Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Primecap Management Co | 12,417,755 | $1.20B | 0.90% | −487,942−3.8% | Reduced |
| Dodge & Cox | 12,353,985 | $1.20B | 0.69% | −811,553−6.2% | Reduced |
| Morgan Stanley | 7,258,381 | $702.1M | 0.06% | +166,128+2.3% | Added |
| Dimensional Fund Advisors LP | 6,018,082 | $582.1M | 0.16% | −60,093−1.0% | Reduced |
| Loomis Sayles & Co L P | 5,917,972 | $572.4M | 0.81% | −91,928−1.5% | Reduced |
| Franklin Resources Inc | 5,699,789 | $551.3M | 0.17% | −215,200−3.6% | Reduced |
| Bank of America Corp | 4,888,193 | $472.8M | 0.05% | −259,473−5.0% | Reduced |
| Wellington Management Group LLP | 4,589,350 | $443.9M | 0.08% | −157,249−3.3% | Reduced |
| Goldman Sachs Group Inc | 3,059,361 | $295.9M | 0.06% | −476,541−13.5% | Reduced |
| Renaissance Technologies LLC | 2,940,582 | $284.4M | 0.45% | +102,500+3.6% | Added |
| Cullen Capital Management LLC | 2,924,424 | $282.9M | 3.15% | +1,295,186+79.5% | Added |
| Janus Henderson Group PLC | 2,568,728 | $248.5M | 0.14% | +16,015+0.6% | Added |
| Principal Financial Group Inc | 2,523,334 | $244.1M | 0.14% | +14,686+0.6% | Added |
| Northern Trust Corp | 2,150,896 | $208.1M | 0.04% | +10,724+0.5% | Added |
| Mondrian Investment Partners LTD | 2,065,739 | $199.8M | 2.74% | +590,830+40.1% | Added |
| Wells Fargo & Company | 2,010,126 | $194.4M | 0.05% | +6,578+0.3% | Added |
| Envestnet Asset Management Inc | 1,953,052 | $188.9M | 0.07% | −79,078−3.9% | Reduced |
| Magnetar Financial LLC | 1,906,046 | $184.4M | 4.13% | +666,104+53.7% | Added |
| BlackRock Inc. | 1,858,800 | $179.8M | 0.00% | +29,277+1.6% | Added |
| State Street Corp | 1,737,954 | $174.7M | 0.01% | −39,094−2.2% | Reduced |
| UBS Group AG | 1,546,738 | $149.6M | 0.05% | −114,754−6.9% | Reduced |
| Fisher Asset Management, LLC | 1,447,875 | $140.1M | 0.07% | +17,266+1.2% | Added |
| Scharf Investments, LLC | 1,364,854 | $132.0M | 3.57% | −58,866−4.1% | Reduced |
| FMR LLC | 1,211,945 | $117.2M | 0.01% | +13,823+1.2% | Added |
| Manning & Napier Group, LLC | 1,042,426 | $100.8M | 1.15% | −14,742−1.4% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 945,876 | $91.5M | 0.33% | −581,499−38.1% | Reduced |
| Natixis Advisors, L.P. | 926,655 | $89.6M | 0.21% | −4,472−0.5% | Reduced |
| Citigroup Inc | 916,164 | $88.6M | 0.10% | +676,034+281.5% | Added |
| Capital Research Global Investors | 904,134 | $87.5M | 0.02% | +4120.0% | Added |
| Chevy Chase Trust Holdings, Inc. | 845,001 | $81.7M | 0.27% | +29,197+3.6% | Added |
| Earnest Partners LLC | 835,551 | $80.8M | 0.37% | +21,535+2.6% | Added |
| Truist Financial Corp | 756,062 | $73.1M | 0.11% | −74,303−8.9% | Reduced |
| Qube Research & Technologies Ltd | 729,712 | $70.6M | 0.13% | +385,402+111.9% | Added |
| Bank of New York Mellon Corp | 654,346 | $63.3M | 0.01% | +29,491+4.7% | Added |
| Bristol John W & Co Inc | 638,558 | $61.8M | 1.05% | −4,197−0.7% | Reduced |
| First Trust Advisors LP | 629,247 | $60.9M | 0.06% | −49,427−7.3% | Reduced |
| Royal Bank of Canada | 597,948 | $57.8M | 0.01% | +8,587+1.5% | Added |
| CI Private Wealth, LLC | 585,788 | $56.7M | 0.10% | −1,775−0.3% | Reduced |
| SEI Investments Co | 572,889 | $55.4M | 0.08% | −37,859−6.2% | Reduced |
| Citadel Advisors LLC | 562,085 | $54.4M | 0.05% | +122,030+27.7% | Added |
| Raymond James & Associates | 529,840 | $51.3M | 0.03% | +11,435+2.2% | Added |
| D.A. Davidson & Co. | 493,302 | $47.7M | 0.43% | +6,225+1.3% | Added |
| American Century Companies Inc | 491,417 | $47.5M | 0.03% | +55,720+12.8% | Added |
| CIBC Private Wealth Group, LLC | 495,680 | $47.5M | 0.09% | −129,925−20.8% | Reduced |
| Harvest Portfolios Group Inc. | 484,971 | $46.9M | 1.83% | −36,361−7.0% | Reduced |
| Aristotle Capital Management, LLC | 446,389 | $43.2M | 0.08% | −145,946−24.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 445,201 | $43.1M | 0.04% | +389,298+696.4% | Added |
| Ameriprise Financial Inc | 429,542 | $41.6M | 0.01% | +64,829+17.8% | Added |
| JPMorgan Chase & Co | 404,831 | $39.2M | 0.00% | +54,370+15.5% | Added |
