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Livermore
ZHEN

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q4 2021

Institutional positions in Novartis AG as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,147
+80 vs. Q3 2021
Shares held
211.3M
−8.42M (−3.8%) vs. Q3 2021
Total value
$18.5B
+$519.2M (+2.9%) vs. Q3 2021
New holders
156
329 more added
Sold out
76
473 more reduced

16 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 1,147 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,605 institutionsQ2 2026: 1,626 institutions
Value heldQ4 2021: $18.5B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,626$21.3B
Q1 20261,605$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2021.

Institutions holding NVS in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Widmann Financial Services, Inc.10$00.00%+10New
American National Bank11$1.00K0.00%00.0%Unchanged
Corsicana & Co.16$1.00K0.00%00.0%Unchanged
Nisa Investment Advisors, LLC22$2.00K0.00%00.0%Unchanged
Lowe Wealth Advisors, LLC21$2.00K0.00%00.0%Unchanged
Cribstone Capital Management, LLC25$2.00K0.00%00.0%Unchanged
Freedman Financial Associates, Inc.27$2.00K0.00%00.0%Unchanged
Archer Investment Corp24$2.10K0.00%00.0%Unchanged
Hartford Financial Management Inc.30$3.00K0.00%−100−76.9%Reduced
True Link Financial Advisors, LLC34$3.00K0.00%00.0%Unchanged
Bell Investment Advisors, Inc37$3.00K0.00%−4−9.8%Reduced
West Bancorporation Inc34$3.00K0.00%+34New
Signet Financial Management, LLC40$3.00K0.00%+40New
Larson Financial Group LLC34$3.00K0.00%+34New
GPS Wealth Strategies Group, LLC48$4.00K0.00%−681−93.4%Reduced
Delta Asset Management LLC50$4.00K0.00%00.0%Unchanged
Westside Investment Management, Inc.52$4.00K0.00%00.0%Unchanged
O'Dell Group, LLC50$4.00K0.00%00.0%Unchanged
Selective Wealth Management, Inc.51$4.00K0.00%00.0%Unchanged
Core Alternative Capital48$4.00K0.00%+48New
Future Financial Wealth Managment LLC44$4.00K0.00%+44New
Beaird Harris Wealth Management, LLC47$4.00K0.00%+47New
Karlinski Andrew C46$4.00K0.01%+46New
Sutton Wealth Advisors Inc.53$4.64K0.00%00.0%Unchanged
Manchester Capital Management LLC53$5.00K0.00%−868−94.2%Reduced
First Bank & Trust56$5.00K0.00%00.0%Unchanged
SRS Capital Advisors, Inc.60$5.00K0.00%+17+39.5%Added
Stonebridge Capital Advisors LLC53$5.00K0.00%00.0%Unchanged
HighMark Wealth Management LLC60$5.00K0.00%+13+27.7%Added
Mach-1 Financial Group, Inc.67$5.00K0.00%+67New
Central Bank & Trust Co70$6.00K0.00%00.0%Unchanged
RGT Wealth Advisors, LLC72$6.00K0.00%+72New
Raleigh Capital Management Inc.75$6.00K0.01%+75New
NewSquare Capital LLC84$7.00K0.00%−25−22.9%Reduced
Atwood & Palmer Inc75$7.00K0.00%00.0%Unchanged
Level Financial Advisors, Inc.81$7.00K0.01%+81New
Amplius Wealth Advisors, LLC85$7.00K0.00%+85New
Albion Financial Group91$8.00K0.00%00.0%Unchanged
PYA Waltman Capital, LLC97$8.00K0.00%+97New
Center for Financial Planning, Inc.100$9.00K0.00%−632−86.3%Reduced
First Command Financial Services, Inc.100$9.00K0.00%−248−71.3%Reduced
McCarthy Asset Management, Inc.108$9.00K0.01%00.0%Unchanged
Johnson Financial Group, Inc.98$9.00K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.100$9.00K0.00%00.0%Unchanged
