Reduced |
| Heritage Way Advisors, LLC | 35,585 | $3.11M | 1.17% | +453+1.3% | Added |
| Summitry LLC | 35,586 | $3.11M | 0.18% | +1,349+3.9% | Added |
| Glassy Mountain Advisors, Inc. | 35,018 | $3.06M | 1.58% | +35,018 | New |
| Westwood Holdings Group Inc. | 34,604 | $3.03M | 0.03% | +12,642+57.6% | Added |
| Atlantic Union Bankshares Corp | 34,291 | $3.00M | 0.25% | −15,579−31.2% | Reduced |
| Price T Rowe Associates Inc | 34,209 | $2.99M | 0.00% | +890+2.7% | Added |
| Cubic Asset Management, LLC | 34,093 | $2.98M | 0.68% | 00.0% | Unchanged |
| Woodmont Investment Counsel LLC | 33,861 | $2.96M | 0.38% | −340−1.0% | Reduced |
| Employees Retirement System of Texas | 33,813 | $2.96M | 0.03% | +33,813 | New |
| Davenport & Co LLC | 33,020 | $2.89M | 0.02% | −2,345−6.6% | Reduced |
| Perennial Advisors, LLC | 32,181 | $2.81M | 0.76% | −2,059−6.0% | Reduced |
| Foyston, Gordon, & Payne Inc | 31,645 | $2.77M | 0.65% | −11,644−26.9% | Reduced |
| Park National Corp | 31,587 | $2.76M | 0.11% | −10,872−25.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 31,515 | $2.76M | 0.05% | +7,780+32.8% | Added |
| Cullen/Frost Bankers, Inc. | 31,370 | $2.74M | 0.05% | −859−2.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 31,176 | $2.73M | 0.15% | +1,261+4.2% | Added |
| Northeast Investment Management | 31,106 | $2.72M | 0.13% | −6,906−18.2% | Reduced |
| Royal Fund Management, LLC | 31,068 | $2.72M | 0.39% | −2,533−7.5% | Reduced |
| Whittier Trust Co of Nevada Inc | 30,691 | $2.69M | 0.10% | −2,149−6.5% | Reduced |
| Beacon Financial Group | 30,313 | $2.66M | 0.35% | +262+0.9% | Added |
| Moors & Cabot, Inc. | 30,402 | $2.66M | 0.16% | −31,598−51.0% | Reduced |
| Eagle Global Advisors LLC | 30,161 | $2.64M | 0.17% | −1,148−3.7% | Reduced |
| Azzad Asset Management Inc | 29,937 | $2.62M | 0.35% | +7,571+33.9% | Added |
| Pittenger & Anderson Inc | 29,645 | $2.59M | 0.12% | +764+2.6% | Added |
| Alliancebernstein L.P. | 28,917 | $2.53M | 0.00% | −154−0.5% | Reduced |
| Ipswich Investment Management Co., Inc. | 28,494 | $2.49M | 0.58% | +3,375+13.4% | Added |
| AE Wealth Management LLC | 28,395 | $2.48M | 0.02% | +1,739+6.5% | Added |
| Cetera Advisor Networks LLC | 28,389 | $2.48M | 0.03% | +303+1.1% | Added |
| We Are One Seven, LLC | 32,930 | $2.48M | 0.26% | −1,133−3.3% | Reduced |
| Logan Capital Management Inc | 28,199 | $2.47M | 0.11% | +4,267+17.8% | Added |
| Schechter Investment Advisors, LLC | 28,005 | $2.45M | 0.22% | +28,005 | New |
| Huntington National Bank | 27,965 | $2.45M | 0.02% | −118−0.4% | Reduced |
| Oppenheimer & Co Inc | 27,823 | $2.43M | 0.04% | +371+1.4% | Added |
| Page Arthur B | 27,804 | $2.43M | 1.67% | −4,272−13.3% | Reduced |
| Parsons Capital Management Inc | 27,591 | $2.41M | 0.17% | +1,353+5.2% | Added |
| Blume Capital Management, Inc. | 27,158 | $2.38M | 0.78% | +16,745+160.8% | Added |
| Stonebridge Capital Management Inc | 26,915 | $2.35M | 0.82% | −1,600−5.6% | Reduced |