| TCTC Holdings, LLC | 398,301 | $38.5M | 1.28% | −568−0.1% | Reduced |
| Groupama Asset Managment | 395,595 | $38.4M | 0.70% | +395,595 | New |
| Pacer Advisors, Inc. | 393,336 | $38.0M | 0.09% | +5,516+1.4% | Added |
| GWM Advisors LLC | 389,725 | $37.7M | 0.33% | −1,733−0.4% | Reduced |
| Macquarie Group Ltd | 381,786 | $36.9M | 0.04% | −52,289−12.0% | Reduced |
| Morningstar Investment Services LLC | 370,994 | $35.6M | 0.39% | −375,842−50.3% | Reduced |
| LPL Financial LLC | 361,048 | $34.9M | 0.02% | +15,026+4.3% | Added |
| NewEdge Wealth, LLC | 355,010 | $34.6M | 0.78% | +30,109+9.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 337,957 | $32.7M | 0.05% | −9,257−2.7% | Reduced |
| Saturna Capital CORP | 327,884 | $31.7M | 0.44% | +228+0.1% | Added |
| Adage Capital Partners GP, L.L.C. | 323,549 | $31.3M | 0.06% | −70,923−18.0% | Reduced |
| Creative Planning | 316,607 | $30.6M | 0.03% | +6,419+2.1% | Added |
| Woodley Farra Manion Portfolio Management Inc | 314,559 | $30.5M | 1.68% | −109,768−25.9% | Reduced |
| First Financial Bankshares Inc | 313,159 | $30.3M | 0.68% | −3,797−1.2% | Reduced |
| HighTower Advisors, LLC | 296,253 | $28.7M | 0.05% | +7,284+2.5% | Added |
| Todd Asset Management LLC | 296,246 | $28.7M | 0.59% | +296,246 | New |
| Cerity Partners LLC | 287,176 | $28.1M | 0.07% | +39,375+15.9% | Added |
| Boothbay Fund Management, LLC | 275,974 | $26.7M | 0.79% | +87,279+46.3% | Added |
| Millennium Management LLC | 271,243 | $26.2M | 0.02% | −127,057−31.9% | Reduced |
| Van Eck Associates Corp | 270,440 | $26.2M | 0.04% | +55,142+25.6% | Added |
| US Bancorp | 264,076 | $25.5M | 0.04% | −2,467−0.9% | Reduced |
| Stifel Financial Corp | 259,370 | $25.1M | 0.03% | +9,060+3.6% | Added |
| Managed Asset Portfolios, LLC | 259,022 | $25.1M | 3.65% | −16,789−6.1% | Reduced |
| Oppenheimer Asset Management Inc. | 258,933 | $25.0M | 0.37% | +19,468+8.1% | Added |
| Financial Counselors Inc | 256,538 | $24.8M | 0.42% | −2,872−1.1% | Reduced |
| Janney Montgomery Scott LLC | 252,761 | $24.4M | 0.07% | −6,795−2.6% | Reduced |
| GW Henssler & Associates Ltd | 248,626 | $24.0M | 1.41% | +1,400+0.6% | Added |
| Invesco Ltd. | 242,723 | $23.5M | 0.01% | −24,793−9.3% | Reduced |
| Causeway Capital Management LLC | 239,468 | $23.2M | 0.61% | +30,379+14.5% | Added |
| Martin Investment Management, LLC | 236,800 | $22.9M | 5.63% | +10,665+4.7% | Added |
| The PNC Financial Services Group, Inc. | 235,777 | $22.8M | 0.02% | −9,009−3.7% | Reduced |
| Brown Advisory Inc | 233,421 | $22.6M | 0.03% | −14,399−5.8% | Reduced |
| Integral Health Asset Management, LLC | 225,000 | $21.8M | 2.14% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 223,755 | $21.6M | 0.04% | −5,431−2.4% | Reduced |
| Assetmark, Inc | 218,697 | $21.2M | 0.07% | +2,398+1.1% | Added |
| Brandes Investment Partners, LP | 213,927 | $20.7M | 0.27% | +40,144+23.1% | Added |
| Cambridge Trust Co | 213,554 | $20.7M | 0.78% | −86,496−28.8% | Reduced |
| Optiver Holding B.V. | 210,278 | $20.3M | 0.84% | −271,899−56.4% | Reduced |
| Foresight Global Investors, Inc. | 197,375 | $19.1M | 9.40% | +65,400+49.6% | Added |
| Godsey & Gibb Associates | 197,265 | $19.1M | 2.01% | +1,629+0.8% | Added |
| Mariner, LLC | 192,422 | $18.6M | 0.04% | +820+0.4% | Added |
| Wilkins Investment Counsel Inc | 187,737 | $18.2M | 2.65% | +57,627+44.3% | Added |
| O'Shaughnessy Asset Management, LLC | 180,764 | $17.5M | 0.19% | +11,080+6.5% | Added |
| Douglas Lane & Associates, LLC | 179,964 | $17.4M | 0.25% | +5,253+3.0% | Added |
| John G Ullman & Associates Inc | 179,187 | $17.3M | 2.66% | −1,713−0.9% | Reduced |
| Neuberger Berman Group LLC | 175,258 | $17.0M | 0.01% | −36,975−17.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 172,800 | $16.7M | 0.15% | +172,800 | New |
| M&T Bank Corp | 171,304 | $16.6M | 0.06% | −12,705−6.9% | Reduced |
| QRG Capital Management, Inc. | 168,532 | $16.3M | 0.21% | +28,620+20.5% | Added |
| Two Sigma Investments, LP | 161,409 | $15.6M | 0.04% | +31,938+24.7% | Added |
| Boston Common Asset Management, LLC | 160,904 | $15.6M | 0.37% | −12,641−7.3% | Reduced |