PFG Private Wealth Management, LLC100$9.00K0.00%00.0%Unchanged
TSFG, LLC100$9.00K0.00%00.0%Unchanged
Cowen Prime Advisors LLC100$9.00K0.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.100$9.00K0.00%+11+12.4%Added
Creative Financial Designs Inc120$10.0K0.00%−151−55.7%Reduced
Migdal Insurance & Financial Holdings Ltd.110$10.0K0.00%00.0%Unchanged
Ford Financial Group, LLC125$10.0K0.00%+125New
Adirondack Trust Co130$11.0K0.01%00.0%Unchanged
Horan Securities, Inc.125$11.0K0.01%+125New
RWM Asset Management, LLC142$12.0K0.00%00.0%Unchanged
Schroder Investment Management Group139$12.0K0.00%+139New
Bogart Wealth, LLC154$13.0K0.00%00.0%Unchanged
Highlander Capital Management, LLC150$13.0K0.01%00.0%Unchanged
Carolinas Wealth Consulting LLC150$13.0K0.00%+70+87.5%Added
West Branch Capital LLC150$13.0K0.01%+90+150.0%Added
Sterling Investment Advisors, Ltd.163$14.0K0.00%00.0%Unchanged
SJS Investment Consulting Inc.160$14.0K0.00%+160New
Laurel Wealth Advisors LLC172$15.0K0.00%00.0%Unchanged
Financial Management Professionals, Inc.166$15.0K0.00%+109+191.2%Added
Tarbox Family Office, Inc.188$16.0K0.00%00.0%Unchanged
Trust Co200$17.0K0.00%00.0%Unchanged
Close Asset Management Ltd200$17.0K0.00%00.0%Unchanged
Coastal Capital Group, Inc.200$17.0K0.00%00.0%Unchanged
Mine & Arao Wealth Creation & Management, LLC.200$17.0K0.01%00.0%Unchanged
Aquatic Capital Management LLC200$17.0K0.03%+200New
First Community Trust NA197$17.2K0.01%+197New
Halpern Financial, Inc.200$17.5K0.01%+200New
TFC Financial Management209$18.0K0.01%00.0%Unchanged
Wolff Wiese Magana LLC203$18.0K0.01%+34+20.1%Added
Disciplined Investments, LLC210$18.0K0.01%+200+2,000.0%Added
Private Ocean, LLC217$19.0K0.00%00.0%Unchanged
McClarren Financial Advisors, Inc.218$19.0K0.01%+1+0.5%Added
Pin Oak Investment Advisors Inc230$20.0K0.02%−172−42.8%Reduced
WFA Asset Management Corp233$20.4K0.01%+233New
Rockbridge Investment Management, LCC235$21.0K0.00%00.0%Unchanged
Credit Agricole S A243$21.0K0.00%+243New
Raffa Wealth Management, LLC249$21.8K0.01%+53+27.0%Added
Antonetti Capital Management LLC250$22.0K0.02%00.0%Unchanged
Pacific Center for Financial Services248$22.0K0.01%00.0%Unchanged
Baystate Wealth Management LLC264$23.0K0.00%00.0%Unchanged
Tradewinds Capital Management, LLC265$23.0K0.00%00.0%Unchanged
Northwest Investment Counselors, LLC262$23.0K0.01%+262New
Centerpoint Advisors, LLC287$25.0K0.01%+7+2.5%Added
Ahl Investment Management, Inc.287$25.0K0.02%+287New
Legacy Bridge, LLC292$26.0K0.01%−47−13.9%Reduced
Marquette Asset Management, LLC300$26.0K0.01%00.0%Unchanged
Lenox Wealth Advisors, LLC314$27.0K0.00%−55−14.9%Reduced
Arlington Partners LLC314$27.0K0.01%+314New
Surevest, LLC310$27.0K0.01%+310New
First Command Bank348$28.0K0.00%00.0%Unchanged
Kistler-Tiffany Companies, LLC319$28.0K0.01%00.0%Unchanged
Sofos Investments, Inc.609$29.0K0.00%+609Added
Evermay Wealth Management LLC333$29.0K0.01%00.0%Unchanged
Glen Eagle Advisors, LLC353$30.9K0.01%−100−22.1%Reduced
Bourgeon Capital Management LLC350$31.0K0.01%−450−56.3%Reduced
Solstein Capital, LLC359$31.0K0.02%00.0%Unchanged